0001144204-15-067334.txt : 20151120
0001144204-15-067334.hdr.sgml : 20151120
20151120183851
ACCESSION NUMBER: 0001144204-15-067334
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151118
FILED AS OF DATE: 20151120
DATE AS OF CHANGE: 20151120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ladd Robert T.
CENTRAL INDEX KEY: 0001561515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 151248045
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
4
1
v425361_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-11-18
0
0001551901
Stellus Capital Investment Corp
SCM
0001561515
Ladd Robert T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
0
1
0
Common Stock
2015-11-18
4
P
0
3010
10.12
A
142517
D
The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $10.07 to $10.13 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The amount of securities beneficially owned following the reported transactions also includes an additional 4,435 shares issued under the DRIP.
/s/W. Todd Huskinson, attorney-in-fact
2015-11-20