0001580642-21-005510.txt : 20211119 0001580642-21-005510.hdr.sgml : 20211119 20211119114435 ACCESSION NUMBER: 0001580642-21-005510 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20211119 DATE AS OF CHANGE: 20211119 EFFECTIVENESS DATE: 20211119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Two Roads Shared Trust CENTRAL INDEX KEY: 0001552947 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22718 FILM NUMBER: 211427210 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 402-895-1600 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68130 0001552947 S000059538 Anfield Diversified Alternatives ETF C000194999 Anfield Diversified Alternatives ETF DALT N-PX 1 anfielddaltnpx.htm N-PX

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811- 22718

 

Two Roads Shared Trust

________________________________________________________________________

(Exact name of registrant as specified in charter)

 

 

225 Pictoria Drive, Suite 450

Cincinnati, OH 45246

________________________________________________________________________

(Address of principal executive offices) (Zip code)

 

The Corporation Trust Company

1209 Orange Street

Wilmington, DE 19801

________________________________________________________________________

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (402) 895-1600

 

Date of fiscal year end: April 30

 

Date of reporting period: July 1, 2020 - June 30, 2021

 

ITEM 1. PROXY VOTING RECORD:

Explanatory Note: This amended Form N-PX is being filed to supplement the Form N-PX originally filed with the U.S. Securities and Exchange Commission on August 24, 2021 and August 26, 2021 (Accession Numbers: 0001580642-21-003948 and 0001580642-21-003998) in order to include additional items to the proxy voting record that occurred during the reporting period that were inadvertently omitted from the original filing.

 

Registrant:          Anfield Capital Diversified Alternatives ETF         Item 1, Exhibit 3        
Investment Company Act file number: 811- 22963                  
Reporting Period: July 1, 2020-June 30, 2021                  
                     
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
  (a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type (g) Voted (h) Vote Cast (i) For/Against Management
  NO PROXIES VOTED DURING REPORTING PERIOD                  

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)          Two Roads Shared Trust                                                                   

By (Signature and Title)    /s/James Colantino                                                                 

James Colantino

President of the Trust

 

Date: November 19, 2021