0001144204-17-063132.txt : 20171211 0001144204-17-063132.hdr.sgml : 20171211 20171211162213 ACCESSION NUMBER: 0001144204-17-063132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171207 FILED AS OF DATE: 20171211 DATE AS OF CHANGE: 20171211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Angelo Dean CENTRAL INDEX KEY: 0001561485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00971 FILM NUMBER: 171249717 MAIL ADDRESS: STREET 1: STELLUS CAPITAL STREET 2: 10000 MEMORIAL DRIVE STE 500 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stellus Capital Investment Corp CENTRAL INDEX KEY: 0001551901 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: (713) 292-5400 MAIL ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 tv481024_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-12-07 0 0001551901 Stellus Capital Investment Corp SCM 0001561485 D'Angelo Dean C/O STELLUS CAPITAL INVESTMENT CORP 4400 POST OAK PARKWAY, SUITE 2200 HOUSTON TX 77027 1 0 0 0 Common Stock 2017-12-07 4 P 0 1200 12.399 A 122320 D Common Stock 2017-12-07 4 P 0 600 12.3839 A 122920 D Common Stock 2017-12-07 4 P 0 400 12.39 A 123320 D Common Stock 2017-12-07 4 P 0 5300 12.3952 A 128620 D Common Stock 2017-12-08 4 P 0 5000 12.1882 A 133620 D The amount of securities beneficially owned following the reported transaction also includes an additional 1,008 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. /s/ W. Todd Huskinson, attorney-in-fact 2017-12-11