0001144204-17-059798.txt : 20171116 0001144204-17-059798.hdr.sgml : 20171116 20171116193711 ACCESSION NUMBER: 0001144204-17-059798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171114 FILED AS OF DATE: 20171116 DATE AS OF CHANGE: 20171116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Angelo Dean CENTRAL INDEX KEY: 0001561485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00971 FILM NUMBER: 171209330 MAIL ADDRESS: STREET 1: STELLUS CAPITAL STREET 2: 10000 MEMORIAL DRIVE STE 500 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stellus Capital Investment Corp CENTRAL INDEX KEY: 0001551901 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: (713) 292-5400 MAIL ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 tv479643_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-11-14 0 0001551901 Stellus Capital Investment Corp SCM 0001561485 D'Angelo Dean C/O STELLUS CAPITAL INVESTMENT CORP 4400 POST OAK PARKWAY, SUITE 2200 HOUSTON TX 77027 1 0 0 0 Common Stock 2017-11-14 4 P 0 3500 12.20 A 113512 D Common Stock 2017-11-14 4 P 0 1600 12.44 A 115112 D Common Stock 2017-11-14 4 P 0 4800 12.505 A 116912 D Common Stock 2017-11-14 4 P 0 200 12.5167 A 120112 D The amount of securities beneficially owned following the reported transaction also includes an additional 1,745 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. /s/ W. Todd Huskinson, attorney-in-fact 2017-11-16