0001144204-17-063132.txt : 20171211
0001144204-17-063132.hdr.sgml : 20171211
20171211162213
ACCESSION NUMBER: 0001144204-17-063132
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171207
FILED AS OF DATE: 20171211
DATE AS OF CHANGE: 20171211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D'Angelo Dean
CENTRAL INDEX KEY: 0001561485
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 171249717
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
tv481024_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-07
0
0001551901
Stellus Capital Investment Corp
SCM
0001561485
D'Angelo Dean
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
0
0
0
Common Stock
2017-12-07
4
P
0
1200
12.399
A
122320
D
Common Stock
2017-12-07
4
P
0
600
12.3839
A
122920
D
Common Stock
2017-12-07
4
P
0
400
12.39
A
123320
D
Common Stock
2017-12-07
4
P
0
5300
12.3952
A
128620
D
Common Stock
2017-12-08
4
P
0
5000
12.1882
A
133620
D
The amount of securities beneficially owned following the reported transaction also includes an additional 1,008 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan.
/s/ W. Todd Huskinson, attorney-in-fact
2017-12-11