0001821268-20-000013.txt : 20200819
0001821268-20-000013.hdr.sgml : 20200819
20200819111615
ACCESSION NUMBER: 0001821268-20-000013
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200819
DATE AS OF CHANGE: 20200819
EFFECTIVENESS DATE: 20200819
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guggenheim Credit Allocation Fund
CENTRAL INDEX KEY: 0001551949
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22715
FILM NUMBER: 201115876
BUSINESS ADDRESS:
STREET 1: 227 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Guggenheim Dynamic Opportunities Fund
DATE OF NAME CHANGE: 20120614
FORMER COMPANY:
FORMER CONFORMED NAME: Guggenheim Dynamic Income Fund
DATE OF NAME CHANGE: 20120608
N-PX
1
gug80394ggm-npx.txt
GGM
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22715
---------
Guggenheim Credit Allocation Fund
---------------------------------
(Exact name of registrant as specified in charter)
227 West Monroe Street
----------------------
Chicago, IL 60606
-----------------
(Address of principal executive offices) (Zip code)
Brian Binder
------------
227 West Monroe Street
----------------------
Chicago, IL 60606
-----------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 312-827-0100
------------
Date of fiscal year end: May 31
------
Date of reporting period: July 1, 2019 - June 30, 2020
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22715
Reporting Period: 07/01/2019 - 06/30/2020
GUGGENHEIM CREDIT ALLOCATION FUND
====================== GUGGENHEIM CREDIT ALLOCATION FUND =======================
APPROACH RESOURCES INC.
Ticker: AREX Security ID: 03834A103
Meeting Date: JUL 02, 2019 Meeting Type: Annual
Record Date: MAY 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Kahn For For Management
1.2 Elect Director Vean J. Gregg, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Guggenheim Credit Allocation Fund
---------------------------------
By: /s/ Brian Binder
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Name: Brian Binder
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Title: President and Chief Executive Officer
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Date: August 19, 2020
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