0001144204-18-013893.txt : 20180309
0001144204-18-013893.hdr.sgml : 20180309
20180309164244
ACCESSION NUMBER: 0001144204-18-013893
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180309
DATE AS OF CHANGE: 20180309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Joshua T.
CENTRAL INDEX KEY: 0001561484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 18680677
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
tv488187_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-03-08
0
0001551901
Stellus Capital Investment Corp
SCM
0001561484
Davis Joshua T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
0
0
0
Common Stock
2018-03-08
4
P
0
5000
11.65
A
210324
D
The amount of securities beneficially owned following the reported transaction also includes an additional 6,827 shares issued under the DRIP.
/s/ W. Todd Huskinson, attorney-in-fact
2018-03-09