Chief Compliance Officer

0001214659-21-007837.txt : 20210727 0001214659-21-007837.hdr.sgml : 20210727 20210726211144 ACCESSION NUMBER: 0001214659-21-007837 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210726 EFFECTIVENESS DATE: 20210727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 211115672 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 06-30-2021 06-30-2021 false Litman Gregory Asset Management LLC

1676 N. CALIFORNIA BLVD., SUITE 500 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 07-26-2021 0 76 535747 INFORMATION TABLE 2 infotable.xml Amazon.com Stock 023135106 502 502 SH SOLE 146 0 0 Apple Computer, Inc. Stock 037833100 3179 3179 SH SOLE 23209 0 0 Blackrock MuniHoldings California ETF 09254L107 180 180 SH SOLE 11300 0 0 Blackrock MuniYield California ETF 09254N103 252 252 SH SOLE 16000 0 0 BlackRock Science and Technology Trust II (ETF) ETF 09260K101 430 430 SH SOLE 10300 0 0 Coca Cola Company Stock 191216100 272 272 SH SOLE 5018 0 0 Doubleline Income Solutions Fund ETF 258622109 973 973 SH SOLE 53763 0 0 Doubleline Opportunistic ETF 258623107 2121 2121 SH SOLE 105750 0 0 DoubleLine Yield Opportunities Fund ETF 25862D105 7792 7792 SH SOLE 389605 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 270 270 SH SOLE 7043 0 0 Intel Corporation Stock 458140100 334 334 SH SOLE 5942 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 13382 13382 SH SOLE 115874 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 11900 11900 SH SOLE 103178 0 0 iShares Broad USD High Yield Corp Bd (ETF) ETF 46435U853 1213 1213 SH SOLE 29075 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 605 605 SH SOLE 9662 0 0 iShares Core Dividend Growth (ETF) ETF 46434V621 219 219 SH SOLE 4350 0 0 iShares Core MSCI EAFE (ETF) ETF 46432F842 3217 3217 SH SOLE 42970 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 16462 16462 SH SOLE 245738 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 511 511 SH SOLE 8913 0 0 iShares Core S&P Total US Stock Market (ETF) ETF 464287150 19110 19110 SH SOLE 193498 0 0 iShares Dow Jones US Financial Services (ETF) ETF 464287770 888 888 SH SOLE 4795 0 0 iShares ESG Aware MSCI EAFE (ETF) ETF 46435G516 3442 3442 SH SOLE 43548 0 0 iShares ESG Aware MSCI EM (ETF) ETF 46434G863 8921 8921 SH SOLE 197579 0 0 iShares ESG Aware MSCI USA Small-Cap (ETF) ETF 46435U663 2878 2878 SH SOLE 71300 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1171 1171 SH SOLE 12127 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 1387 1387 SH SOLE 15750 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 1038 1038 SH SOLE 9234 0 0 Ishares Msci Eafe Growth ETF 464288885 225 225 SH SOLE 2097 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 10635 10635 SH SOLE 134826 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 1962 1962 SH SOLE 35570 0 0 iShares MSCI Japan Value (ETF) ETF 46435U374 469 469 SH SOLE 16900 0 0 iShares MSCI KLD 400 Social ETF 464288570 3684 3684 SH SOLE 44473 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 1573 1573 SH SOLE 16469 0 0 iShares MSCI World (ETF) ETF 464286392 1739 1739 SH SOLE 13739 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 4501 4501 SH SOLE 18592 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 26260 26260 SH SOLE 114488 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 206 206 SH SOLE 2596 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 1724 1724 SH SOLE 8788 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 353 353 SH SOLE 4852 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 87405 87405 SH SOLE 203305 0 0 iShares S&P Small-Cap 600 Index (ETF) ETF 464287804 1922 1922 SH SOLE 17015 0 0 Marsh & McLennan Co., Inc. Stock 571748102 253 253 SH SOLE 1800 0 0 Merck & Co., Inc. Stock 58933Y105 235 235 SH SOLE 3018 0 0 Microsoft Corporation Stock 594918104 924 924 SH SOLE 3412 0 0 Nestle SA Stock 641069406 359 359 SH SOLE 2884 0 0 NuShares ESG Small-Cap (ETF) ETF 67092P607 248 248 SH SOLE 5491 0 0 Nuveen ESG US Aggregate Bond (ETF) ETF 67092P870 2512 2512 SH SOLE 96320 0 0 PIMCO Dynamic Credit and Mortgage Income Fund ETF 72202D106 481 481 SH SOLE 21500 0 0 Quadratic Intrst Rt Vol & Infl H (ETF) ETF 500767736 315 315 SH SOLE 11412 0 0 Salesforce.com, Inc. Stock 79466L302 474 474 SH SOLE 1942 0 0 Schwab Fundamental Emerg Mkts Lg Co (ETF) ETF 808524730 389 389 SH SOLE 12047 0 0 Schwab Fundamental US Large Company (ETF) ETF 808524771 240 240 SH SOLE 4380 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 3420 3420 SH SOLE 54714 0 0 Schwab US Large-Cap (ETF) ETF 808524201 263 263 SH SOLE 2527 0 0 Schwab US Small-Cap (ETF) ETF 808524607 1319 1319 SH SOLE 12657 0 0 Source Capital Inc Stock 836144105 4071 4071 SH SOLE 89427 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 9975 9975 SH SOLE 206043 0 0 SPDR S&P 500 (ETF) ETF 78462F103 2648 2648 SH SOLE 6187 0 0 SPDR S&P Global Natural Resources (ETF) ETF 78463X541 607 607 SH SOLE 11448 0 0 SPDR Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 1775 1775 SH SOLE 56714 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 96 96 SH SOLE 16200 0 0 Tesla Motors Inc Stock 88160R101 519 519 SH SOLE 763 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 6471 6471 SH SOLE 41807 0 0 Vanguard Extended Market (ETF) ETF 922908652 208 208 SH SOLE 1103 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 2040 2040 SH SOLE 32174 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 63550 63550 SH SOLE 1233507 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 114977 114977 SH SOLE 2117046 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 1458 1458 SH SOLE 21683 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 4789 4789 SH SOLE 20698 0 0 Vanguard REIT (ETF) ETF 922908553 2586 2586 SH SOLE 25405 0 0 Vanguard Russell 2000 (ETF) ETF 92206C664 1217 1217 SH SOLE 13148 0 0 Vanguard S&P 500 (ETF) ETF 922908363 10488 10488 SH SOLE 26652 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 7697 7697 SH SOLE 89617 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 43194 43194 SH SOLE 193853 0 0 WisdomTree International Equity (ETF) ETF 97717W703 382 382 SH SOLE 7000 0 0 Xilinx Inc. Stock 983919101 260 260 SH SOLE 1800 0 0