EX-99.M 12B-1 PLAN 3 exhibit_m3.htm 12B-1 PLAN EXTENSION LETTER AGREEMENT

 

June 30, 2021

 

 

 

First Trust Exchange-Traded Fund VI

120 East Liberty Drive

Wheaton, Illinois 60187

 

Re:12b-1 Plan Extension Letter for First Trust Exchange-Traded Fund VI (the “Trust”)

 

Ladies and Gentlemen:

 

It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the shares of each series of the above-referenced Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), comprised of various exchange-traded funds (each, a “Fund,” and, collectively, the “Funds”) set forth on Exhibit A attached hereto, which may be amended from time to time.

 

It is further acknowledged that the Trust has adopted a Distribution and Service Plan (the “Plan”) pursuant to Rule l2b-1 under the 1940 Act with respect to the shares of beneficial interest (“Shares”) of the Funds. Pursuant to the Plan, each Fund may bear a fee not to exceed 0.25% per annum of such Fund’s average daily net assets.

 

The purpose of this letter agreement is to agree and acknowledge that the Funds shall not pay, and we shall not collect, any fees pursuant to the Plan any time before the date set forth on Exhibit A attached hereto for each Fund.

 

Very Truly Yours,

 

First Trust Portfolios L.P.

 

   /s/ James M. Dykas                      

James M. Dykas

Cheif Financial Officer 

 

 

Agreed and Acknowledged:

 

First Trust Exchange-Traded Fund VI

 

  /s/ Donald Swade                            

Donald Swade

Treasurer, Chief Financial Officer and

Chief Accounting Officer

 

 

 

Exhibit A

 

First Trust Exchange Traded Fund VI Dates

3/31

First Trust Nasdaq Oil & Gas ETF 07/31/2022
First Trust Nasdaq Food & Beverage ETF 07/31/2022
First Trust Nasdaq Retail ETF 07/31/2022
First Trust Nasdaq Bank ETF 07/31/2022
First Trust Nasdaq Transportation ETF 07/31/2022
First Trust Nasdaq Pharmaceuticals ETF 07/31/2022
First Trust Nasdaq Semiconductor ETF 07/31/2022
Developed International Equity Select ETF 07/31/2022
Emerging Markets Equity Select ETF 07/31/2022
Large Cap US Equity Select ETF 07/31/2022
Mid Cap US Equity Select ETF 07/31/2022
Small Cap US Equity Select ETF 07/31/2022
US Equity Dividend Select ETF 07/31/2022
First Trust S-Network Streaming & Gaming ETF 05/24/2023
First Trust S-Network Healthcare Technology ETF 05/24/2023
First Trust Indxx Medical Devices ETF 06/21/2023

 

9/30

Multi-Asset Diversified Income Index Fund 01/31/2023
First Trust NASDAQ Technology Dividend Index Fund 01/31/2023
First Trust S&P International Dividend Aristocrats ETF 01/31/2023
First Trust BuyWrite Income ETF 01/31/2023
First Trust Hedged BuyWrite ETF 01/31/2023
First Trust Rising Dividend Achievers ETF 01/31/2023
First Trust Dorsey Wright Focus 5 ETF 01/31/2023
First Trust RBA American Industrial Renaissance® ETF 01/31/2023
First Trust Dorsey Wright Momentum & Dividend ETF 01/31/2023
First Trust Dorsey Wright International Focus 5 ETF 01/31/2023
First Trust Dorsey Wright Dynamic Focus 5 ETF 01/31/2023
First Trust SMID Cap Rising Dividend Achievers ETF 01/31/2023
First Trust Indxx Innovative Transaction & Process ETF 01/31/2023
First Trust Nasdaq Artificial Intelligence and Robotics ETF 01/31/2023
First Trust Dorsey Wright Momentum & Value ETF 01/31/2023
First Trust Dorsey Wright Momentum & Low Volatility ETF 01/31/2023
First Trust International Developed Capital Strength ETF 01/31/2023

 

12/31

First Trust Dorsey Wright DALI 1 ETF 04/30/2023