Chief Compliance Officer

0001214659-21-001314.txt : 20210205 0001214659-21-001314.hdr.sgml : 20210205 20210204181319 ACCESSION NUMBER: 0001214659-21-001314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210204 EFFECTIVENESS DATE: 20210205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 21592566 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 12-31-2020 12-31-2020 false Litman Gregory Asset Management LLC

1676 N. CALIFORNIA BLVD., SUITE 500 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 02-03-2021 0 191 544156 INFORMATION TABLE 2 infotable.xml Apple Computer, Inc. Stock 037833100 2752 20737 SH SOLE 20737 0 0 Abbott Laboratories Stock 002824100 59 535 SH SOLE 535 0 0 Invesco BLDRS Emerging Markets 50 ADR (ETF) ETF 46090C305 1 22 SH SOLE 22 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 18713 158328 SH SOLE 158328 0 0 Alcon Inc Stock H01301128 5 80 SH SOLE 80 0 0 Ally Financial Inc Stock 02005N100 18 499 SH SOLE 499 0 0 American Tower Corp Stock 03027X100 4 16 SH SOLE 16 0 0 Amazon.com Stock 023135106 7 2 SH SOLE 2 0 0 American Express Stock 025816109 24 200 SH SOLE 200 0 0 Boeing Stock 097023105 151 707 SH SOLE 707 0 0 Bank of America Stock 060505104 88 2891 SH SOLE 2891 0 0 Powershares Senior Loan Portfolio (ETF) ETF 46138G508 7 299 SH SOLE 299 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 8750 99222 SH SOLE 99222 0 0 Vanguard Total ETF 92203J407 14 244 SH SOLE 244 0 0 Bank Of Commerce Holdings Inc Stock 06424J103 28 2872 SH SOLE 2872 0 0 PIMCO Total Return (ETF) ETF 72201R775 17 150 SH SOLE 150 0 0 Berkshire Hathaway Class B Stock 084670702 70 300 SH SOLE 300 0 0 Citigroup, Inc. Stock 172967424 32 515 SH SOLE 515 0 0 First Trust NASDAQ Cybersecurity (ETF) ETF 33734X846 17 382 SH SOLE 382 0 0 Comcast Corp. A Stock 20030N101 1 24 SH SOLE 24 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 609 9687 SH SOLE 9687 0 0 Compass Minerals International Stock 20451N101 7 113 SH SOLE 113 0 0 Costco Stock 22160K105 28 75 SH SOLE 75 0 0 Campbell Soup Co Stock 134429109 6 124 SH SOLE 124 0 0 Cisco Systems Stock 17275R102 3 78 SH SOLE 78 0 0 Chevron Corporation Stock 166764100 102 1213 SH SOLE 1213 0 0 Darling Ingredients Stock 237266101 46 796 SH SOLE 796 0 0 Deutsche X-trackers MSCI Europe Hedged Equity (ETF) ETF 233051853 6 191 SH SOLE 191 0 0 Doubleline Opportunistic ETF 258623107 1340 68200 SH SOLE 68200 0 0 Diageo PLC Stock 25243Q205 112 703 SH SOLE 703 0 0 Discover Financial Services Stock 254709108 113 1250 SH SOLE 1250 0 0 Danaher Corp. Stock 235851102 28 128 SH SOLE 128 0 0 Walt Disney Holding Company Stock 254687106 18 97 SH SOLE 97 0 0 DoubleLine Yield Opportunities Fund ETF 25862D105 5498 297040 SH SOLE 297040 0 0 iShares MSCI KLD 400 Social ETF 464288570 4136 57809 SH SOLE 57809 0 0 Doubleline Income Solutions Fund ETF 258622109 1998 120513 SH SOLE 120513 0 0 iShares Select Dividend (ETF) ETF 464287168 5 53 SH SOLE 53 0 0 WisdomTree International Equity (ETF) ETF 97717W703 354 7000 SH SOLE 7000 0 0 ProShares UltraShort Dow30 (ETF) ETF 74347B276 37 3000 SH SOLE 3000 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 1885 36473 SH SOLE 36473 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 8650 118552 SH SOLE 118552 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 4011 34604 SH SOLE 34604 0 0 iShares Emerging Markets Infrastructure (ETF) ETF 464288216 1 21 SH SOLE 21 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1835 25126 SH SOLE 25126 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 4754 113243 SH SOLE 113243 0 0 iShares MSCI USA Small-Cap ESG Optimized (ETF) ETF 46435U663 1050 30772 SH SOLE 30772 0 0 iShares MSCI United Kingdom ETF 46435G334 50 1700 SH SOLE 1700 0 0 Facebook Inc Class A Stock 30303M102 27 100 SH SOLE 100 0 0 SPDR Blmbg Barclays Inv Grd Flt Rt (ETF) ETF 78468R200 9 287 SH SOLE 287 0 0 Schwab Fundamental US Small Company (ETF) ETF 808524763 96 2234 SH SOLE 2234 0 0 Schwab Fundamental Intl Sm Co (ETF) ETF 808524748 63 1820 SH SOLE 1820 0 0 Schwab Fundamental Emerg Mkts Lg Co (ETF) ETF 808524730 335 11863 SH SOLE 11863 0 0 Schwab Fundamental Inl ETF 808524755 71 2416 SH SOLE 2416 0 0 Schwab Fundamental US Large Company (ETF) ETF 808524771 175 3865 SH SOLE 3865 0 0 General Electric Company Stock 369604103 25 2310 SH SOLE 2310 0 0 General Finance Corp Stock 369822101 523 61481 SH SOLE 61481 0 0 SPDR Gold Shares Trust (ETF) ETF 78463V107 10 55 SH SOLE 55 0 0 SPDR S&P Global Natural Resources (ETF) ETF 78463X541 521 11639 SH SOLE 11639 0 0 Gentex Corp. Stock 371901109 131 3870 SH SOLE 3870 0 0 Alphabet Inc Class A Stock 02079K305 40 23 SH SOLE 23 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 2678 82297 SH SOLE 82297 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1193 13610 SH SOLE 13610 0 0 Hecla Mining Company Stock 422704106 5 700 SH SOLE 700 0 0 Honeywell International Inc. Stock 438516106 4 21 SH SOLE 21 0 0 Hewlett Packard Enterprise Co Stock 42824C109 1 100 SH SOLE 100 0 0 HP Inc Stock 40434L105 2 100 SH SOLE 100 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 2979 34123 SH SOLE 34123 0 0 iShares Gold Trust (ETF) ETF 464285105 38 2070 SH SOLE 2070 0 0 iShares Nasdaq Biotechnology (ETF) ETF 464287556 68 450 SH SOLE 450 0 0 International Business Machines Corp. Stock 459200101 6 50 SH SOLE 50 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 33084 275814 SH SOLE 275814 0 0 iShares Core MSCI EAFE (ETF) ETF 46432F842 3022 43733 SH SOLE 43733 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 15439 248851 SH SOLE 248851 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 466 9081 SH SOLE 9081 0 0 iShares Long-Term Corporate Bond (ETF) ETF 464289511 2 31 SH SOLE 31 0 0 iShares Short-Term Corporate Bond (ETF) ETF 464288646 2 44 SH SOLE 44 0 0 iShares S&P MidCap 400 Index (ETF) ETF 464287507 3 12 SH SOLE 12 0 0 iShares S&P MidCap 400 Value Index (ETF) ETF 464287705 14 166 SH SOLE 166 0 0 iShares S&P Mid-Cap 400 Growth (ETF) ETF 464287606 18 256 SH SOLE 256 0 0 iShares S&P Small-Cap 600 Index (ETF) ETF 464287804 1642 17865 SH SOLE 17865 0 0 Intel Corporation Stock 458140100 296 5942 SH SOLE 5942 0 0 iShares Core S&P Total US Stock Market (ETF) ETF 464287150 38037 441158 SH SOLE 441158 0 0 iShares Core S&P U.S. Value (ETF) ETF 464287663 85 1359 SH SOLE 1359 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 144 1126 SH SOLE 1126 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 78308 208604 SH SOLE 208604 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 310 4852 SH SOLE 4852 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 3796 17917 SH SOLE 17917 0 0 iShares Russell 1000 Value Index Fund (ETF) ETF 464287598 67 492 SH SOLE 492 0 0 iShares Russell 1000 Growth Index Fund (ETF) ETF 464287614 19 77 SH SOLE 77 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 18383 93761 SH SOLE 93761 0 0 iShares Russell 2000 Value Index Fund (ETF) ETF 464287630 18 134 SH SOLE 134 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 15 54 SH SOLE 54 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 178 2596 SH SOLE 2596 0 0 iShares Russell Midcap (ETF) ETF 464287473 40 416 SH SOLE 416 0 0 iShares US Financials (ETF) ETF 464287788 34 502 SH SOLE 502 0 0 iShares Dow Jones US Financial Services (ETF) ETF 464287770 719 4795 SH SOLE 4795 0 0 Johnson & Johnson Stock 478160104 107 679 SH SOLE 679 0 0 JP Morgan & Co. Stock 46625H100 135 1059 SH SOLE 1059 0 0 KKR & Co LP Stock 48251W104 28 694 SH SOLE 694 0 0 Lifevantage Corp Stock 53222K205 1 100 SH SOLE 100 0 0 Eli Lilly & Company Stock 532457108 4 25 SH SOLE 25 0 0 Lockheed Martin Corporation Stock 539830109 90 254 SH SOLE 254 0 0 Mastercard Incorporated Stock 57636Q104 6 18 SH SOLE 18 0 0 iShares MBS ETF 464288588 8 74 SH SOLE 74 0 0 McDonald's Corporation Stock 580135101 12 57 SH SOLE 57 0 0 Medtronic, Inc. Stock G5960L103 347 2962 SH SOLE 2962 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 4410 21642 SH SOLE 21642 0 0 Marsh & McLennan Co., Inc. Stock 571748102 211 1800 SH SOLE 1800 0 0 Merck & Co., Inc. Stock 58933Y105 113 1380 SH SOLE 1380 0 0 Microsoft Corporation Stock 594918104 10 44 SH SOLE 44 0 0 iShares S&P National Muni Bond (ETF) ETF 464288414 5 41 SH SOLE 41 0 0 Murphy USA Inc. Stock 626755102 21 159 SH SOLE 159 0 0 Maxim Intregrated Stock 57772K101 22 243 SH SOLE 243 0 0 Muni-Yield Insured Fund (NYSE) ETF 09254E103 3 183 SH SOLE 183 0 0 Netflix Inc. Stock 64110L106 30 55 SH SOLE 55 0 0 Nike Stock 654106103 5 36 SH SOLE 36 0 0 Nestle SA Stock 641069406 350 2884 SH SOLE 2884 0 0 Nuveen ESG US Aggregate Bond (ETF) ETF 67092P870 2488 92861 SH SOLE 92861 0 0 NuShares ESG Small-Cap (ETF) ETF 67092P607 211 5491 SH SOLE 5491 0 0 NVIDIA Corporation Stock 67066G104 52 100 SH SOLE 100 0 0 Novartis AG Stock 66987V109 44 469 SH SOLE 469 0 0 Realty Income Corp Stock 756109104 20 319 SH SOLE 319 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 993 5784 SH SOLE 5784 0 0 Palo Alto Networks Inc Stock 697435105 39 109 SH SOLE 109 0 0 PG & E Corporation Stock 69331C108 14 1162 SH SOLE 1162 0 0 PIMCO Dynamic Credit and Mortgage Income Fund ETF 72202D106 483 22760 SH SOLE 22760 0 0 Pimco Dynamic Income ETF 72201Y101 53 2000 SH SOLE 2000 0 0 Pepsico Inc. Stock 713448108 133 896 SH SOLE 896 0 0 Pfizer Inc. Stock 717081103 80 2170 SH SOLE 2170 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 46137V597 81 539 SH SOLE 539 0 0 Nasdaq 100 Shares Unit ETF 46090E103 76 243 SH SOLE 243 0 0 Ross Stores Inc. Stock 778296103 2 17 SH SOLE 17 0 0 Guggenheim S&P 500 Equal ETF 46137V357 26 204 SH SOLE 204 0 0 Raytheon Technologies Corp Stock 75513E101 83 1167 SH SOLE 1167 0 0 SPDR Dow Jones REIT (ETF) ETF 78464A607 17 193 SH SOLE 193 0 0 Guggenheim S&P 500 Equal Weight Health Care (ETF) ETF 46137V332 50 193 SH SOLE 193 0 0 Seabridge Gold Inc. Stock 811916105 6 300 SH SOLE 300 0 0 Starbucks Corp. Stock 855244109 21 200 SH SOLE 200 0 0 Schwab US Small-Cap (ETF)1/2 ETF 808524607 1096 12310 SH SOLE 12310 0 0 Schwab International Small-Cap Eq (ETF) ETF 808524888 20 535 SH SOLE 535 0 0 Schwab U.S. Dividend Equity (ETF) ETF 808524797 29 450 SH SOLE 450 0 0 Schwab Emerging Markets Equity (ETF) ETF 808524706 49 1613 SH SOLE 1613 0 0 Schwab International Equity (ETF) ETF 808524805 80 2212 SH SOLE 2212 0 0 Schwab U.S. Large-Cap Growth (ETF) ETF 808524300 11 86 SH SOLE 86 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 4295 69190 SH SOLE 69190 0 0 Schwab Intermediate-Term US Trs (ETF) ETF 808524854 70 1195 SH SOLE 1195 0 0 Schwab US Large-Cap (ETF) ETF 808524201 196 2160 SH SOLE 2160 0 0 Service Corporation International Stock 817565104 36 742 SH SOLE 742 0 0 Sherwin-Williams Stock 824348106 4 5 SH SOLE 5 0 0 Source Capital Inc Stock 836144105 2533 63462 SH SOLE 63462 0 0 Powershares S&P 500 Low Volatility Portfolio (ETF) ETF 46138E354 16 278 SH SOLE 278 0 0 SPDR1/2 Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 2227 70936 SH SOLE 70936 0 0 SPDR S&P 500 (ETF) ETF 78462F103 2285 6112 SH SOLE 6112 0 0 iShares Short-Term National Muni Bond (ETF) ETF 464288158 45 419 SH SOLE 419 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 1356 16469 SH SOLE 16469 0 0 AT&T Inc. Stock 00206R102 5 167 SH SOLE 167 0 0 iShares Barclays TIPS Bond Fund (ETF) ETF 464287176 114 895 SH SOLE 895 0 0 iShares Barclays 20PLUS Year Treasury Bond Fund (ETF) ETF 464287432 1 9 SH SOLE 9 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 9174 186167 SH SOLE 186167 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 92 16200 SH SOLE 16200 0 0 Tesla Motors Inc Stock 88160R101 346 490 SH SOLE 490 0 0 Textron Inc. Stock 883203101 19 400 SH SOLE 400 0 0 Union Pacific Corp. Stock 907818108 5 24 SH SOLE 24 0 0 iShares MSCI World (ETF) ETF 464286392 1501 13356 SH SOLE 13356 0 0 Americas Silver Corp Stock 03062D100 1 396 SH SOLE 396 0 0 Vanguard Small Cap (ETF) ETF 922908751 32 164 SH SOLE 164 0 0 Vanguard Small-Cap Value Index Fund (ETF) ETF 922908611 14 97 SH SOLE 97 0 0 Invesco California Value Municipal Income Trust ETF 46132H106 3 260 SH SOLE 260 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 68530 1451595 SH SOLE 1451595 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 1916 32834 SH SOLE 32834 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 1414 23476 SH SOLE 23476 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 6006 42548 SH SOLE 42548 0 0 Vanguard REIT (ETF) ETF 922908553 2752 32401 SH SOLE 32401 0 0 Vanguard Mid Cap (ETF) ETF 922908629 3 14 SH SOLE 14 0 0 Vanguard S&P 500 (ETF) ETF 922908363 5441 15831 SH SOLE 15831 0 0 Vanguard FTSE All-Wld ex-US SmCp (ETF) ETF 922042718 32 259 SH SOLE 259 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 39697 203952 SH SOLE 203952 0 0 Viatris Inc Stock 92556V106 5 269 SH SOLE 269 0 0 Vanguard Value (ETF) ETF 922908744 164 1378 SH SOLE 1378 0 0 Vanguard Russell 2000 (ETF) ETF 92206C664 45 285 SH SOLE 285 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 110357 2202305 SH SOLE 2202305 0 0 Vanguard Extended Market (ETF) ETF 922908652 182 1103 SH SOLE 1103 0 0 Vanguard High Dividend Yield Index Fund (ETF) ETF 921946406 53 582 SH SOLE 582 0 0 Verizon Communication Stock 92343V104 59 1000 SH SOLE 1000 0 0 Wells Fargo & Company Stock 949746101 17 555 SH SOLE 555 0 0 Walmart Stores Inc. Stock 931142103 4 30 SH SOLE 30 0 0 Wheaton Precious Metals Corp Stock 962879102 4 105 SH SOLE 105 0 0 Weyerhaeuser Co. Stock 962166104 36 1075 SH SOLE 1075 0 0 SPDR1/2 S&P Biotech (ETF) ETF 78464A870 29 205 SH SOLE 205 0 0 Xilinx Inc. Stock 983919101 255 1800 SH SOLE 1800 0 0 Exxon Mobil Corporation Stock 30231G102 29 707 SH SOLE 707 0 0