0001578563-23-000008.txt : 20230329 0001578563-23-000008.hdr.sgml : 20230329 20230329160118 ACCESSION NUMBER: 0001578563-23-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230327 FILED AS OF DATE: 20230329 DATE AS OF CHANGE: 20230329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Temperato John CENTRAL INDEX KEY: 0001722407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37797 FILM NUMBER: 23775123 MAIL ADDRESS: STREET 1: C/O MELINTA THERAPEUTICS,INC. STREET 2: 300 GEORGE STREET, SUITE 301 CITY: NEW HAVEN STATE: CT ZIP: 06511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 9 METERS BIOPHARMA, INC. CENTRAL INDEX KEY: 0001551986 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273948465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4509 CREEDMOOR ROAD STREET 2: SUITE 201 CITY: RALEIGH STATE: NC ZIP: 27612 BUSINESS PHONE: 919-275-1933 MAIL ADDRESS: STREET 1: 4509 CREEDMOOR ROAD STREET 2: SUITE 201 CITY: RALEIGH STATE: NC ZIP: 27612 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATE BIOPHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20180201 FORMER COMPANY: FORMER CONFORMED NAME: Monster Digital, Inc. DATE OF NAME CHANGE: 20150930 FORMER COMPANY: FORMER CONFORMED NAME: Tandon Digital, Inc. DATE OF NAME CHANGE: 20120611 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-03-27 0 0001551986 9 METERS BIOPHARMA, INC. NMTR 0001722407 Temperato John C/O 9 METERS BIOPHARMA, INC. 4509 CREEDMOOR ROAD, SUITE 201 RALEIGH NC 27612 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-03-27 4 A 0 68815 A 140192 D Represents Restricted Stock Units ("RSUs") granted pursuant to the 9 Meters Biopharma, Inc. 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon the vesting date. The RSUs vest as follows: 34,408 shares vest on April 15, 2023 and 34,407 shares vest on December 31, 2023. The vesting of the December 31, 2023 RSUs will accelerate upon a change in control prior to December 31, 2023. /s/ Bethany Sensenig, as power of attorney 2023-03-29