Chief Compliance Officer

0001214659-19-000703.txt : 20190201 0001214659-19-000703.hdr.sgml : 20190201 20190201122110 ACCESSION NUMBER: 0001214659-19-000703 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 EFFECTIVENESS DATE: 20190201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 19558631 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 12-31-2018 12-31-2018 false Litman Gregory Asset Management LLC

1676 N. CALIFORNIA BLVD., SUITE 500 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 01-31-2019 0 151 325685 INFORMATION TABLE 2 infotable.xml Apple Computer, Inc. Stock 037833100 827 5246 SH SOLE 5246 0 0 Abbott Laboratories Stock 002824100 14 200 SH SOLE 200 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 13891 130447 SH SOLE 130447 0 0 American Intl Group Inc Wt Exp 01/19/202 Stock 026874156 2 413 SH SOLE 413 0 0 Jp Morgan Alerian MLP ETN ETF 46625H365 7 320 SH SOLE 320 0 0 American States Water Co Stock 029899101 67 1000 SH SOLE 1000 0 0 American Express Stock 025816109 19 200 SH SOLE 200 0 0 Boeing Stock 097023105 129 400 SH SOLE 400 0 0 Alibaba Group Holding Limited Stock 01609W102 4 27 SH SOLE 27 0 0 Bank of America Stock 060505104 981 39799 SH SOLE 39799 0 0 Brighthouse Financial Inc Stock 10922N103 0 9 SH SOLE 9 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 1114 14068 SH SOLE 14068 0 0 Bank Of Commerce Holdings Inc Stock 06424J103 22 2000 SH SOLE 2000 0 0 PIMCO Total Return (ETF) ETF 72201R775 78 756 SH SOLE 756 0 0 British Pete PLC Stock 055622104 20 530 SH SOLE 530 0 0 Berkshire Hathaway Class B Stock 084670702 61 300 SH SOLE 300 0 0 Citigroup, Inc. Stock 172967424 11 220 SH SOLE 220 0 0 Barclays ETN Shiller Capet ETF 06742A669 5 45 SH SOLE 45 0 0 Caterpillar Inc. Stock 149123101 76 600 SH SOLE 600 0 0 Canopy Growth Corp Stock 138035100 1 50 SH SOLE 50 0 0 Cigna Corp. Stock 125523100 30 156 SH SOLE 156 0 0 Comcast Corp. A Stock 20030N101 30 872 SH SOLE 872 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 633 10835 SH SOLE 10835 0 0 Compass Minerals International Stock 20451N101 5 113 SH SOLE 113 0 0 Campbell Soup Co Stock 134429109 4 124 SH SOLE 124 0 0 Salesforce.com, Inc. Stock 79466L302 8 57 SH SOLE 57 0 0 Cisco Systems Stock 17275R102 22 500 SH SOLE 500 0 0 Chevron Corporation Stock 166764100 174 1600 SH SOLE 1600 0 0 Deutsche X-trackers MSCI Europe Hedged Equity (ETF) ETF 233051853 5 191 SH SOLE 191 0 0 Guggenheim Defensive Equity (ETF) ETF 46138J775 4 100 SH SOLE 100 0 0 Diageo PLC Stock 25243Q205 8 53 SH SOLE 53 0 0 Discover Financial Services Stock 254709108 88 1500 SH SOLE 1500 0 0 Walt Disney Holding Company Stock 254687106 25 230 SH SOLE 230 0 0 iShares MSCI KLD 400 Social ETF 464288570 2627 28244 SH SOLE 28244 0 0 Doubleline Income Solutions Fund ETF 258622109 691 39889 SH SOLE 39889 0 0 iShares Select Dividend (ETF) ETF 464287168 5 53 SH SOLE 53 0 0 WisdomTree International Equity (ETF) ETF 97717W703 527 11300 SH SOLE 11300 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 686 17567 SH SOLE 17567 0 0 iShares MSCI Emerging Markets Sm-Cp (ETF) ETF 464286475 40 960 SH SOLE 960 0 0 iShares MSCI Emerging Mkt Min Vol Index (ETF) ETF 464286533 10 175 SH SOLE 175 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 7984 135827 SH SOLE 135827 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 3040 29252 SH SOLE 29252 0 0 Eversource Energy Stock 30040W108 164 2520 SH SOLE 2520 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1444 25164 SH SOLE 25164 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 2016 65738 SH SOLE 65738 0 0 Ishares Esg Msci Usa Small-Cap (ETF) ETF 46435U663 24 1057 SH SOLE 1057 0 0 Facebook Inc Class A Stock 30303M102 3 25 SH SOLE 25 0 0 First Trust Dow Jones Internet (ETF) ETF 33733E302 15 125 SH SOLE 125 0 0 General Electric Company Stock 369604103 17 2310 SH SOLE 2310 0 0 General Finance Corp Stock 369822101 515 50913 SH SOLE 50913 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 2287 78113 SH SOLE 78113 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1672 19818 SH SOLE 19818 0 0 Hemispherx Biopharma Inc Stock 42366C301 0 72 SH SOLE 72 0 0 Hecla Mining Company Stock 422704106 2 700 SH SOLE 700 0 0 Honda Motor Co. Stock 438128308 17 650 SH SOLE 650 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 3644 44930 SH SOLE 44930 0 0 Iberdrola S A Stock 450737101 4 125 SH SOLE 125 0 0 International Business Machines Corp. Stock 459200101 6 50 SH SOLE 50 0 0 Invesco FTSE Intl Low Beta Eq Wt (ETF) ETF 46138E768 28 1086 SH SOLE 1086 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 4115 39495 SH SOLE 39495 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 5207 110435 SH SOLE 110435 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 15282 369754 SH SOLE 369754 0 0 iShares S&P MidCap 400 Value Index (ETF) ETF 464287705 11 83 SH SOLE 83 0 0 iShares S&P Mid-Cap 400 Growth (ETF) ETF 464287606 12 64 SH SOLE 64 0 0 iShares S&P Small-Cap 600 Index (ETF) ETF 464287804 184 2654 SH SOLE 2654 0 0 iShares Core S&P Total US Stock Market (ETF) ETF 464287150 17624 310499 SH SOLE 310499 0 0 iShares Core S&P U.S. Value (ETF) ETF 464287663 67 1359 SH SOLE 1359 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 114 1126 SH SOLE 1126 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 32735 130102 SH SOLE 130102 0 0 iShares S&P 500 Growth Index (ETF) ETF 464287309 183 1213 SH SOLE 1213 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 86 618 SH SOLE 618 0 0 iShares Russell 1000 Growth Index Fund (ETF) ETF 464287614 22 169 SH SOLE 169 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 10363 77395 SH SOLE 77395 0 0 iShares Russell 2000 Value Index Fund (ETF) ETF 464287630 3 26 SH SOLE 26 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 9 54 SH SOLE 54 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 785 16880 SH SOLE 16880 0 0 iShares Russell Midcap (ETF) ETF 464287473 32 416 SH SOLE 416 0 0 iShares US Financials (ETF) ETF 464287788 27 251 SH SOLE 251 0 0 Johnson & Johnson Stock 478160104 63 486 SH SOLE 486 0 0 JP Morgan & Co. Stock 46625H100 90 920 SH SOLE 920 0 0 The Kraft Heinz Co Stock 500754106 6 138 SH SOLE 138 0 0 Lockheed Martin Corporation Stock 539830109 66 254 SH SOLE 254 0 0 Mondelez Intl Inc Com Stock 609207105 17 415 SH SOLE 415 0 0 SPDR S&P MidCap 400 (ETF) ETF 78467Y107 48 158 SH SOLE 158 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 2653 24795 SH SOLE 24795 0 0 ETFMG Alternative Harvest (ETF) ETF 26924G508 1 50 SH SOLE 50 0 0 Altria Group Inc. Stock 02209S103 30 600 SH SOLE 600 0 0 Mylan Laboratories Stock N59465109 8 300 SH SOLE 300 0 0 Newmont Mining Corp. Stock 651639106 14 400 SH SOLE 400 0 0 Nutrien Ltd Stock 67077M108 26 557 SH SOLE 557 0 0 NuShares ESG U.S. Aggregate Bond (ETF) ETF 67092P870 10 415 SH SOLE 415 0 0 NuShares ESG Small-Cap (ETF) ETF 67092P607 98 3968 SH SOLE 3968 0 0 Novartis AG Stock 66987V109 34 400 SH SOLE 400 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 171 1536 SH SOLE 1536 0 0 PG & E Corporation Stock 69331C108 32 1362 SH SOLE 1362 0 0 PIMCO Dynamic Credit and Mortgage Income Fund ETF 72202D106 1194 56732 SH SOLE 56732 0 0 Pimco Dynamic Income ETF 72201Y101 58 2000 SH SOLE 2000 0 0 Pepsico Inc. Stock 713448108 99 892 SH SOLE 892 0 0 Pfizer Inc. Stock 717081103 95 2170 SH SOLE 2170 0 0 Pershing Gold Corp Stock 715302204 1 555 SH SOLE 555 0 0 Philip Morris Intl Inc Stock 718172109 40 600 SH SOLE 600 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 46137V597 61 539 SH SOLE 539 0 0 Renasant Corp Stock 75970E107 57 1891 SH SOLE 1891 0 0 Guggenheim S&P 500 Equal ETF 46137V357 19 204 SH SOLE 204 0 0 Raytheon Co. Stock 755111507 77 500 SH SOLE 500 0 0 SPDR Dow Jones Intl (ETF) ETF 78463X863 103 2927 SH SOLE 2927 0 0 Guggenheim S&P 500 Equal Weight Health Care (ETF) ETF 46137V332 34 193 SH SOLE 193 0 0 Seabridge Gold Inc. Stock 811916105 4 300 SH SOLE 300 0 0 Starbucks Corp. Stock 855244109 9 140 SH SOLE 140 0 0 Schwab US Broad Market (ETF) ETF 808524102 7 125 SH SOLE 125 0 0 Schwab U.S. Large-Cap Growth (ETF) ETF 808524300 6 91 SH SOLE 91 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 3459 64963 SH SOLE 64963 0 0 Snap Inc Cl A Stock 83304A106 2 300 SH SOLE 300 0 0 Powershares S&P 500 Low Volatility Portfolio (ETF) ETF 46138E354 13 278 SH SOLE 278 0 0 SPDR Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 1772 58778 SH SOLE 58778 0 0 SPDR S&P 500 (ETF) ETF 78462F103 1455 5820 SH SOLE 5820 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 457 4430 SH SOLE 4430 0 0 SPDR MFS Systematic Core Equity (ETF) ETF 78467V806 4 55 SH SOLE 55 0 0 AT&T Inc. Stock 00206R102 4 140 SH SOLE 140 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 7149 150908 SH SOLE 150908 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 85 16200 SH SOLE 16200 0 0 Tesla Motors Inc Stock 88160R101 43 130 SH SOLE 130 0 0 Textron Inc. Stock 883203101 18 400 SH SOLE 400 0 0 UAL Corp New Stock 910047109 4 50 SH SOLE 50 0 0 iShares MSCI World (ETF) ETF 464286392 304 3850 SH SOLE 3850 0 0 Invesco Russell 1000 Low Beta Eq Wt (ETF) ETF 46138E412 44 1566 SH SOLE 1566 0 0 Visa, Inc. Stock 92826C839 10 75 SH SOLE 75 0 0 Vanguard Small Cap (ETF) ETF 922908751 14 106 SH SOLE 106 0 0 Vanguard Small-Cap Growth Index Fund (ETF) ETF 922908595 11 75 SH SOLE 75 0 0 Vanguard Small-Cap Value Index Fund (ETF) ETF 922908611 14 119 SH SOLE 119 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 41796 1126577 SH SOLE 1126577 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 3005 65933 SH SOLE 65933 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 38793 797876 SH SOLE 797876 0 0 Vanguard Long-Term Treasury (ETF) ETF 92206C847 7 90 SH SOLE 90 0 0 Vanguard REIT Index ETF 921908703 17 698 SH SOLE 698 0 0 Vanguard Health Care (ETF) ETF 92204A504 513 3196 SH SOLE 3196 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 4711 48100 SH SOLE 48100 0 0 Vanguard REIT (ETF) ETF 922908553 2052 27517 SH SOLE 27517 0 0 Vodafone Airtouch ADR Stock 92857W308 5 238 SH SOLE 238 0 0 Vanguard S&P 500 (ETF) ETF 922908363 2974 12941 SH SOLE 12941 0 0 Vanguard FTSE Pacific Index Fund (ETF) ETF 922042866 134 2217 SH SOLE 2217 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 21433 167927 SH SOLE 167927 0 0 Vanguard Value (ETF) ETF 922908744 259 2648 SH SOLE 2648 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 56529 1483710 SH SOLE 1483710 0 0 Vanguard Extended Market (ETF) ETF 922908652 119 1191 SH SOLE 1191 0 0 Verizon Communication Stock 92343V104 6 114 SH SOLE 114 0 0 Wells Fargo & Company Stock 949746101 391 8493 SH SOLE 8493 0 0 Wheaton Precious Metals Corp Stock 962879102 2 105 SH SOLE 105 0 0 Aqua America Inc Stock 03836W103 48 1400 SH SOLE 1400 0 0 Industrial Select Sector SPDR (ETF) ETF 81369Y704 49 766 SH SOLE 766 0 0 Exxon Mobil Corporation Stock 30231G102 55 801 SH SOLE 801 0 0