0001104659-23-025499.txt : 20230224 0001104659-23-025499.hdr.sgml : 20230224 20230224203209 ACCESSION NUMBER: 0001104659-23-025499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230222 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRICKHOUSE BRIAN S CENTRAL INDEX KEY: 0001743575 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 23669661 MAIL ADDRESS: STREET 1: 1000 EATON BLVD. CITY: CLEVELAND STATE: OH ZIP: 44122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 tm237855-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-02-22 0 0001551182 Eaton Corp plc ETN 0001743575 BRICKHOUSE BRIAN S 1000 EATON BOULEVARD CLEVELAND OH 44122 0 1 0 0 See Remarks below. Ordinary Shares 2023-02-22 4 A 0 10965 0 A 39651 D Ordinary Shares 2023-02-22 4 M 0 717 0 A 40368 D Ordinary Shares 2023-02-22 4 F 0 227 171.79 D 40141 D Ordinary Shares 2023-02-23 4 M 0 942 0 A 41083 D Ordinary Shares 2023-02-23 4 F 0 269 171.59 D 40814 D Ordinary Shares 1358 I by trustee of ESP Stock Option 171.31 2023-02-22 4 A 0 7750 0 A 2024-02-22 2033-02-22 Ordinary Shares 7750 7750 D Restricted Stock Units 0.0 2023-02-22 4 A 0 2155 0 A 2024-02-22 Ordinary Shares 2155 2155 D Restricted Stock Units 0.0 2023-02-22 4 M 0 717 0 D 2023-02-22 Ordinary Shares 717 1458 D Restricted Stock Units 0.0 2023-02-23 4 M 0 942 0 D 2022-02-23 Ordinary Shares 942 971 D These shares were acquired upon the vesting of performance share awards. These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. This field is not applicable. These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These ordinary shares are held in the Eaton Savings Plan. President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in-Fact 2023-02-24