0001104659-22-073166.txt : 20220621 0001104659-22-073166.hdr.sgml : 20220621 20220621210833 ACCESSION NUMBER: 0001104659-22-073166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220616 FILED AS OF DATE: 20220621 DATE AS OF CHANGE: 20220621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ladd Robert T. CENTRAL INDEX KEY: 0001561515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00971 FILM NUMBER: 221029772 MAIL ADDRESS: STREET 1: STELLUS CAPITAL STREET 2: 10000 MEMORIAL DRIVE STE 500 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stellus Capital Investment Corp CENTRAL INDEX KEY: 0001551901 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: (713) 292-5400 MAIL ADDRESS: STREET 1: 4400 POST OAK PARKWAY STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 tm2219046-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-16 0 0001551901 Stellus Capital Investment Corp SCM 0001561515 Ladd Robert T. C/O STELLUS CAPITAL INVESTMENT CORP 4400 POST OAK PARKWAY, SUITE 2200 HOUSTON TX 77027 1 1 0 0 President and CEO Common Stock 2022-06-16 4 P 0 1000 11.475 A 632592.0863 D Common Stock 2022-06-16 4 P 0 1000 11.5156 A 631592.0863 D Common Stock 2022-06-16 4 P 0 1000 11.4893 A 630592.0863 D Common Stock 2022-06-16 4 P 0 1000 11.4 A 629592.0863 D Common Stock 2022-06-16 4 P 0 1000 11.475 A 628592.0863 D Common Stock 2022-06-16 4 P 0 1000 11.304 A 627592.0863 D Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. /s/ W. Todd Huskinson, attorney-in-fact 2022-06-21