0001144204-18-015009.txt : 20180315 0001144204-18-015009.hdr.sgml : 20180315 20180315180731 ACCESSION NUMBER: 0001144204-18-015009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180314 FILED AS OF DATE: 20180315 DATE AS OF CHANGE: 20180315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aronson Stuart D CENTRAL INDEX KEY: 0001675841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00967 FILM NUMBER: 18693618 MAIL ADDRESS: STREET 1: C/O WHITEHORSE FINANCE, INC. STREET 2: 1450 BRICKELL AVENUE, 31ST FLOOR CITY: MIAMI STATE: FL ZIP: 33131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WhiteHorse Finance, Inc. CENTRAL INDEX KEY: 0001552198 IRS NUMBER: 454247759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 BUSINESS PHONE: (305) 379-2322 MAIL ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: WhiteHorse Finance, LLC DATE OF NAME CHANGE: 20120613 4 1 tv488635_form4.xml FORM 4 X0306 4 2018-03-14 0 0001552198 WhiteHorse Finance, Inc. WHF 0001675841 Aronson Stuart D C/O WHITEHORSE FINANCE, INC. 1450 BRICKELL AVENUE, 31ST FLOOR MIAMI FL 33131 1 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2018-03-14 4 P 0 200 12.85 A 12200 D Common Stock, par value $0.001 per share 2018-03-15 4 P 0 1800 12.85 A 14000 D Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. /s/ Stuart D. Aronson 2018-03-15