0001104659-20-091624.txt : 20200806
0001104659-20-091624.hdr.sgml : 20200806
20200806210208
ACCESSION NUMBER: 0001104659-20-091624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200804
FILED AS OF DATE: 20200806
DATE AS OF CHANGE: 20200806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ladd Robert T.
CENTRAL INDEX KEY: 0001561515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00971
FILM NUMBER: 201083501
MAIL ADDRESS:
STREET 1: STELLUS CAPITAL
STREET 2: 10000 MEMORIAL DRIVE STE 500
CITY: HOUSTON
STATE: TX
ZIP: 77024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stellus Capital Investment Corp
CENTRAL INDEX KEY: 0001551901
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: (713) 292-5400
MAIL ADDRESS:
STREET 1: 4400 POST OAK PARKWAY
STREET 2: SUITE 2200
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
tm2026860d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-08-04
0
0001551901
Stellus Capital Investment Corp
SCM
0001561515
Ladd Robert T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200
HOUSTON
TX
77027
1
1
0
0
President and CEO
Common Stock
2020-08-04
4
P
0
2000
7.9893
A
578653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.9934
A
580653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.9999
A
582653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.9956
A
584653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.9995
A
586653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.97
A
588653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.981
A
590653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.955
A
592653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.9425
A
594653.85
D
Common Stock
2020-08-04
4
P
0
2000
7.9791
A
596653.85
D
Common Stock
2020-08-06
4
P
0
2000
8.0568
A
598653.85
D
Common Stock
2020-08-06
4
P
0
2000
8.0404
A
600653.85
D
Common Stock
2020-08-06
4
P
0
2000
8.0602
A
602653.85
D
Common Stock
2020-08-06
4
P
0
2000
8.0550
A
604653.85
D
Common Stock
2020-08-06
4
P
0
2000
8.0340
A
606653.85
D
Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 16.648 shares under the Issuer's Dividend Reinvestment Plan.
/s/ W. Todd Huskinson, attorney-in-fact
2020-08-06