X0306 4 2016-10-04 0 0001399855 National American University Holdings, Inc. NAUH 0001552521 Halbert Richard L HALBERT, DUNN & HALBERT, L.L.C. 111 E. 17TH STREET, P.O. BOX 447 FALLS CITY NE 68355 1 0 0 0 Common Stock 2016-10-04 4 A 0 9389 0.00 A 44112 D Common Stock 1000 I by Spouse's IRA Shares of restricted common stock vest on October 4, 2017 (or such later date as the Company's trading window first opens) provided that the reporting person continues to serve as a director of the Company on such date. Shares vest immediately upon death or disability. /s/ Richard Halbert 2016-10-06