0001550695-23-000037.txt : 20230518
0001550695-23-000037.hdr.sgml : 20230518
20230518214923
ACCESSION NUMBER: 0001550695-23-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230516
FILED AS OF DATE: 20230518
DATE AS OF CHANGE: 20230518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kohl Simeon
CENTRAL INDEX KEY: 0001703807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35628
FILM NUMBER: 23937822
MAIL ADDRESS:
STREET 1: 333 NORTH CANYONS PARKWAY
CITY: LIVERMORE
STATE: CA
ZIP: 94551
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Performant Financial Corp
CENTRAL INDEX KEY: 0001550695
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 200484934
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 333 NORTH CANYONS PARKWAY
CITY: Livermore
STATE: CA
ZIP: 94551
BUSINESS PHONE: 925-960-4800
MAIL ADDRESS:
STREET 1: 333 NORTH CANYONS PARKWAY
CITY: Livermore
STATE: CA
ZIP: 94551
4
1
wk-form4_1684460947.xml
FORM 4
X0407
4
2023-05-16
0
0001550695
Performant Financial Corp
PFMT
0001703807
Kohl Simeon
333 NORTH CANYONS PARKWAY
LIVERMORE
CA
94551
1
1
0
0
Chief Executive Officer
1
Common Stock, par value $0.0001 per share
2023-05-16
4
M
0
11250
0
A
239697
D
Common Stock, par value $0.0001 per share
2023-05-16
4
F
0
3336
2.51
D
236361
D
Common Stock, par value $0.0001 per share
2023-05-16
4
M
0
25000
0
A
261361
D
Common Stock, par value $0.0001 per share
2023-05-16
4
F
0
6048
2.51
D
255313
D
Restricted Stock Units
2023-05-16
4
M
0
11250
0
D
Common Stock
11250
0
D
Restricted Stock Units
2023-05-16
4
M
0
25000
0
D
Common Stock
25000
75000
D
Shares surrendered to pay tax liability due on vesting of Restricted Stock Units
Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to the Reporting Person.
Restricted Stock Unit award was granted on May 2, 2019. The restricted stock unit award vested at a rate of 25% annually on the first and second anniversaries of April 29, 2019, with the third 25% of the shares vesting on May 13, 2022, and the final 25% vesting on May 16, 2023
Restricted Stock Unit award was granted on March 10, 2022. The restricted stock unit award vests at a rate of 25% annually on the first day of the next open trading window immediately following the first, second, third, and fourth anniversaries of March 10, 2022, provided that the Reporting Person remains in continuous service through each vest date.
/s/ Ian A. Johnston, Attorney-in-Fact for Simeon M. Kohl
2023-05-18