0000919574-12-003973.txt : 20120611 0000919574-12-003973.hdr.sgml : 20120611 20120611143922 ACCESSION NUMBER: 0000919574-12-003973 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120611 DATE AS OF CHANGE: 20120611 EFFECTIVENESS DATE: 20120611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN ASSET-BASED OPPORTUNITY FUND I, LTD. CENTRAL INDEX KEY: 0001551490 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-179551 FILM NUMBER: 12900199 BUSINESS ADDRESS: STREET 1: 89 NEXUS WAY STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: 212-966-7926 MAIL ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 1102 CITY: NEW YORK STATE: NY ZIP: 10012 FORMER COMPANY: FORMER CONFORMED NAME: RAVEN ASSET-BASED OPPORTUNITY FUND I LTD. DATE OF NAME CHANGE: 20120605 FORMER COMPANY: FORMER CONFORMED NAME: RAVEN ASSET-BASED OPPORTUNITY FUND I, LTD. DATE OF NAME CHANGE: 20120605 D 1 primary_doc.xml X0705 D LIVE 0001551490 RAVEN ASSET-BASED OPPORTUNITY FUND I, LTD. 89 NEXUS WAY CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9007 212-966-7926 CAYMAN ISLANDS RAVEN ASSET-BASED OPPORTUNITY FUND I LTD. RAVEN ASSET-BASED OPPORTUNITY FUND I, LTD. Other Cayman Islands Exempted Company true 2010 Joshua A. Green 110 Greene Street Suite 1102 New York NY NEW YORK 10012 Director Joshua A. Green is a Director of the Issuer and a Principal of Raven Capital Management LLC, the Investment Manager of the Issuer. Jennifer Collins 89 Nexus Way Camana Bay Grand Cayman E9 CAYMAN ISLANDS KY1-9007 Director Jennifer Collins is a Director of the Issuer. Cormac Sheehan 89 Nexus Way Camana Bay Grand Cayman E9 CAYMAN ISLANDS KY1-9007 Director Cormac Sheehan is a Director of the Issuer. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06 3C 3C.7 false 2012-05-18 true true false 100000 David Paine Swift 4846235 ALPS Distributors, Inc. 16853 1290 Broadway Suite 1100 Denver CO COLORADO 80203 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Steven Dean Ford 3239298 ALPS Distributors, Inc. 16853 1290 Broadway Suite 1100 Denver CO COLORADO 80203 All States false John Colquhoun Swift 3044123 ALPS Distributors, Inc. 16853 1290 Broadway Suite 1100 Denver CO COLORADO 80203 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Bernard Norton 4947281 ALPS Distributors, Inc. 16853 1290 Broadway Suite 1100 Denver CO COLORADO 80203 CO COLORADO IL ILLINOIS IA IOWA KS KANSAS LA LOUISIANA MI MICHIGAN MN MINNESOTA MO MISSOURI NE NEBRASKA ND NORTH DAKOTA OH OHIO OK OKLAHOMA SD SOUTH DAKOTA TX TEXAS WI WISCONSIN false John Witherspoon Zimmerman 4855085 NLCG Distributors, LLC 156263 44 Cook Street Suite 1020 Denver CO COLORADO 80206 All States false 250000000 300000 249700000 The amount listed in Total Amount Sold reflects sales pursuant to the Federal Exemptions and Exclusions claimed in Item 6. The amount listed above in Total Remaining to be Sold reflects the difference between Total Offering Amount and Total Amount Sold. false 1 0 true 0 true The entity listed in Item 12 above is directly or indirectly paid commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager from the assets under management and/or the incentive allocation. 0 true false RAVEN ASSET-BASED OPPORTUNITY FUND I, LTD. /s/ Joshua A. Green Joshua A. Green Director 2012-06-11