0001104659-22-073166.txt : 20220621
0001104659-22-073166.hdr.sgml : 20220621
20220621210833
ACCESSION NUMBER: 0001104659-22-073166
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220616
FILED AS OF DATE: 20220621
DATE AS OF CHANGE: 20220621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ladd Robert T.
CENTRAL INDEX KEY: 0001561515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 221029772
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
tm2219046-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-06-16
0
0001551901
Stellus Capital Investment Corp
SCM
0001561515
Ladd Robert T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
1
0
0
President and CEO
Common Stock
2022-06-16
4
P
0
1000
11.475
A
632592.0863
D
Common Stock
2022-06-16
4
P
0
1000
11.5156
A
631592.0863
D
Common Stock
2022-06-16
4
P
0
1000
11.4893
A
630592.0863
D
Common Stock
2022-06-16
4
P
0
1000
11.4
A
629592.0863
D
Common Stock
2022-06-16
4
P
0
1000
11.475
A
628592.0863
D
Common Stock
2022-06-16
4
P
0
1000
11.304
A
627592.0863
D
Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.
/s/ W. Todd Huskinson, attorney-in-fact
2022-06-21