0001144204-14-072862.txt : 20141208
0001144204-14-072862.hdr.sgml : 20141208
20141208184423
ACCESSION NUMBER: 0001144204-14-072862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141205
FILED AS OF DATE: 20141208
DATE AS OF CHANGE: 20141208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Joshua T.
CENTRAL INDEX KEY: 0001561484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 141273575
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
4
1
v396021_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-05
0
0001551901
Stellus Capital Investment Corp
SCM
0001561484
Davis Joshua T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
0
0
0
Common Stock
2014-12-05
4
P
0
6000
13.1625
A
96258
D
The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.14 to $13.20 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. The amount of securities beneficially owned following the reported transactions also includes an additional 1,499 shares issued under the DRIP.
/s/ Robert T. Ladd, attorney-in-fact
2014-12-08