0001578563-23-000013.txt : 20230331
0001578563-23-000013.hdr.sgml : 20230331
20230331162824
ACCESSION NUMBER: 0001578563-23-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230329
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICE YEHUDA MICHAEL
CENTRAL INDEX KEY: 0001674405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37797
FILM NUMBER: 23788177
MAIL ADDRESS:
STREET 1: 155 WALNUT STREET
CITY: ENGLEWOOD
STATE: NJ
ZIP: 07631
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 9 METERS BIOPHARMA, INC.
CENTRAL INDEX KEY: 0001551986
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 273948465
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4509 CREEDMOOR ROAD
STREET 2: SUITE 201
CITY: RALEIGH
STATE: NC
ZIP: 27612
BUSINESS PHONE: 919-275-1933
MAIL ADDRESS:
STREET 1: 4509 CREEDMOOR ROAD
STREET 2: SUITE 201
CITY: RALEIGH
STATE: NC
ZIP: 27612
FORMER COMPANY:
FORMER CONFORMED NAME: INNOVATE BIOPHARMACEUTICALS, INC.
DATE OF NAME CHANGE: 20180201
FORMER COMPANY:
FORMER CONFORMED NAME: Monster Digital, Inc.
DATE OF NAME CHANGE: 20150930
FORMER COMPANY:
FORMER CONFORMED NAME: Tandon Digital, Inc.
DATE OF NAME CHANGE: 20120611
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-03-29
0
0001551986
9 METERS BIOPHARMA, INC.
NMTR
0001674405
RICE YEHUDA MICHAEL
C/O 9 METERS BIOPHARMA, INC.
4509 CREEDMOOR ROAD, SUITE 201
RALEIGH
NC
27612
1
0
0
0
0
Common Stock
2023-03-29
4
A
0
7885
A
7885
D
Represents Restricted Stock Units ("RSUs") granted pursuant to the 9 Meters Biopharma, Inc. 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon the vesting date. The RSUs vest as follows: 3,943 shares vest on April 15, 2023 and 3,942 shares vest on December 31, 2023. The vesting of the December 31, 2023 RSUs will accelerate upon a Change in Control prior to December 31, 2023.
/s/ Bethany Sensenig, as power of attorney
2023-03-31