0001144204-14-016410.txt : 20140318
0001144204-14-016410.hdr.sgml : 20140318
20140318162104
ACCESSION NUMBER: 0001144204-14-016410
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140313
FILED AS OF DATE: 20140318
DATE AS OF CHANGE: 20140318
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ladd Robert T.
CENTRAL INDEX KEY: 0001561515
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 14701202
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
4/A
1
v372045_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2014-03-13
2014-03-13
0
0001551901
Stellus Capital Investment Corp
SCM
0001561515
Ladd Robert T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
1
0
0
President and CEO
Common Stock
2014-03-13
4
P
0
200
14.41
A
64453
D
Common Stock
2014-03-13
4
P
0
700
14.44
A
65153
D
Common Stock
2014-03-13
4
P
0
405
14.45
A
65558
D
Common Stock
2014-03-13
4
P
0
200
14.47
A
65758
D
Common Stock
2014-03-13
4
P
0
100
14.49
A
65858
D
Common Stock
2014-03-13
4
P
0
300
14.50
A
66158
D
Common Stock
2014-03-13
4
P
0
3095
14.51
A
69253
D
This amendment is being filed to correct the transaction information as originally reported on the reporting person's Form 4 filed on March 13, 2014.
/s/Robert T. Ladd
2014-03-18