X0203 0000876661 NEW YORK STOCK EXCHANGE LLC 0001551901 Stellus Capital Investment Corp 001-35730

10000 Memorial Drive, Suite 500 Houston TX TEXAS 77024

(713) 292-5400 5.75% Notes due 2022 17 CFR 240.12d2-2(a)(1) Victoria Paper Lead Analyst, Regulation 2021-02-16