0001144204-14-016440.txt : 20140318
0001144204-14-016440.hdr.sgml : 20140318
20140318170042
ACCESSION NUMBER: 0001144204-14-016440
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140317
FILED AS OF DATE: 20140318
DATE AS OF CHANGE: 20140318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ladd Robert T.
CENTRAL INDEX KEY: 0001561515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 14701687
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
4
1
v372093_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-03-17
0
0001551901
Stellus Capital Investment Corp
SCM
0001561515
Ladd Robert T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
1
0
0
President and CEO
Common Stock
2014-03-17
4
P
0
200
14.61
A
69453
D
Common Stock
2014-03-17
4
P
0
100
14.63
A
69553
D
Common Stock
2014-03-17
4
P
0
250
14.66
A
69803
D
Common Stock
2014-03-17
4
P
0
814
14.67
A
70617
D
Common Stock
2014-03-17
4
P
0
1090
14.68
A
71707
D
Common Stock
2014-03-17
4
P
0
1510
14.69
A
73217
D
Common Stock
2014-03-17
4
P
0
1036
14.70
A
74253
D
/s/Robert T. Ladd
2014-03-18