Chief Compliance Officer

0001214659-20-000680.txt : 20200130 0001214659-20-000680.hdr.sgml : 20200130 20200130123401 ACCESSION NUMBER: 0001214659-20-000680 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 EFFECTIVENESS DATE: 20200130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 20560425 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 12-31-2019 12-31-2019 false Litman Gregory Asset Management LLC

1676 N. California Blvd., Suite 500 Walnut Creek CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 01-22-2020 0 207 449265 INFORMATION TABLE 2 infotable.xml Apple Computer, Inc. Stock 037833100 1397 4759 SH SOLE 4759 0 0 AbbVie Inc Stock 00287Y109 4 41 SH SOLE 41 0 0 Abbott Laboratories Stock 002824100 20 235 SH SOLE 235 0 0 Automatic Data Processing, Inc. Stock 053015103 19 112 SH SOLE 112 0 0 AGCO Corp Stock 001084102 10 134 SH SOLE 134 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 17098 152155 SH SOLE 152155 0 0 American Intl Group Inc Wt Exp 01/19/202 Stock 026874156 4 413 SH SOLE 413 0 0 Ameriprise Financial Inc. Stock 03076C106 16 99 SH SOLE 99 0 0 American Tower Corp Stock 03027X100 4 16 SH SOLE 16 0 0 Amazon.com Stock 023135106 4 2 SH SOLE 2 0 0 American Express Stock 025816109 25 200 SH SOLE 200 0 0 Boeing Stock 097023105 130 400 SH SOLE 400 0 0 Bank of America Stock 060505104 70 2000 SH SOLE 2000 0 0 BCE, Inc. Stock 05534B760 8 166 SH SOLE 166 0 0 Becton Dickinson Co Stock 075887109 4 15 SH SOLE 15 0 0 Brighthouse Financial Inc Stock 10922N103 0 9 SH SOLE 9 0 0 Bank of New York Co Inc Stock 064058100 35 697 SH SOLE 697 0 0 Powershares Senior Loan Portfolio (ETF) ETF 46138G508 7 299 SH SOLE 299 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 9011 107448 SH SOLE 107448 0 0 Bank Of Commerce Holdings Inc Stock 06424J103 23 2000 SH SOLE 2000 0 0 PIMCO Total Return (ETF) ETF 72201R775 16 150 SH SOLE 150 0 0 Berkshire Hathaway Class B Stock 084670702 68 300 SH SOLE 300 0 0 Citigroup, Inc. Stock 172967424 18 220 SH SOLE 220 0 0 Comcast Corp. A Stock 20030N101 3 77 SH SOLE 77 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 1060 17312 SH SOLE 17312 0 0 Compass Minerals International Stock 20451N101 7 113 SH SOLE 113 0 0 Campbell Soup Co Stock 134429109 6 124 SH SOLE 124 0 0 Cisco Systems Stock 17275R102 4 78 SH SOLE 78 0 0 Corteva Inc Com Stock 22052L104 12 400 SH SOLE 400 0 0 Chevron Corporation Stock 166764100 161 1340 SH SOLE 1340 0 0 Dominion Res Inc. Stock 25746U109 22 266 SH SOLE 266 0 0 Deutsche X-trackers MSCI Europe Hedged Equity (ETF) ETF 233051853 6 191 SH SOLE 191 0 0 DuPont de Nemours Inc Stock 26614N102 26 400 SH SOLE 400 0 0 Guggenheim Defensive Equity (ETF) ETF 46138J775 6 100 SH SOLE 100 0 0 Diageo PLC Stock 25243Q205 125 745 SH SOLE 745 0 0 Discover Financial Services Stock 254709108 127 1500 SH SOLE 1500 0 0 Danaher Corp. Stock 235851102 20 128 SH SOLE 128 0 0 Digital Realty Trust Stock 253868103 4 33 SH SOLE 33 0 0 iShares MSCI KLD 400 Social ETF 464288570 3050 25392 SH SOLE 25392 0 0 Doubleline Income Solutions Fund ETF 258622109 481 24351 SH SOLE 24351 0 0 Duke Energy Corp Stock 26441C204 4 41 SH SOLE 41 0 0 iShares Select Dividend (ETF) ETF 464287168 6 53 SH SOLE 53 0 0 WisdomTree International Equity (ETF) ETF 97717W703 604 11300 SH SOLE 11300 0 0 SPDR Blmbg Barclays Em Mkts Lcl Bd (ETF) ETF 78464A391 4 130 SH SOLE 130 0 0 Ecolab Inc. Stock 278865100 5 25 SH SOLE 25 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 591 13180 SH SOLE 13180 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 9080 130757 SH SOLE 130757 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 3986 34793 SH SOLE 34793 0 0 Emerson Electric Co. Stock 291011104 26 337 SH SOLE 337 0 0 Enbridge Inc Stock 29250N105 2 61 SH SOLE 61 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1781 25909 SH SOLE 25909 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 2957 82289 SH SOLE 82289 0 0 iShares MSCI USA Small-Cap ESG Optimized (ETF) ETF 46435U663 182 6310 SH SOLE 6310 0 0 iShares MSCI United Kingdom ETF 46435G334 34 1000 SH SOLE 1000 0 0 Facebook Inc Class A Stock 30303M102 24 116 SH SOLE 116 0 0 SPDR Blmbg Barclays Inv Grd Flt Rt (ETF) ETF 78468R200 9 287 SH SOLE 287 0 0 Schwab Fundamental US Small Company (ETF) ETF 808524763 150 3732 SH SOLE 3732 0 0 Schwab Fundamental Intl Sm Co (ETF) ETF 808524748 97 2909 SH SOLE 2909 0 0 Schwab Fundamental Emerg Mkts Lg Co (ETF) ETF 808524730 104 3493 SH SOLE 3493 0 0 Schwab Fundamental Inl Stock 808524755 126 4365 SH SOLE 4365 0 0 Schwab Fundamental US Large Company (ETF) ETF 808524771 293 6871 SH SOLE 6871 0 0 Triton International Ltd Stock G9078F131 5 200 SH SOLE 200 0 0 General Electric Company Stock 369604103 26 2310 SH SOLE 2310 0 0 General Finance Corp Stock 369822101 619 55884 SH SOLE 55884 0 0 Alphabet Inc Class A Stock 02079K305 20 15 SH SOLE 15 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 3143 93727 SH SOLE 93727 0 0 Xtrackers International Real Estate (ETF) ETF 233051846 46 1556 SH SOLE 1556 0 0 Huntington Bancshares Inc Stock 446150104 26 1744 SH SOLE 1744 0 0 Home Depot Inc Stock 437076102 33 150 SH SOLE 150 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1932 19702 SH SOLE 19702 0 0 Hecla Mining Company Stock 422704106 2 700 SH SOLE 700 0 0 Honda Motor Co. Stock 438128308 18 650 SH SOLE 650 0 0 Honeywell International Inc. Stock 438516106 8 47 SH SOLE 47 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 3766 42825 SH SOLE 42825 0 0 PIMCO 0-5 Year High Yield Corporate Bond Index (ETF) ETF 72201R783 1 7 SH SOLE 7 0 0 iShares Gold Trust (ETF) ETF 464285105 48 3280 SH SOLE 3280 0 0 International Business Machines Corp. Stock 459200101 7 50 SH SOLE 50 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 31265 283661 SH SOLE 283661 0 0 iShares Core MSCI EAFE (ETF) ETF 46432F842 3 45 SH SOLE 45 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 6068 112881 SH SOLE 112881 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 15402 308836 SH SOLE 308836 0 0 iShares Intermediate-Term Corporate Bond (ETF) ETF 464288638 1 25 SH SOLE 25 0 0 iShares Long-Term Corporate Bond (ETF) ETF 464289511 2 31 SH SOLE 31 0 0 iShares Short-Term Corporate Bond (ETF) ETF 464288646 2 44 SH SOLE 44 0 0 iShares S&P MidCap 400 Index (ETF) ETF 464287507 21 104 SH SOLE 104 0 0 iShares S&P MidCap 400 Value Index (ETF) ETF 464287705 14 83 SH SOLE 83 0 0 iShares S&P Mid-Cap 400 Growth (ETF) ETF 464287606 15 64 SH SOLE 64 0 0 iShares S&P Small-Cap 600 Index (ETF) ETF 464287804 268 3195 SH SOLE 3195 0 0 Intel Corporation Stock 458140100 474 7926 SH SOLE 7926 0 0 iShares Core S&P Total US Stock Market (ETF) ETF 464287150 26429 363589 SH SOLE 363589 0 0 Illinois Tool Works Inc. Stock U4501D229 5 28 SH SOLE 28 0 0 iShares Core S&P U.S. Value (ETF) ETF 464287663 86 1359 SH SOLE 1359 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 148 1136 SH SOLE 1136 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 51360 158890 SH SOLE 158890 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 235 1213 SH SOLE 1213 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 146 818 SH SOLE 818 0 0 iShares Russell 1000 Value Index Fund (ETF) ETF 464287598 50 367 SH SOLE 367 0 0 iShares Russell 1000 Growth Index Fund (ETF) ETF 464287614 43 246 SH SOLE 246 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 13644 82359 SH SOLE 82359 0 0 iShares Russell 2000 Value Index Fund (ETF) ETF 464287630 21 162 SH SOLE 162 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 136 634 SH SOLE 634 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 949 15913 SH SOLE 15913 0 0 iShares Russell Midcap (ETF) ETF 464287473 39 416 SH SOLE 416 0 0 iShares US Financials (ETF) ETF 464287788 35 251 SH SOLE 251 0 0 Johnson & Johnson Stock 478160104 103 705 SH SOLE 705 0 0 JP Morgan & Co. Stock 46625H100 304 2184 SH SOLE 2184 0 0 Keycorp Inc. Stock 493267108 9 452 SH SOLE 452 0 0 Kimberly Clark Corp Stock 494368103 13 93 SH SOLE 93 0 0 Lindian Resources Ltd Stock G5494J103 5 23 SH SOLE 23 0 0 Eli Lilly & Company Stock 532457108 3 25 SH SOLE 25 0 0 Lockheed Martin Corporation Stock 539830109 104 267 SH SOLE 267 0 0 Mastercard Incorporated Stock 57636Q104 5 18 SH SOLE 18 0 0 iShares MBS ETF 464288588 8 74 SH SOLE 74 0 0 McDonald's Corporation Stock 580135101 29 148 SH SOLE 148 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 3393 23297 SH SOLE 23297 0 0 McCormick & Co. Inc. Stock 55453L109 4 25 SH SOLE 25 0 0 Marsh & McLennan Co., Inc. Stock 571748102 201 1800 SH SOLE 1800 0 0 3M Co. Stock 88579Y101 11 62 SH SOLE 62 0 0 Microsoft Corporation Stock 594918104 125 794 SH SOLE 794 0 0 iShares S&P National Muni Bond (ETF) ETF 464288414 13 110 SH SOLE 110 0 0 Nextera Energy Inc Stock 65339F101 5 21 SH SOLE 21 0 0 Nike Stock 654106103 4 36 SH SOLE 36 0 0 Northrop Grumman Corp Stock 666807102 3 10 SH SOLE 10 0 0 Nestle SA Stock H57312649 317 2936 SH SOLE 2936 0 0 Nuveen ESG US Aggregate Bond (ETF) ETF 67092P870 1173 45915 SH SOLE 45915 0 0 NuShares ESG Small-Cap (ETF) ETF 67092P607 120 3858 SH SOLE 3858 0 0 Novartis AG Stock 66987V109 50 530 SH SOLE 530 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 242 1681 SH SOLE 1681 0 0 PG & E Corporation Stock 69331C108 13 1162 SH SOLE 1162 0 0 PIMCO Dynamic Credit and Mortgage Income Fund ETF 72202D106 758 30082 SH SOLE 30082 0 0 Pimco Dynamic Income ETF 72201Y101 65 2000 SH SOLE 2000 0 0 Invesco FTSE RAFI Dev Mkts ex-US S/M (ETF) ETF 46138E735 10 302 SH SOLE 302 0 0 Pepsico Inc. Stock 713448108 126 924 SH SOLE 924 0 0 Pfizer Inc. Stock 717081103 183 4670 SH SOLE 4670 0 0 Procter & Gamble Co. Stock 742718109 11 87 SH SOLE 87 0 0 Polaris Industries Inc. Stock 731068102 27 269 SH SOLE 269 0 0 Prologis Inc Stock 74340W103 5 56 SH SOLE 56 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 46137V597 108 790 SH SOLE 790 0 0 Invesco FTSE RAFI Dev Mkts ex-US (ETF) ETF 46138E743 56 1329 SH SOLE 1329 0 0 Royal Dutch Shell Stock G7690A100 71 1205 SH SOLE 1205 0 0 Ross Stores Inc. Stock 778296103 2 17 SH SOLE 17 0 0 Guggenheim S&P 500 Equal ETF 46137V357 24 204 SH SOLE 204 0 0 Raytheon Co. Stock 755111507 110 500 SH SOLE 500 0 0 Guggenheim S&P 500 Equal Weight Health Care (ETF) ETF 46137V332 43 193 SH SOLE 193 0 0 Seabridge Gold Inc. Stock 811916105 4 300 SH SOLE 300 0 0 Schwab US Small-Cap (ETF) ETF 808524607 105 1393 SH SOLE 1393 0 0 Schwab US Broad Market (ETF) ETF 808524102 10 125 SH SOLE 125 0 0 Schwab International Small-Cap Eq (ETF) ETF 808524888 80 2304 SH SOLE 2304 0 0 Schwab Emerging Markets Equity (ETF) ETF 808524706 79 2872 SH SOLE 2872 0 0 Schwab International Equity (ETF) ETF 808524805 119 3540 SH SOLE 3540 0 0 Schwab U.S. Large-Cap Growth (ETF) ETF 808524300 8 91 SH SOLE 91 0 0 Schwab US REIT (ETF) ETF 808524847 3 58 SH SOLE 58 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 4277 75523 SH SOLE 75523 0 0 Schwab Intermediate-Term US Trs (ETF) ETF 808524854 105 1915 SH SOLE 1915 0 0 Schwab US Large-Cap (ETF) ETF 808524201 213 2774 SH SOLE 2774 0 0 Sherwin-Williams Stock 824348106 3 5 SH SOLE 5 0 0 SPDR Blmbg Barclays ST HY Bd (ETF) ETF 78468R408 6 214 SH SOLE 214 0 0 Snap On Inc Stock 833034101 136 804 SH SOLE 804 0 0 SPDR Portfolio Interm Term Corp Bd (ETF) ETF 78464A375 14 399 SH SOLE 399 0 0 Powershares S&P 500 Low Volatility Portfolio (ETF) ETF 46138E354 16 278 SH SOLE 278 0 0 SPDR Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 2054 66597 SH SOLE 66597 0 0 SPDR S&P 500 (ETF) ETF 78462F103 2044 6350 SH SOLE 6350 0 0 iShares Short-Term National Muni Bond (ETF) ETF 464288158 45 419 SH SOLE 419 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 946 7061 SH SOLE 7061 0 0 SPDR MFS Systematic Core Equity (ETF) ETF 78467V806 2 18 SH SOLE 18 0 0 AT&T Inc. Stock 00206R102 46 1175 SH SOLE 1175 0 0 Target Corp. Stock 87612E106 7 53 SH SOLE 53 0 0 TJX Cos Inc. Stock 872540109 5 80 SH SOLE 80 0 0 iShares Barclays 20 Year Treasury Bond Fund (ETF) ETF 464287432 1 9 SH SOLE 9 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 8248 168371 SH SOLE 168371 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 93 16200 SH SOLE 16200 0 0 Tesla Motors Inc Stock 88160R101 54 130 SH SOLE 130 0 0 Textron Inc. Stock 883203101 18 400 SH SOLE 400 0 0 Union Pacific Corp. Stock 907818108 4 24 SH SOLE 24 0 0 United Parcel Service B Class B Stock 911312106 4 35 SH SOLE 35 0 0 iShares MSCI World (ETF) ETF 464286392 258 2615 SH SOLE 2615 0 0 Americas Silver Corp Stock 03062D100 1 396 SH SOLE 396 0 0 Invesco Russell 1000 Low Beta Eq Wt (ETF) ETF 46138E412 54 1566 SH SOLE 1566 0 0 iShares Core US REIT (ETF) ETF 464288521 7 127 SH SOLE 127 0 0 United Technologies Corp. Stock 913017109 97 648 SH SOLE 648 0 0 Vanguard Small Cap (ETF) ETF 922908751 26 156 SH SOLE 156 0 0 Vanguard Small-Cap Value Index Fund (ETF) ETF 922908611 13 97 SH SOLE 97 0 0 Vanguard Energy Index Fund (ETF) ETF 92204A306 8 100 SH SOLE 100 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 53002 1202955 SH SOLE 1202955 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 3557 66170 SH SOLE 66170 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 43480 741973 SH SOLE 741973 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 5572 44700 SH SOLE 44700 0 0 Vanguard REIT (ETF) ETF 922908553 2343 25253 SH SOLE 25253 0 0 Vanguard Mid Cap (ETF) ETF 922908629 76 429 SH SOLE 429 0 0 Vanguard S&P 500 (ETF) ETF 922908363 3575 12085 SH SOLE 12085 0 0 Vanguard FTSE Pacific Index Fund (ETF) ETF 922042866 154 2217 SH SOLE 2217 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 29404 179712 SH SOLE 179712 0 0 Vanguard Value (ETF) ETF 922908744 231 1928 SH SOLE 1928 0 0 Vanguard Russell 2000 Value Index Fund (ETF) ETF 92206C649 111 990 SH SOLE 990 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 70526 1585931 SH SOLE 1585931 0 0 Vanguard Emerging Markt ETF 921946885 41 504 SH SOLE 504 0 0 Vanguard Extended Market (ETF) ETF 922908652 139 1103 SH SOLE 1103 0 0 Vanguard High Dividend Yield Index Fund (ETF) ETF 921946406 47 500 SH SOLE 500 0 0 Verizon Communication Stock 92343V104 70 1146 SH SOLE 1146 0 0 Wabtec Stock 929740108 1 12 SH SOLE 12 0 0 Walgreens Boots Alliance Inc Stock 931427108 8 131 SH SOLE 131 0 0 Wells Fargo & Company Stock 949746101 30 555 SH SOLE 555 0 0 Walmart Stores Inc. Stock 931142103 8 70 SH SOLE 70 0 0 Wheaton Precious Metals Corp Stock 962879102 3 105 SH SOLE 105 0 0 SPDR S&P Health Care Equipment (ETF) ETF 78464A581 16 185 SH SOLE 185 0 0 Financial Select Sector SPDR ETF 81369Y605 19 603 SH SOLE 603 0 0 Exxon Mobil Corporation Stock 30231G102 46 663 SH SOLE 663 0 0