0001144204-18-013893.txt : 20180309 0001144204-18-013893.hdr.sgml : 20180309 20180309164244 ACCESSION NUMBER: 0001144204-18-013893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Joshua T. CENTRAL INDEX KEY: 0001561484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00971 FILM NUMBER: 18680677 MAIL ADDRESS: STREET 1: STELLUS CAPITAL STREET 2: 10000 MEMORIAL DRIVE STE 500 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stellus Capital Investment Corp CENTRAL INDEX KEY: 0001551901 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: (713) 292-5400 MAIL ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 tv488187_form4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-08 0 0001551901 Stellus Capital Investment Corp SCM 0001561484 Davis Joshua T. C/O STELLUS CAPITAL INVESTMENT CORP 4400 POST OAK PARKWAY, SUITE 2200 HOUSTON TX 77027 1 0 0 0 Common Stock 2018-03-08 4 P 0 5000 11.65 A 210324 D The amount of securities beneficially owned following the reported transaction also includes an additional 6,827 shares issued under the DRIP. /s/ W. Todd Huskinson, attorney-in-fact 2018-03-09