0001213900-23-022809.txt : 20230324 0001213900-23-022809.hdr.sgml : 20230324 20230324161536 ACCESSION NUMBER: 0001213900-23-022809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221209 FILED AS OF DATE: 20230324 DATE AS OF CHANGE: 20230324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tech Eric M. CENTRAL INDEX KEY: 0001552112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38971 FILM NUMBER: 23760019 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP CENTRAL INDEX KEY: 0001772720 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 834109918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 6177180329 MAIL ADDRESS: STREET 1: 47000 LIBERTY DRIVE CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: XL Fleet Corp. DATE OF NAME CHANGE: 20201223 FORMER COMPANY: FORMER CONFORMED NAME: Pivotal Investment Corp II DATE OF NAME CHANGE: 20190403 4 1 ownership.xml X0407 4 2022-12-09 0 0001772720 SPRUCE POWER HOLDING CORP SPRU 0001552112 Tech Eric M. 1875 LAWRENCE STREET, SUITE 320 DENVER CO 80202 1 0 0 0 0 Common Stock 2022-12-09 4 S 0 9754 0.907 D 1003727 D Common Stock 2023-02-21 4 S 0 34597 1.14 D 969130 D Common Stock 2023-03-01 4 S 0 65411 0.936 D 903719 D Common Stock 2023-03-02 4 S 0 50470 0.878 D 853249 D Common Stock 2023-03-06 4 S 0 49238 0.899 D 804011 D Common Stock 2023-03-13 4 S 0 59883 0.746 D 744128 D Common Stock 2023-03-21 4 S 0 65496 0.82 D 678632 D Common Stock 15000 I See Footnote The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits. The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. /s/ Stacey Constas 2023-03-24