0001969223-23-000047.txt : 20230421 0001969223-23-000047.hdr.sgml : 20230421 20230421171658 ACCESSION NUMBER: 0001969223-23-000047 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230421 DATE AS OF CHANGE: 20230421 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 9 METERS BIOPHARMA, INC. CENTRAL INDEX KEY: 0001551986 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273948465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37797 FILM NUMBER: 23837280 BUSINESS ADDRESS: STREET 1: 4509 CREEDMOOR ROAD STREET 2: SUITE 201 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 919-275-1933 MAIL ADDRESS: STREET 1: 4509 CREEDMOOR ROAD STREET 2: SUITE 201 CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATE BIOPHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20180201 FORMER COMPANY: FORMER CONFORMED NAME: Monster Digital, Inc. DATE OF NAME CHANGE: 20150930 FORMER COMPANY: FORMER CONFORMED NAME: Tandon Digital, Inc. DATE OF NAME CHANGE: 20120611 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Sensenig Bethany CENTRAL INDEX KEY: 0001899935 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O 9 METERS BIOPHARMA, INC. STREET 2: 8480 HONEYCUTT ROAD, SUITE 120 CITY: RALEIGH STATE: NC ZIP: 27615 144 1 primary_doc.xml 144 0001899935 XXXXXXXX LIVE 0001551986 9 Meters Biopharma, Inc 001-37797 4509 Creedmoor Suite 201 Raleigh NC 27612 9192751933 Bethany L. Sensenig Officer Common UBS Financial Services Inc

1000 Harbor Blvd 3rd Floor Weehawken NJ 07086

9500 12000 14336356 04/21/2023 nsdq common 04/21/2023 RSU Vesting 9 Meters Biopharma N 25089 04/21/2023 Wire Y Shares sold to cover tax withholding for restricted unit vest. 04/21/2023 /s/ UBS Financial Services Inc, as attorney-in-fact for Bethany L. Sensenig