Chief Compliance Officer

0001214659-18-007180.txt : 20181115 0001214659-18-007180.hdr.sgml : 20181115 20181115112506 ACCESSION NUMBER: 0001214659-18-007180 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 EFFECTIVENESS DATE: 20181115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Litman Gregory Asset Management LLC CENTRAL INDEX KEY: 0001551867 IRS NUMBER: 680362255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15324 FILM NUMBER: 181186408 BUSINESS ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-254-8999 MAIL ADDRESS: STREET 1: 1676 N. CALIFORNIA BLVD., SUITE 500 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001551867 XXXXXXXX 09-30-2018 09-30-2018 false Litman Gregory Asset Management LLC

1676 N. CALIFORNIA BLVD., SUITE 500 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-15324 N Jennifer Ceccarelli Chief Compliance Officer 925-253-5244 /s/ Jennifer Ceccarelli Walnut Creek CA 11-13-2018 0 112 296526 INFORMATION TABLE 2 infotable.xml Apple Computer, Inc. Stock 037833100 36 158 SH SOLE 158 0 0 Abbott Laboratories Stock 002824100 15 200 SH SOLE 200 0 0 iShares Barclays Aggregate Bond Fund (ETF) ETF 464287226 6277 59490 SH SOLE 59490 0 0 American Intl Group Inc Wt Exp 01/19/202 Stock 026874156 6 413 SH SOLE 413 0 0 Jp Morgan Alerian MLP ETN ETF 46625H365 9 320 SH SOLE 320 0 0 American Express Stock 025816109 21 200 SH SOLE 200 0 0 Boeing Stock 097023105 149 400 SH SOLE 400 0 0 Alibaba Group Holding Limited Stock 01609W102 4 27 SH SOLE 27 0 0 Bank of America Stock 060505104 1092 37055 SH SOLE 37055 0 0 Vanguard Total Bond Market (ETF) ETF 921937835 595 7564 SH SOLE 7564 0 0 Bank Of Commerce Holdings Inc Stock 06424J103 24 2000 SH SOLE 2000 0 0 PIMCO Total Return (ETF) ETF 72201R775 77 756 SH SOLE 756 0 0 Berkshire Hathaway Class B Stock 084670702 43 200 SH SOLE 200 0 0 Barclays ETN Shiller Capet ETF 06742A669 6 45 SH SOLE 45 0 0 iShares Cali AMT-Free Muni Bond (ETF) ETF 464288356 546 9423 SH SOLE 9423 0 0 Compass Minerals International Stock 20451N101 8 113 SH SOLE 113 0 0 Campbell Soup Co Stock 134429109 5 124 SH SOLE 124 0 0 Salesforce.com, Inc. ETF 79466L302 9 57 SH SOLE 57 0 0 Chevron Corporation Stock 166764100 21 172 SH SOLE 172 0 0 Deutsche X-trackers MSCI Europe Hedged Equity (ETF) ETF 233051853 14 503 SH SOLE 503 0 0 Guggenheim Defensive Equity (ETF) ETF 46138J775 5 100 SH SOLE 100 0 0 Diageo PLC Stock 25243Q205 8 53 SH SOLE 53 0 0 Discover Financial Services Stock 254709108 115 1500 SH SOLE 1500 0 0 iShares MSCI KLD 400 Social Stock 464288570 2881 26981 SH SOLE 26981 0 0 WisdomTree International Equity (ETF) ETF 97717W703 813 15300 SH SOLE 15300 0 0 iShares MSCI Emerging Market Fund (ETF) ETF 464287234 178 4152 SH SOLE 4152 0 0 iShares MSCI EAFE Index Fund (ETF) ETF 464287465 5253 77264 SH SOLE 77264 0 0 iShares J.P. Morgan USD Emerging Markets Bond (ETF) ETF 464288281 2791 25890 SH SOLE 25890 0 0 iShares MSCI EAFE ESG Optimized (ETF) ETF 46435G516 1481 22362 SH SOLE 22362 0 0 iShares MSCI EM ESG Optimized (ETF) ETF 46434G863 2041 61190 SH SOLE 61190 0 0 General Electric Company Stock 369604103 187 16545 SH SOLE 16545 0 0 General Finance Corp Stock 369822101 555 34827 SH SOLE 34827 0 0 FlexShares Morningstar Global Upstream Natural Resources Index Fund (ETF) ETF 33939L407 2229 65875 SH SOLE 65875 0 0 iShares High Dividend Equity Fund (ETF) ETF 46429B663 1794 19818 SH SOLE 19818 0 0 Hecla Mining Company Stock 422704106 2 700 SH SOLE 700 0 0 iShares iBoxx High Yield Corp Bond Fund (ETF) ETF 464288513 3403 39369 SH SOLE 39369 0 0 International Business Machines Corp. Stock 459200101 8 50 SH SOLE 50 0 0 iShares Barclays 7-10 Yr Treasury Bond Fund (ETF) ETF 464287440 4342 42922 SH SOLE 42922 0 0 iShares Core MSCI Emerging Markets (ETF) ETF 46434G103 4488 86680 SH SOLE 86680 0 0 iShares Core MSCI Europe (ETF) ETF 46434V738 6183 128930 SH SOLE 128930 0 0 iShares S&P MidCap 400 Value Index (ETF) ETF 464287705 14 83 SH SOLE 83 0 0 iShares S&P Mid-Cap 400 Growth (ETF) ETF 464287606 15 64 SH SOLE 64 0 0 iShares S&P Small-Cap 600 Index (ETF) Stock 464287804 28 326 SH SOLE 326 0 0 iShares Core S&P Total US Stock Market (ETF) Stock 464287150 15426 231510 SH SOLE 231510 0 0 iShares Core S&P U.S. Growth (ETF) Stock 464287671 43 694 SH SOLE 694 0 0 iShares Core S&P U.S. Value (ETF) Stock 464287663 77 1359 SH SOLE 1359 0 0 iShares S&P 500/Barra Value (ETF) ETF 464287408 130 1126 SH SOLE 1126 0 0 iShares S&P 500 Index Fund (ETF) ETF 464287200 22388 76479 SH SOLE 76479 0 0 iShares S&P 500 Growth Index (ETF) Stock 464287309 124 701 SH SOLE 701 0 0 iShares Russell 1000 Index Fund (ETF) ETF 464287622 100 618 SH SOLE 618 0 0 iShares Russell 1000 Growth Index Fund (ETF) ETF 464287614 26 169 SH SOLE 169 0 0 iShares Russell 2000 Index Fund (ETF) ETF 464287655 8149 48346 SH SOLE 48346 0 0 iShares Russell 2000 Value Index Fund (ETF) ETF 464287630 3 26 SH SOLE 26 0 0 iShares Russell 2000 Growth Index (ETF) ETF 464287648 87 404 SH SOLE 404 0 0 iShares Russell Mid-Cap (ETF) ETF 464287499 717 3250 SH SOLE 3250 0 0 iShares Russell Midcap (ETF) ETF 464287473 38 416 SH SOLE 416 0 0 iShares US Financials (ETF) ETF 464287788 30 251 SH SOLE 251 0 0 Johnson & Johnson Stock 478160104 33 236 SH SOLE 236 0 0 JP Morgan & Co. Stock 46625H100 104 920 SH SOLE 920 0 0 SPDR S&P MidCap 400 (ETF) ETF 78467Y107 61 167 SH SOLE 167 0 0 Vanguard Mega Cap Growth Index Fund (ETF) ETF 921910816 3705 28906 SH SOLE 28906 0 0 iShares S&P National Muni Bond (ETF) ETF 464288414 45 413 SH SOLE 413 0 0 NuShares ESG Small-Cap ETF ETF 67092P607 26 837 SH SOLE 837 0 0 Novartis AG Stock 66987V109 34 400 SH SOLE 400 0 0 iShares S&P 100 Index Fund (ETF) ETF 464287101 199 1536 SH SOLE 1536 0 0 Pepsico Inc. Stock 713448108 10 92 SH SOLE 92 0 0 Pfizer Inc. Stock 717081103 96 2170 SH SOLE 2170 0 0 PowerShares FTSE RAFI US 1500 Small-Mid (ETF) ETF 46137V597 77 539 SH SOLE 539 0 0 Renasant Corp Stock 75970E107 78 1891 SH SOLE 1891 0 0 Guggenheim S&P 500 Equal ETF 46137V357 33 310 SH SOLE 310 0 0 Raytheon Co. Stock 755111507 103 500 SH SOLE 500 0 0 Guggenheim S&P 500 Equal Weight Health Care (ETF) ETF 46137V332 40 193 SH SOLE 193 0 0 Seabridge Gold Inc. Stock 811916105 4 300 SH SOLE 300 0 0 Schwab US Broad Market (ETF) ETF 808524102 9 125 SH SOLE 125 0 0 Schwab U.S. Large-Cap Growth (ETF) ETF 808524300 6 79 SH SOLE 79 0 0 Schwab U.S. TIPS (ETF) ETF 808524870 3391 62850 SH SOLE 62850 0 0 Powershares S&P 500 Low Volatility Portfolio (ETF) ETF 46138E354 14 278 SH SOLE 278 0 0 SPDR Portfolio Short Term Corporate Bond (ETF) ETF 78464A474 1673 55439 SH SOLE 55439 0 0 SPDR S&P 500 (ETF) ETF 78462F103 1250 4301 SH SOLE 4301 0 0 iShares MSCI USA ESG Select (ETF) ETF 464288802 459 3849 SH SOLE 3849 0 0 SPDR MFS Systematic Core Equity (ETF) ETF 78467V806 4 55 SH SOLE 55 0 0 SPDR DoubleLine Total Return Tact (ETF) ETF 78467V848 5274 111624 SH SOLE 111624 0 0 TCW Strategic Income Fund, Inc. ETF 872340104 91 16200 SH SOLE 16200 0 0 Textron Inc. Stock 883203101 29 400 SH SOLE 400 0 0 Visa, Inc. Stock 92826C839 11 75 SH SOLE 75 0 0 Vanguard Small Cap (ETF) ETF 922908751 17 106 SH SOLE 106 0 0 Vanguard Small-Cap Growth Index Fund (ETF) ETF 922908595 14 75 SH SOLE 75 0 0 Vanguard Small-Cap Value Index Fund (ETF) ETF 922908611 17 119 SH SOLE 119 0 0 Vanguard FTSE Developed Markets (ETF) ETF 921943858 34936 807399 SH SOLE 807399 0 0 Vanguard FTSE All-World Ex-US (ETF) ETF 922042775 3622 69589 SH SOLE 69589 0 0 Vanguard FTSE Europe (ETF) ETF 922042874 54224 964490 SH SOLE 964490 0 0 Vanguard REIT Index ETF 921908703 19 698 SH SOLE 698 0 0 Vanguard Health Care (ETF) ETF 92204A504 649 3600 SH SOLE 3600 0 0 Vanguard Dividend Appreciation (ETF) ETF 921908844 5535 50000 SH SOLE 50000 0 0 Vanguard REIT (ETF) ETF 922908553 2193 27184 SH SOLE 27184 0 0 Vanguard S&P 500 (ETF) ETF 922908363 2050 7678 SH SOLE 7678 0 0 Vanguard FTSE Pacific Index Fund (ETF) ETF 922042866 213 2993 SH SOLE 2993 0 0 Vanguard Total Stock Market (ETF) ETF 922908769 22453 150036 SH SOLE 150036 0 0 Vanguard FTSE Emerging Markets (ETF) ETF 922042858 58313 1422263 SH SOLE 1422263 0 0 Vanguard Extended Market (ETF) ETF 922908652 146 1191 SH SOLE 1191 0 0 Wells Fargo & Company Stock 949746101 37 700 SH SOLE 700 0 0 Wheaton Precious Metals Corp Stock 962879102 2 105 SH SOLE 105 0 0 Materials Select Sector SPDR ETF 81369Y100 1 22 SH SOLE 22 0 0 Communication Services Sel Sector SPDR (ETF) ETF 81369Y852 9 191 SH SOLE 191 0 0 Energy Select Sector SPDR ETF 81369Y506 4 56 SH SOLE 56 0 0 Financial Select Sector SPDR ETF 81369Y605 3 92 SH SOLE 92 0 0 Industrial Select Sector SPDR (ETF) ETF 81369Y704 66 847 SH SOLE 847 0 0 Sector SPDR Tech Select Shares of Benefici ETF 81369Y803 9 120 SH SOLE 120 0 0 Consumer Staples Select Sector SPDR ETF 81369Y308 5 93 SH SOLE 93 0 0 Health Care Select Sector SPDR ETF 81369Y209 8 82 SH SOLE 82 0 0 Consumer Discretionary Select Sector SPDR Fund ETF 81369Y407 4 30 SH SOLE 30 0 0 Exxon Mobil Corporation Stock 30231G102 9 100 SH SOLE 100 0 0