EX-1.1 2 d529978dex11.htm EX-1.1 EX-1.1

Exhibit 1.1

EXECUTION VERSION

PERPETUAL TRUSTEE COMPANY LIMITED

SMART ABS SERIES 2013-2US TRUST

US$142,500,000 Class A-1 Asset Backed Fixed Rate Notes;

US$45,000,000 Class A-2a Asset Backed Fixed Rate Notes;

US$142,500,000 Class A-2b Asset Backed Floating Rate Notes;

US$50,000,000 Class A-3a Asset Backed Fixed Rate Notes;

US$167,500,000 Class A-3b Asset Backed Floating Rate Notes;

US$137,500,000 Class A-4a Asset Backed Fixed Rate Notes; and

US$65,000,000 Class A-4b Asset Backed Floating Rating Notes.

US$ UNDERWRITING AGREEMENT

May 15, 2013

J.P. Morgan Securities LLC, as Underwriter and as Representative of the Several Underwriters listed in Schedule I

Ladies and Gentlemen:

Perpetual Trustee Company Limited (ABN 42 000 001 007), a company incorporated in Australia (the “Issuer Trustee”), in its capacity as trustee of the SMART ABS Series 2013-2US Trust (as defined below) proposes to sell to J.P. Morgan Securities LLC (“J.P. Morgan”), as Representative (in such capacity, the “Representative”) for RBS Securities Inc. (“RBS”), Macquarie Capital (USA) Inc. (“Macquarie Capital”), and ANZ Securities, Inc. (“ANZ Securities” and together with RBS, J.P. Morgan and Macquarie Capital, the “Underwriters” and each such entity an “Underwriter”), US$142,500,000 aggregate principal amount of Class A-1 Asset Backed Fixed Rate Notes (the “Class A-1 Notes”); US$45,000,000 aggregate principal amount of Class A-2a Asset Backed Fixed Rate Notes (the “Class A-2a Notes”); US$142,500,000 aggregate principal amount of Class A-2b Asset Backed Floating Rate Notes (the “Class A-2b Notes”); US$50,000,000 aggregate principal amount of Class A-3a Asset Backed Fixed Rate Notes (the “Class A-3a Notes”); US$167,500,000 aggregate principal amount of Class A-3b Asset Backed Floating Rate Notes (the “Class A-3b Notes”); US$137,500,000 aggregate principal amount of Class A-4a Asset Backed Fixed Rate Notes (the “Class A-4a Notes”); and US$65,000,000 aggregate principal amount of Class A-4b Asset Backed Floating Rates Notes (the “Class A-4b Notes”, and together with the Class A-1 Notes, the Class A-2a Notes, the Class A-2b Notes, the Class A-3a Notes, the Class A-3b Notes and the Class A-4a Notes, the “US$ Notes”), to be issued by the Issuer Trustee as trustee of the SMART ABS Series 2013-2US Trust (the “Trust”). The Issuer Trustee will also at the same time issue its A$9,382,000 Class B Asset Backed Floating Rate Notes; A$31,132,000 Class C Asset Backed


Floating Rate Notes; A$21,324,000 Class D Asset Backed Floating Rate Notes; A$19,191,000 Class E Asset Backed Floating Rate Notes; and A$12,794,000 Seller Asset Backed Floating Rate Notes (collectively, the “Other Notes” and together with the US$ Notes, the “Notes”). Each Note will be secured by the assets of the Trust held by the Issuer Trustee in accordance with the Master Security Trust Deed, dated February 27, 2007 (as amended, supplemented or otherwise modified from time to time , the “Master Security Trust Deed”), among the Issuer Trustee, Macquarie Securities Management Pty Limited (the “Manager”) (ABN 26 003 435 443) and P.T. Limited (ABN 61 004 454 666) (the “Security Trustee”) and the General Security Deed, dated April 23, 2013 (as the same may be amended, supplemented or otherwise modified from time to time, the “General Security Deed”), among the Issuer Trustee, the Manager, the Security Trustee and The Bank of New York Mellon, as trustee for the persons that are registered holders of the US$ Notes from time to time (the “US$ Note Trustee”). The assets of the Trust means all assets held by the Issuer Trustee from time to time as trustee of the Trust including, among other things, a pool of hire purchase receivables, lease contract receivables, loan contract receivables, and related rights under bills of sale and chattel mortgages relating to vehicles (the “SMART Receivables”). The Trust will be created pursuant to the Master Trust Deed, dated March 11, 2002 (as the same may be amended, supplemented or otherwise modified from time to time, the “Master Trust Deed”), between the Manager and the Issuer Trustee (as successor to Permanent Custodians Limited) and the Trust Creation Deed, dated April, 23 2013 (as the same may be amended, supplemented or otherwise modified from time to time, the “Trust Creation Deed”), executed by the Issuer Trustee. The US$ Notes will be issued pursuant to the US$ Note Trust Deed, to be dated on or about May 7, 2013 (as the same may be amended, supplemented or otherwise modified from time to time, the “US$ Note Trust Deed”), among the Issuer Trustee, Macquarie Leasing Pty Limited (ABN 38 002 674 982) (“MLPL”), the Manager and the US$ Note Trustee and the Series Supplement, dated May 6, 2013 (as the same may be amended, supplemented or otherwise modified from time to time, the “Series Supplement”), among the Manager, the Issuer Trustee, MLPL and Macquarie Bank Limited (ABN 46 008 583 542) (“Macquarie Bank”). The Manager and MLPL are each a “Macquarie Party” and collectively are referred to herein as the “Macquarie Parties”.

MLPL has prepared and filed with the Securities and Exchange Commission (the “Commission”) in accordance with the provisions of the Securities Act of 1933, as amended, and the rules and regulations of the Commission thereunder (collectively, the “Act”), a shelf registration statement on Form S-3 (having the registration number 333-181822), including a form of prospectus, as amended by pre-effective amendment no. 1 relating to the US$ Notes. The registration statement as amended has been declared effective by the Commission. If any post-effective amendment has been filed with respect thereto, prior to the execution and delivery of this US$ Underwriting Agreement (the “Agreement”), the most recent such amendment shall have been declared effective by the Commission. Such registration statement, as amended at the time of effectiveness, including all material incorporated by reference therein and including all information (if any) deemed to be part of the registration statement at the time of effectiveness pursuant to Rule 430B under the Act, is referred to in this Agreement (as defined below) as the “Registration Statement.” MLPL proposes to file with the Commission pursuant to Rule 424(b) under the Act (“Rule 424(b)”) a supplement (such supplement, together with any amendment thereof or supplement thereto, is hereinafter referred to as the “Prospectus Supplement”) to the prospectus included in the Registration Statement (such prospectus, together with any amendment thereof or supplement thereto, in the form it appears in the Registration Statement or

 

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in the form most recently revised and filed with the Commission pursuant to Rule 424(b) is hereinafter referred to as the “Base Prospectus”) relating to the US$ Notes and the method of distribution thereof. The Base Prospectus as supplemented by the Prospectus Supplement is hereinafter referred to as the “Prospectus.

At or prior to the time when sales (including any Contracts of Sale (as defined below)) of the US$ Notes were first made to investors by the Underwriters, which shall be deemed to be 12.05p.m. New York time on May 15, 2013, (the “Time of Sale”), MLPL had prepared the following information (together, as a whole, the “Time of Sale Information”): (i) the preliminary prospectus supplement dated May 9, 2013, and the base prospectus dated September 28, 2012 (together, the “Initial Preliminary Prospectus”), (ii) the preliminary prospectus supplement dated May 15, 2013 (together with the Initial Preliminary Prospectus, the “Preliminary Prospectus”) and (iii) each Free Writing Prospectus (as hereinafter defined) used at or prior to the time of sale. “Free Writing Prospectus” means any “free writing prospectus”, as defined in Rule 405 under the Act relating to the US$ Notes that (i) is required to be filed with the Commission by MLPL, (ii) is a “road show that is a written communication” within the meaning of Rule 433(d)(8)(i), whether or not required to be filed with the Commission, or (iii) is exempt from filing pursuant to Rule 433(d)(5) (i) because it contains a description of the Notes or of the offering that does not reflect the final terms, in each case in the form filed or required to be filed with the Commission or, if not required to be filed, in the form retained in MLPL’s records pursuant to Rule 433(g). For the avoidance of doubt, each of the Ratings Free Writing Prospectus and the Pricing Free Writing Prospectus shall constitute a Free Writing Prospectus. “Ratings Free Writing Prospectus” means (i) the free writing prospectus dated May 9, 2013 and (ii) the free writing prospectus dated May 15, 2013. “Pricing Free Writing Prospectus” means the free writing prospectus dated May 15, 2013. The parties hereto acknowledge that no Free Writing Prospectus has been filed with the Commission other than the Ratings Free Writing Prospectus and the Pricing Free Writing Prospectus.

If the Manager, MLPL or an Underwriter determines or becomes aware that any “written communication” (as defined in Rule 405 under the Act) (including without limitation the Preliminary Prospectus) or oral statement (when considered in conjunction with all information conveyed at the time of the “contract of sale” within the meaning of Rule 159 under the Act and all Commission guidance relating to such rule (the “Contract of Sale”)) made or prepared by MLPL or such Underwriter contains an untrue statement of material fact or omits to state a material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading at the time that a Contract of Sale was entered into, either MLPL or such Underwriter may prepare corrective information, with notice to the other parties; provided that any corrective information prepared by such Underwriter must be approved in writing by MLPL and the Representative, which approval, in each case, shall not be unreasonably withheld or delayed. Such Underwriter shall deliver such information in a manner reasonably acceptable to both parties, to any person with whom a Contract of Sale was entered into based on such written communication or oral statement, and such information shall provide any such person with the following:

(i)      adequate disclosure of the contractual arrangement;

(ii)     adequate disclosure of the person’s rights under the existing Contract of

 

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Sale at the time termination is sought;

(iii)      adequate disclosure of the new information that is necessary to correct the misstatements or omissions in the information given at the time of the original Contract of Sale; and

(iv)      a meaningful ability to elect to terminate or not terminate the prior Contract of Sale and to elect to enter into or not enter into a new Contract of Sale.

Any costs or losses incurred in connection with any such termination or reformation shall be paid by MLPL.

Notwithstanding anything to the contrary herein, in the event the Manager or MLPL becomes aware that, as of the Time of Sale, any Preliminary Prospectus contains or contained any untrue statement of material fact or omits or omitted to state a material fact necessary in order to make the statements contained therein (when read in conjunction with all Time of Sale Information) in light of the circumstances under which they were made, not misleading (a “Defective Prospectus”), the Manager or MLPL, as the case may be, shall promptly notify the Underwriters of such untrue statement or omission no later than one Business Day after discovery and MLPL shall, if requested by the Underwriters, prepare and deliver to the Underwriters an amended Preliminary Prospectus approved by the Underwriters that corrects material misstatements or omissions in a prior preliminary prospectus (a “Corrected Prospectus”).

When used in this Agreement, “Transaction Documents” shall mean the Master Trust Deed, the Deed of Assumption (as defined in the Series Supplement), the Master Security Trust Deed, the Master Sale and Servicing Deed (as defined in the Series Supplement), the US$ Note Trust Deed, the Series Supplement, the General Security Deed, the Agency Agreement (as defined in the Series Supplement), the Trust Creation Deed, the Currency Swap Agreement (as defined in the Series Supplement), each Currency Swap (as defined in the Series Supplement), the Fixed Rate Swap Agreement (as defined in the Series Supplement), the US$ Note Conditions (as defined in the Series Supplement), each Transfer Proposal and Letter of Offer (as defined in the Master Sale and Servicing Deed) and each Note. To the extent not defined herein, capitalized terms used herein have the meanings assigned to such terms in the Prospectus (as defined herein).

In this Agreement unless otherwise stated, a reference to the Issuer Trustee is a reference to the Issuer Trustee in its capacity as trustee of the Trust only, and in no other capacity. Any reference to the assets, business, property or undertaking of the Issuer Trustee, unless otherwise stated, is a reference to the Issuer Trustee in that capacity only.

Each of the Macquarie Parties, the Issuer Trustee and the Underwriters agrees as follows:

 

1. Purchase and Sale.

 

  (a)

The Issuer Trustee, at the direction of the Manager, agrees to sell the US$ Notes to the several Underwriters as hereinafter provided, and each Underwriter, upon the basis of the representations and warranties herein contained, but subject to the conditions hereinafter stated, agrees to purchase, severally and not jointly, from

 

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  the Issuer Trustee the respective principal amount of the US$ Notes set forth opposite such Underwriter’s name in Schedule I hereto at a price set forth below (expressed as a percentage of the initial principal amount of the respective class of US$ Notes):

 

US$ Notes

  

Price

   
    

Class A-1 Notes

   100%  
    

Class A-2a Notes

   99.99622%  
    

Class A-2b Notes

   100%  
    

Class A-3a Notes

   99.99245%  
    

Class A-3b Notes

   100%  
    

Class A-4a Notes

   99.99629%  
    

Class A-4b Notes

   100%  

The selling concessions that the Underwriters may allow to certain dealers, and the discounts that such dealers may reallow to certain other dealers, each expressed as a percentage of the initial principal amount of the respective class of US$ Notes, shall be as set forth in Schedule VIII.

 

  (b) In connection with such purchase, MLPL will pay in immediately available funds on the Closing Date to each Underwriter a commission and discount equal to the respective principal amount of the US$ Notes set forth opposite such Underwriter’s name in Schedule I hereto at a rate set forth below (expressed as a percentage of the initial principal amount of the respective class of US$ Notes), which underwriting commission and discount shall be paid to the Representative on behalf of each of the Underwriters in an aggregate amount equal to US$1,874,475:

 

US$ Notes

  

Underwriting Commissions
and Discounts

   
    

Class A-1 Notes

   0.100%  
    

Class A-2a Notes

   0.200%  
    

Class A-2b Notes

   0.200%  
    

Class A-3a Notes

   0.285%  
    

Class A-3b Notes

   0.285%  
    

Class A-4a Notes

   0.364%  
    

Class A-4b Notes

   0.364%  

 

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2. Offering.

The Manager, MLPL and the Issuer Trustee understand that the Underwriters intend to make a public offering in the United States (and to make non-public offerings in other jurisdictions) of their respective portions of the Class A Notes, upon the terms specified in the Prospectus and in this Agreement, as soon after the parties hereto have executed and delivered this Agreement as in the judgment of the Representative is advisable. If the Prospectus specifies an initial public offering price or a method by which the price at which such US$ Notes are to be sold is determined, then after the US$ Notes are released for sale to the public, the Underwriters may vary from time to time the public offering price, selling concessions and reallowances to dealers that are members of the Financial Industry Regulatory Authority, Inc. and other terms of sale hereunder and under such selling arrangements.

 

3. Delivery and Payment.

Subject to Section 7, payment for the US$ Notes shall be made no later than 12:00 noon, New York City time on May 22, 2013, by wire transfer in immediately available funds to the account specified by the Issuer Trustee to the Representative, or at such other time on the same or such other date, not later than the fifth Business Day thereafter, as the Representative and the Manager may agree upon in writing. The time and date of such payment are referred to herein as the “Closing Date.” As used herein, the term “Business Day” means any day other than a Saturday, Sunday or a day on which banks are permitted or required to be closed in New York City, Sydney, Melbourne or London.

Payment for the US$ Notes shall be made against delivery to the US$ Note Trustee as custodian for The Depository Trust Company (“DTC”) and registered in the name of Cede & Co., as nominee for DTC, for the respective accounts of the several Underwriters of one or more fully registered, global book-entry notes in the form requested by the Underwriters in accordance with the terms of the US$ Note Trust Deed (the “Book-Entry Notes”) representing each of (i) US$142,500,000 in aggregate Invested Amount of the Class A-1 Notes, (ii) US$45,000,000 in aggregate Invested Amount of the Class A-2a Notes, (iii) US$142,500,000 in aggregate Invested Amount of the Class A-2b Notes, (iv) US$50,000,000 in aggregate Invested Amount of the Class A-3a Notes, (v) US$167,500,000 in aggregate Invested Amount of the Class A-3b Notes, (vi) US$137,500,000 in aggregate Invested Amount of the Class A-4a Notes and (vii) US$65,000,000 in aggregate Invested Amount of the Class A-4b Notes, with any transfer taxes payable in connection with the transfer to the Underwriters of the US$ Notes duly paid by the Manager. The Book-Entry Notes will be made available for inspection by the Underwriters at the office of Skadden, Arps, Slate, Meagher & Flom LLP, at Four Times Square, New York, New York 10036 not later than 1:00 p.m., New York City time, on the Business Day prior to the Closing Date. Interests in any Book-Entry Notes will initially be held only in book entry form through DTC.

 

4. Representations, Warranties and Covenants by Underwriters.

 

  (a)

No offering document or other form of disclosure in relation to the US$ Notes has been lodged with, or registered by, the Australian Securities and Investments Commission or the Australian Securities Exchange or any other exchange or

 

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  authority. Accordingly, each of the Underwriters, severally and not jointly, represents and agrees as to itself alone that it has not offered and will not offer, for issue of the US$ Notes, and has not invited and will not invite applications for the issue of the US$ Notes or offer the US$ Notes for sale or invite offers to purchase the US$ Notes to a person, unless (i) the minimum amount payable to the relevant Underwriter by each person for the US$ Notes (after disregarding any amount paid or payable or lent by the Underwriter or any associate (as determined under sections 10 to 17 of the Corporations Act 2001 (Cth))) of the Underwriter, on acceptance of that offer by that person is at least A$500,000 (calculated in accordance with both section 708(9) of the Corporations Act 2001 (Cth) and regulation 7.1.18 of the Australian Corporations Regulations) (or its equivalent in another currency), or (ii) the offer, invitation or sale does not require disclosure to investors under Part 6D.2 of the Corporations Act 2001 (Cth), complies with the Corporations Act 2001 (Cth) and is not made to a person who is a “retail client” within the meaning of section 761G of the Corporations Act 2001 (Cth).

 

  (b) Each Underwriter agrees, severally and not jointly, that it will not sell US$ Notes it acquires under this Agreement to any person, or invite or induce offers from any person, for US$ Notes if the employees or other personnel of the Underwriter involved with making the offer or effecting the sale, knew, or had reasonable grounds to suspect (interpreted so as to have the same meaning as in sections 128F(3) and 128F(5) of the Income Tax Assessment Act 1936 (the “Tax Act”) and any ruling or determination issued by the Commissioner of Taxation in respect thereof), that such US$ Notes would be acquired directly or indirectly by any person specified in Schedule II or Schedule III or any person specified in writing to the Underwriter by the Issuer Trustee or Macquarie Bank or a Macquarie Party as being an associate (as defined in section 128F(9) of the Tax Act and as further described in section 128F(5) of the Tax Act) of the Issuer Trustee or Macquarie Bank or a Macquarie Party prior to the date falling 30 days after the date of this Agreement (unless in the case of a person so specified in writing, an offer, invitation or sale has been made to that person prior to that person being so specified).

 

  (c) Each Underwriter agrees, severally and not jointly, with the Issuer Trustee that, within 30 days of the date of this Agreement, it will offer all of the US$ Notes acquired by it pursuant to this Agreement for sale, or invite or induce offers to buy the US$ Notes by making bona fide offers of those US$ Notes to at least 10 persons each of which is carrying on a business of providing finance, or investing or dealing in securities, in the course of operating in the financial market and none of whom are known, or suspected (interpreted so as to have the same meaning as in sections 128F(3) and 128F(5) of the Tax Act and any ruling or determination issued by the Commissioner of Taxation in respect thereof) by the employees or other personnel of the Underwriter involved with making the offer or effecting the sale, to be an associate (as defined in section 128F(9) of the Tax Act) of any of the other offerees.

 

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  (d) Each Underwriter agrees that it will: (i) provide written advice to the Issuer Trustee and the Macquarie Parties within 40 days of the issue of US$ Notes specifying that it has complied with Section 4(c) if requested by the Issuer Trustee or Macquarie Party; and (ii) cooperate with reasonable requests from the Issuer Trustee or Manager for information for the purposes of assisting to demonstrate that the public offer test under section 128F of the Tax Act has been satisfied in respect of the US$ Notes; provided that no Underwriter shall be obliged to disclose the identity of the purchaser of any Note or any information the disclosure of which such identity might/would be capable of being ascertained or any information the disclosure of which would be contrary to or prohibited by any relevant law, regulation or directive or information which has been provided to the Underwriter on a confidential basis or is otherwise confidential to the purchaser of any Note or potential purchaser of any Note.

 

  (e) Each Underwriter severally, and not jointly, agrees that the distribution of the Time of Sale Information and the offering and sale of the US$ Notes in certain foreign jurisdictions may be restricted by law. The US$ Notes may not be offered or sold, directly or indirectly, and neither the Time of Sale Information nor any form of application, advertisement or other offering material may be issued, distributed or published in any country or jurisdiction, unless permitted under, and in accordance with, all applicable laws and regulations. Each Underwriter agrees severally, and not jointly, to comply with all applicable securities laws and regulations in each jurisdiction in which it purchases, offers, sells or delivers US$ Notes or possesses or distributes the Time of Sale Information or any other offering material.

 

  (f) Each Underwriter severally, and not jointly, agrees that it and each of its affiliates has not entered and will not enter into any contractual arrangement with respect to the distribution of the US$ Notes except for any such arrangements with the other Underwriters or affiliates of the other Underwriters or with the prior written consent of the Manager and MLPL, and in all cases, provided that such Underwriter complies with the terms and conditions of this Agreement.

 

  (g) Each Underwriter severally, and not jointly, acknowledges and agrees (i) that it did not enter into any Contract of Sale for any US$ Notes prior to the Time of Sale and (ii) that it shall convey the Time of Sale Information and any amendments or supplements thereto prepared by MLPL and provided to the Underwriters prior to the Time of Sale to each person who purchases a US$ Note (or an interest therein) from such Underwriter prior to the Time of Sale.

 

  (h) Each Underwriter severally, and not jointly, acknowledges and agrees that it shall convey the Prospectus and any amendments or supplements thereto prepared by MLPL relating to such US$ Notes to each person who purchases a US$ Note (or an interest therein) from such Underwriter at or prior to delivery of the written confirmation of the sale of such US$ Notes to such person.

 

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  (i) Each Underwriter severally, and not jointly, represents and warrants to MLPL, the Manager and the other Underwriters, and acknowledges and agrees that (i) on and prior to the date of this Agreement it has not delivered any written Rating Agency Information to any nationally recognized statistical rating organization (each, an “NRSRO”), other than the Rating Agency Information set forth in Schedule VII; (ii) as of the date of this Agreement, and until the Closing Date (and, only with respect to information set forth in clause (b) of the definition of Rating Agency Information below, after the Closing Date), it has not delivered and will not deliver any written Rating Agency Information to any NRSRO other than with the written consent of a Macquarie Party; and (iii) it has not communicated and will not communicate any Rating Agency Information orally to any NRSRO except in circumstances where an authorized representative of any Macquarie Party participated in such oral communications; provided, however, that if an Underwriter receives an oral communication from any NRSRO, such Underwriter is authorized to inform such NRSRO that it will respond to the oral communication with a designated representative from MLPL or will refer such NRSRO to MLPL who will respond to the oral communication. For the purposes of this Agreement, “Rating Agency Information” means any information provided to any NRSRO for the purpose of (a) determining the initial credit rating for the US$ Notes, including information about the characteristics of the SMART Receivables, the legal structure of the US$ Notes and the transactions contemplated by this Agreement and the Transaction Documents, or (b) undertaking credit rating surveillance on the US$ Notes and the transactions contemplated by this Agreement and the Transaction Documents, including information about the characteristics and performance of the SMART Receivables, the US$ Notes and the transactions contemplated by this Agreement and the Transaction Documents (as contemplated by paragraph (a)(3)(iii)(c) of Rule 17g-5). Notwithstanding any other provision of this Agreement, in no event shall the aggregate liability of any Underwriter arising out of any breach or breaches by such Underwriter of its representation and warranty or covenants set forth in this clause (i) exceed the aggregate amount of total discounts, commissions and fees received by such Underwriter pursuant to this Agreement.

 

  (j) Each Underwriter severally, and not jointly, acknowledges and agrees that, except as otherwise provided herein, no written information relating to the US$ Notes or the offering thereof has been delivered by it to potential investors in connection with the offering of the US$ Notes prior to the date hereof other than the Time of Sale Information (and any amendments and supplements thereto prepared by the Macquarie Parties), the Prospectus (and any amendments or supplements thereto prepared by the Macquarie Parties) or the Other Materials or such other materials agreed to in writing by the Macquarie Parties.

 

5. Representations and Warranties of the Macquarie Parties and the Issuer Trustee.

 

I. The Issuer Trustee represents and warrants to each Underwriter and the Macquarie Parties as of the date of this Agreement, as of the Time of Sale (as defined above) and as of the Closing Date, and agrees with each Underwriter and the Macquarie Parties, that:

 

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  (a) since the respective dates as of which information is provided in any of the Time of Sale Information, the Other Materials (as defined below) and the Prospectus (as defined below), there has been no material adverse change or any development involving a likely material adverse change in or affecting the business, management, results of operations, or condition (financial or otherwise) of the Issuer Trustee except as disclosed in the Time of Sale Information and the Prospectus, which is material in the context of the Issuer Trustee performing its obligations and duties under the US$ Notes and each Transaction Document to which it is or is to be a party;

 

  (b) it has been duly incorporated and is validly existing as a corporation under the Corporations Act 2001 (Cth), with the power and authority (corporate and other) to conduct its business as described in the Time of Sale Information and the Prospectus and to issue the US$ Notes and to act as required by this Agreement and each Transaction Document to which it is or is to be a party and, by law, to comply with the requirements of any legislation and subordinate legislation applicable to it and no other thing is required to be done by the Issuer Trustee (including without limitation the making of any filing or registration) in order to issue the US$ Notes or to execute and act as required by this Agreement and each Transaction Document to which it is or is to be a party;

 

  (c) it has been duly qualified for the transaction of business and is in good standing under the laws of each other jurisdiction in which it conducts any business so as to require such qualification, other than where the failure to be so qualified and in good standing would not have a material adverse effect on the transactions contemplated herein or in the Transaction Documents;

 

  (d) this Agreement has been duly authorized and executed by the Issuer Trustee;

 

  (e)

the US$ Notes have been duly authorized, and, when issued, delivered and paid for pursuant to this Agreement, will have been duly executed, authenticated, issued and delivered and will constitute legal, valid, binding and enforceable obligations of the Issuer Trustee, entitled to the benefits provided by the US$ Note Trust Deed, the Series Supplement, the Master Trust Deed, the Master Security Trust Deed and the other Transaction Documents, subject as to enforceability to applicable bankruptcy, insolvency, reorganization, conservatorship, receivership, liquidation or other similar laws or general principles affecting the enforcement of creditors rights generally and to general equitable principles. The execution, delivery and performance by the Issuer Trustee of each of the Transaction Documents to which it either is, or is to be, a party and this Agreement has been duly authorized by the Issuer Trustee, and, when executed and delivered by it and, each of the other parties thereto, each of the Transaction Documents and this Agreement will constitute a legal, valid and binding obligation of the Issuer Trustee, enforceable against it in accordance with its terms, subject as to enforceability to applicable bankruptcy, insolvency, reorganization, conservatorship, receivership, liquidation or other similar laws or

 

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  general principles affecting the enforcement of creditors rights generally and to general equitable principles;

 

  (f) it is not, nor with the giving of notice or lapse of time or both will be, in violation of or in default under, (i) its constitution or (ii) any indenture, mortgage, deed of trust, loan agreement or any other agreement or instrument to which it is a party or by which it or any of its properties is bound, except in the case of (ii), for violations and defaults which individually and in the aggregate would not have a material adverse effect on the transactions contemplated herein or in the Transaction Documents; the issue and sale of the US$ Notes and the performance by it of all of the provisions of its obligations under the US$ Notes, the Transaction Documents and this Agreement and the consummation of the transactions herein and therein contemplated will not (I) conflict with or result in a breach of any of the terms or provisions of, or constitute a default under, any indenture, mortgage, deed of trust, loan agreement or any other agreement or instrument to which it is a party or by which it is bound or to which any of its property or assets of the Trust is subject; (II) result in any violation of the provisions of (x) its constitution or (y) any applicable law or statute or any order, rule or regulation of any court or governmental agency or body having jurisdiction over it, or any of its properties; or (III) other than the Prior Interest (as defined in the Master Security Trust Deed), result in the creation or imposition of any lien or encumbrance upon any of its property pursuant to the terms of any indenture, mortgage, contract or other instrument other than pursuant to the Transaction Documents which, in the case of clauses (I), (II)(y) and (III) above could reasonably be expected to have a material adverse effect on the transactions contemplated herein or in the Transaction Documents; and no consent, approval, authorization, order, license, registration or qualification of or with any such court or governmental agency or body is required by the Issuer Trustee for the issue and sale of the US$ Notes or the consummation by the Issuer Trustee of the transactions contemplated by this Agreement or the Transaction Documents, except such consents, approvals, authorizations, orders, licenses, registrations or qualifications as may be required under state securities or “blue sky” laws in connection with the purchase and resale of the US$ Notes by the Underwriters;

 

  (g)

other than as set forth in or contemplated by the Time of Sale Information and the Prospectus, there are no legal or governmental investigations, actions, suits or proceedings pending or, to its knowledge, threatened against or affecting the Issuer Trustee or the Trust or, to which it is or may be a party or to which it or any property of the Trust is or may be the subject, (i) asserting the invalidity of this Agreement or of any of the Transaction Documents to which the Issuer Trustee is a party, (ii) seeking to prevent the issuance of the US$ Notes or the consummation of any of the transactions contemplated by this Agreement or any of the Transaction Documents by the Issuer Trustee, (iii) that may adversely affect the United States federal or Australian federal or state income, excise, franchise or similar tax attributes of the US$ Notes, (iv) that could materially and adversely affect the Issuer Trustee’s performance of its obligations under, or the validity or enforceability of, this Agreement or any of the Transaction Documents

 

11


  against the Issuer Trustee or (v) which could reasonably be expected to individually or in the aggregate have a material adverse effect on the interests of the holders of any of the US$ Notes;

 

  (h) the representations and warranties of the Issuer Trustee in respect of the Trust contained in the Transaction Documents are true and correct in all material respects as of the time as of which they were given therein;

 

  (i) to the Issuer Trustee’s knowledge, no event has occurred which would entitle the Manager to direct the Issuer Trustee to retire as trustee of the Trust under any Transaction Document;

 

  (j) it has not taken any corporate action and (to the best of its knowledge and belief having made reasonable inquiry and investigation) no other steps have been taken and subsist or legal proceedings been started and subsists or threatened against it for its winding-up, dissolution or reorganization or for the appointment of a receiver, receiver and manager, administrator, provisional liquidator or similar officer of it or of any or all of its assets;

 

  (k) other than with respect to an Australian resident noteholder or a non-resident holding the US$ Notes at or through a permanent establishment in Australia who does not provide the Issuer Trustee with a tax file number or an Australian Business Number (where applicable) or proof of an appropriate exemption to quote such numbers, subject only to compliance with Section 128F of the Tax Act in relation to payments under the US$ Notes, no withholding or deduction for any taxes, duties, assessments or governmental charges of whatever nature will be imposed or made for or on account of any income, registration, transfer or turnover taxes, customs or other duties or taxes of any kind, levied, collected, withheld or assessed by or within, the Commonwealth of Australia, in connection with the authorization, execution or delivery of any of the Transaction Documents to which it is or is to be a party or with the authorization, execution, issue, sale or delivery of the US$ Notes or the performance by the Issuer Trustee of any of its obligations under the Transaction Documents to which it is or is to be a party or the US$ Notes, other than any stamp duty payable with respect to the execution of the Transaction Documents;

 

  (l) the US$ Notes and the obligations of the Issuer Trustee under the US$ Note Trust Deed and the Series Supplement will be secured (pursuant to the Master Security Trust Deed and the General Security Deed) by a first ranking security interest over the assets of the Trust subject only to the Prior Interest (as defined in the Master Security Trust Deed), the General Security Deed being duly registered and any stamp duty payable thereon being duly paid;

 

12


  (m) no event has occurred or circumstances arisen which, had the US$ Notes already been issued, would (whether or not with the giving of notice or direction and/or the passage of time and/or the fulfillment of any other requirement) oblige it to retire as Issuer Trustee or constitute grounds for its removal as Issuer Trustee under any Transaction Document or to the best of its knowledge constitute an Event of Default (as defined in the Master Security Trust Deed as modified by the General Security Deed);

 

  (n) it enters into this Agreement in its capacity as trustee of the Trust, the Trust is in existence and validly constituted and it has been validly appointed trustee, of and is the sole trustee of, the Trust; and

 

  (o) other than the US$ Notes there are no securities of the Issuer Trustee secured by any assets of the Trust registered under the Securities Exchange Act (the “Exchange Act”), or listed on a national securities exchange or quoted in a U.S. automated inter-dealer quotation system.

 

II. Each of MLPL and the Manager (provided that the representations and warranties set forth in Section 5(II)(a), 5(II)(l), and 5(II)(x) through (dd) are made by MLPL only) represents and warrants (in respect of itself only) to each Underwriter and the Issuer Trustee, that as of the date of this Agreement, as of the Time of Sale and as of the Closing Date:

 

  (a) the Registration Statement (x) has been filed with the Commission and has become effective and is still effective as of the date hereof and (y) was declared effective by the Commission within three years prior to the Closing Date. The conditions to the use of a registration statement on Form S-3 under the Act, as set forth in the General Instructions to Form S-3, and the conditions of Rule 415 under the Act, have been satisfied with respect to the Registration Statement.

 

  (b) (A) as of the applicable effective date as to each part of the Registration Statement pursuant to Rule 430B(f)(2), and any amendment thereto under the Act, the Registration Statement complied, and on the date of this Agreement the Registration Statement will comply, in all material respects with the requirements of the Act and the rules and regulations of the Commission promulgated under the Act (the “Rules and Regulations”) and at such times did not include any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary to make the statements therein not misleading and (B) on the date of this Agreement, at the time of the filing of the Prospectus pursuant to Rule 424(b) and at the Closing Date, the Prospectus will comply in all material respects with the requirements of the Act and the Rules and Regulations and does not include, or will not include, any untrue statement of a material fact, nor does the Prospectus omit to state, nor will it omit to state, any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that this representation and warranty shall not apply to any statements in or omissions from the Registration Statement or Prospectus, as applicable, based upon the Excluded Information;

 

13


  (c) the Time of Sale Information, as of its date and at the Time of Sale, (i) did, and on the Closing Date will, comply in all material respects with the requirements of the Act and the Rules and Regulations and (ii) did not, and on the Closing Date will not, contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that this representation and warranty shall not apply to any statements in or omissions from the Time of Sale Information based upon the Excluded Information.

 

  (d) no stop order suspending the effectiveness of the Registration Statement has been issued and no proceeding for that purpose has been instituted or, to the knowledge of the Manager or MLPL, threatened by the Commission; and no order preventing or suspending the use of any preliminary prospectus has been issued by the Commission;

 

  (e) since the respective dates as of which information is given in the Time of Sale Information, the Other Materials and the Prospectus, there has not been any material adverse change, or any development involving a prospective material adverse change, in or affecting the business, management, financial position, stockholders’ equity or results of operations, taken as a whole, of any of the Macquarie Parties, otherwise than as set forth or contemplated in the Time of Sale Information, which is material in the context of it performing its obligations and duties under each Transaction Document to which it is or is to be a party;

 

  (f) it is a corporation duly incorporated and validly existing under the Corporations Act 2001 (Cth), it has the power and authority (corporate and other) to own its properties and conduct its business as described in the Time of Sale Information and the Prospectus and to enter into and perform its obligations under this Agreement and the Transaction Documents to which it is a party and to carry out the transactions contemplated by such Transaction Documents; it has been duly qualified or licensed for the transaction of business and is in good standing under the laws of each other jurisdiction in which it owns or leases properties, or conducts any business, so as to require such qualification or licensing, other than where the failure to be so qualified or licensed or in good standing would not have a material adverse effect on the transactions contemplated herein or in the Transaction Documents;

 

  (g) this Agreement has been duly authorized, executed and delivered by it;

 

  (h)

each of the Transaction Documents to which it is or is to be a party has been duly authorized by it, and, when executed and delivered by it and each of the other parties thereto, each of the Transaction Documents to which it is or is to be a party will constitute a legal, valid and binding obligation of the Manager, enforceable against the Manager in accordance with its terms, subject as to enforceability to applicable bankruptcy, insolvency, reorganization, conservatorship, receivership, liquidation or other similar laws or general principles affecting the enforcement of creditors rights generally and to general

 

14


  equitable principles; and the Time of Sale Information and the Prospectus are fair summaries in all material respects of the US$ Notes and the Transaction Documents except to the extent the Transaction Documents relate solely to the Other Notes.

 

  (i) it is not, nor with the giving of notice or lapse of time or both would it be, in violation of or in default under, any Transaction Document to which it is or is to be a party, its constitution or any indenture, mortgage, deed of trust, loan agreement or any other agreement or instrument to which it is a party or by which it or any of its properties is bound, except for violations and defaults which individually and in the aggregate would not have a material adverse effect on the transactions contemplated herein or in the Transaction Documents, the Underwriters, the Issuer Trustee, the issue and sale of the US$ Notes hereunder or the performance by it of all of the provisions of its obligations under the Transaction Documents and this Agreement and the consummation of the transactions herein and those contemplated in the Transaction Documents will not conflict with or result in a breach of any of the terms or provisions of, or constitute a default under, any indenture, mortgage, deed of trust, loan agreement or any other agreement or instrument to which it is a party or by which it is bound or to which any of its property or assets are subject, nor will any such action result in any violation of the provisions of its constitution or any applicable law or statute or any order, rule or regulation of any court or governmental agency or body having jurisdiction over it, or any of its properties except for such conflict, breach, default or violation which individually and in the aggregate would not have a material adverse effect on the transactions contemplated herein or in the Transaction Documents; and no consent, approval, authorization, order, license, registration or qualification of or with any such court or governmental agency or body is required for the issue and sale of the US$ Notes hereunder or the consummation of the transactions contemplated by this Agreement or the Transaction Documents, except such consents, approvals, authorizations, orders, licenses, registrations or qualifications as have been obtained under the Act, the Trust Indenture Act of 1939, as amended, and the rules and regulations of the Commission thereunder (the latter, including such applicable rules and regulations, the “Trust Indenture Act”) and as may be required under state securities or “blue sky” laws of the United States in connection with the purchase and resale of the US$ Notes by the Underwriters;

 

  (j)

other than as set forth or contemplated in the Time of Sale Information and the Prospectus, there are no legal or governmental investigations, actions, suits or proceedings pending or, to the best of its knowledge, threatened against or affecting it or its properties or, to which it is or may be a party or to which it or any of its property is or may be the subject, (i) asserting the invalidity of this Agreement or of any of the Transaction Documents to which it is or is to be a party, (ii) seeking to prevent the issuance of the US$ Notes or the consummation of any of the transactions contemplated by this Agreement or any of the Transaction Documents to which it is or is to be a party, (iii) that may adversely affect the United States federal or Australian income, excise, franchise or similar

 

15


  tax attributes of the US$ Notes, (iv) that could materially and adversely affect its performance of its obligations under, or the validity or enforceability of, this Agreement or any of the Transaction Documents or (v) which could individually or in the aggregate reasonably be expected to have a material adverse effect on the interests of the holders of the US$ Notes or the marketability of the US$ Notes, and there are no contracts or other documents that are required to be filed as an exhibit to the Registration Statement or required to be described in the Registration Statement or the Prospectus which are not described as required or are not filed as required;

 

  (k) the representations and warranties made by it in the Transaction Documents are true and correct in all material respects as of the time as of which they were given therein (provided that no representation and warranty is given in this subsection (k) with respect to the matters covered by subsection (l) below);

 

  (l) the representations and warranties given by MLPL to the Warehouse Trusts (as defined in the Prospectus) with respect to the SMART Receivables as of the cut-off date relating to each transfer of those SMART Receivables from MLPL to the relevant Warehouse Trust were true and correct in all material respects when made;

 

  (m) it owns, possesses or has obtained all licenses, permits, certificates, consents, orders, approvals and other authorizations from, and has made all declarations and filings with, all Australian and United States federal, state, local and other governmental authorities (including United States regulatory agencies), all self-regulatory organizations and all courts and other tribunals, domestic or foreign, necessary to perform its obligations under this Agreement and the Transaction Documents, and it has not received any actual notice of any proceeding relating to revocation or modification of any such license, permit, certificate, consent, order, approval or other authorization; and it is in compliance with all laws and regulations necessary for the performance of its obligations under this Agreement and the Transaction Documents;

 

  (n) to the best of its knowledge, no event has occurred which would entitle the Manager to direct the Issuer Trustee to retire as trustee of the Trust under any Transaction Document;

 

  (o) it has not taken any corporate action nor (to the best of its knowledge and belief) have any other steps been taken and subsist or legal proceedings been started and subsist or threatened against it for its winding-up, dissolution or reorganization or for the appointment of a receiver, receiver and manager, administrator, provisional liquidator or similar officer of it or of any or all of its assets;

 

  (p)

other than with respect to an Australian resident noteholder or a non-resident holding the US$ Notes at or through a permanent establishment in Australia who does not provide the Issuer Trustee with a tax file number or an Australian Business Number (where applicable) or proof of an appropriate exemption to

 

16


  quote such numbers, subject only to compliance with Section 128F of the Tax Act in relation to payments under the US$ Notes, no withholding or deduction for any taxes, duties, assessments or governmental charges of whatever nature is imposed or made for or on account of any income, registration, transfer or turnover taxes, customs or other duties or taxes of any kind, levied, collected, withheld or assessed by or within, the Commonwealth of Australia or any sub-division of or authority therein or thereof having power to tax in such jurisdiction, in connection with the authorization, execution or delivery of the Transaction Documents to which it is to be a party or with the authorization, execution, issue, sale or delivery of the US$ Notes and the performance of its obligations under the Transaction Documents to which it is, or is to be, a party and the US$ Notes except for any of the Transaction Documents on which stamp duty is payable;

 

  (q) to the best of its knowledge, no event has occurred or circumstances arisen which, had the US$ Notes already been issued, would (whether or not with the giving of notice and/or the passage of time and/or the fulfillment of any other requirement) constitute an Event of Default (as defined in the Master Security Trust Deed as modified by the General Security Deed);

 

  (r) it has not entered and will not enter into any contractual arrangement with respect to the distribution of the US$ Notes except for this Agreement;

 

  (s) the Trust is not, nor as a result of the issuance of the US$ Notes and the application of the proceeds thereof in accordance with the Transaction Documents will the Trust become, an entity subject to registration as an “investment company” under the Investment Company Act of 1940 as amended;

 

  (t) there have been no amendments to the Transaction Documents or to the Master Trust Deed in so far as the same relates to the Trust which have not been disclosed in writing to the Underwriters;

 

  (u) under the laws of the State of New South Wales the claims of the Underwriters against it under this Agreement will rank at least pari passu with the claims of all other unsecured and unsubordinated creditors except claims mandatorily preferred by law;

 

  (v) in any proceedings taken in the Commonwealth of Australia or in the state of New York in relation to the Transaction Documents or this Agreement, it will not be entitled to claim for itself or any of its assets immunity from suit, execution, attachment or other legal process;

 

  (w)

no forward-looking statement (within the meaning of Section 27A of the Act and Section 21E of the Exchange Act) contained in the Time of Sale Information or the Other Materials has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith and, on and as of the date of the Prospectus and the Closing Date, no forward-looking statement (within the meaning of Section 27A of the Act and Section 21E of the Exchange Act)

 

17


  contained in the Prospectus will have been made or reaffirmed without a reasonable basis or will have been disclosed other than in good faith;

 

  (x) MLPL has provided a written representation (the “17g-5 Representation”) to each NRSRO hired by the Macquarie Parties to rate the Notes (the “Rating Agencies”), which satisfies the requirements of paragraph (a)(3)(iii) of Rule 17g-5 of the Exchange Act;

 

  (y) it has complied with the 17g-5 Representation (other than any breach of the 17g-5 Representation that would not have a material adverse effect on the Notes or the rating of the Notes); provided, that no representation is made with respect to any breach of the 17g-5 Representation arising from a breach by any Underwriter of its obligations under Section 4(h). Each of the Macquarie Parties, severally and not jointly, will be fully responsible and liable to the Underwriters for full compliance with the 17g-5 Representation, including for posting on the applicable internet web site all Rating Agency Information communicated by Macquarie Bank Limited, or in the case of the Manager any subsidiary of Macquarie Bank Limited; provided, that the Macquarie Parties will not be responsible or liable for any breach of the 17g-5 Representation arising from a breach by any Underwriter of its obligations under Section 4(h). Each of the Macquarie Parties has authorized Macquarie Group Limited’s Group Treasury division to have communications on behalf of it with NRSROs relating to Rating Agency Information. No other affiliate of the Macquarie Parties has authority to act on behalf of the Macquarie Parties with respect to the matters relating to the 17g-5 Representation. The Macquarie Parties have not provided Rating Agency Information to any affiliate other than Macquarie Bank Limited and MCU;

 

  (z) it has complied with Rule 193 under the Act in connection with the offering of the Notes;

 

  (aa) the documents incorporated by reference in the Registration Statement, the Prospectus and the Time of Sale Information, at the time they were or hereafter are filed with the Commission, complied and will comply in all material respects with the requirements of the Act and the Exchange Act, and the rules and regulations of the Commission thereunder, provided that MLPL makes no representation or warranty regarding any documents incorporated by reference in the Registration Statement or the Prospectus under the section “The Currency Swaps and the Fixed Rate Swap – The Currency Swaps – The Currency Swap Provider”. When the Note Trust Deed is executed by all the parties thereto, it will conform in all material respects with the requirements of the Trust Indenture Act, and at all times thereafter will be duly qualified under the Trust Indenture Act;

 

  (bb) MLPL has satisfied all of its obligations under the Exchange Act and is eligible for use of Form S-3 under the Act;

 

  (cc) as of the Time of Sale, MLPL was not and as of the Closing Date is not, an “ineligible issuer”, as defined in Rule 405 under the Act;

 

18


  (dd) MLPL has filed or will file the Preliminary Prospectus, each Free Writing Prospectus and any “issuer information” as defined under Rule 433(h) under the Act included in any Free Writing Prospectus permitted by this Agreement that is required to have been filed under the Act and the Rules and Regulations and it has done or will do so within the applicable periods of time required under the Act and the Rules and Regulations.

 

  (ee) No written information relating to the US$ Notes or the offering thereof has been delivered by it to potential investors in connection with the offering of the US$ Notes prior to the date hereof other than the Time of Sale Information (and any amendments and supplements thereto prepared by the Macquarie Parties), the Prospectus (and any amendments or supplements thereto prepared by the Macquarie Parties) or the Other Materials or such other materials agreed to in writing by the Underwriters.

 

6. Covenants and Agreements by the Manager, MLPL and the Issuer Trustee.

 

I. Each of MLPL and the Manager covenants and agrees with each of the several Underwriters as follows:

 

  (a) If filing of any Free Writing Prospectus, the Preliminary Prospectus or the Prospectus or any portion thereof is required under the Act (including, without limitation, Rule 424(b) or Rule 433 of the Commission), to file such Free Writing Prospectus, Preliminary Prospectus or Prospectus, properly completed, and any supplement thereto, pursuant to the Act (including, without limitation, Rule 424(b) or Rule 433, as applicable), within the prescribed time period and to furnish copies of any Free Writing Prospectus, the Preliminary Prospectus and the Prospectus to the Underwriters, provided that the distribution of such copies shall be at the Underwriters’ expense, in New York City prior to 10:00 a.m., New York City time, on the Business Day next succeeding the date of this Agreement in such quantities as the Representative may reasonably request.

 

  (b) To deliver, at the expense of MLPL, to the Representative upon its request up to 5 signed copies of the Registration Statement and each post-effective amendment thereto, in each case including exhibits, and to each other Underwriter a conformed copy of the Registration Statement and each post-effective amendment thereto, in each case without exhibits and, during the period of 90 days following the first date of public offering of the US$ Notes, to each of the Underwriters, as many copies of the Prospectus (including all amendments and supplements thereto) as the Representative may reasonably request, provided that the distribution of such copies shall be at the Underwriter’s expense.

 

  (c)

Subject to Section 4, each of the Manager and MLPL hereby (A) authorizes the Underwriters to distribute copies of the Prospectus and any amended Prospectus or supplement to the Prospectus in accordance with the provisions of Section 4 hereof, (B) acknowledges that copies of the Time of Sale Information have already been distributed by the Underwriters with the consent of the Manager and

 

19


  MLPL and (C) acknowledges that copies of the materials set forth in Schedule IV hereto (the “Other Materials”) have already been distributed by the Underwriters with the consent of the Manager and MLPL.

 

  (d) For the period of 90 days following the Time of Sale, before filing any amendment or supplement to the Registration Statement or the Base Prospectus and the Prospectus Supplement, to furnish to the Representative a copy of the proposed amendment or supplement for review and not to file any such proposed amendment or supplement to which the Representative reasonably objects.

 

  (e) If, at any time after the Closing Date and prior to the earlier of 90 days following the first resale of any US$ Notes by the Underwriters hereunder or the completion of the initial distribution of the US$ Notes by the Underwriters hereunder, either the Manager or MLPL becomes aware of the occurrence of any event as a result of which the Prospectus or Time of Sale Information as then amended or supplemented would include an untrue statement of a material fact or omit to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading, or if it is necessary at any time to amend the Prospectus to comply with any applicable law, the Manager or MLPL, as the case may be, will promptly notify the Underwriters of such event and will promptly prepare, at its own expense, an amendment or supplement which will correct such statement or omission or an amendment which will effect such compliance. Neither the Underwriters’ consent to, nor the delivery to offerees or investors of, any such amendment or supplement shall constitute a waiver of any of the conditions set forth in Section 7.

 

  (f) So long as the US$ Notes are outstanding or until such time as the Representative advises MLPL that the Underwriters have ceased to maintain a secondary market in the US$ Notes, whichever occurs first, MLPL agrees that it will furnish to the Underwriters, to the extent not otherwise available from any publicly available source, (i) copies of each certificate, the annual statements of compliance and the annual independent certified public accountant’s audit report on the financial statements furnished to the Issuer Trustee pursuant to the Transaction Documents by first class mail as soon as practicable after such statements and reports are furnished to the Issuer Trustee, (ii) copies of each amendment to any of the Transaction Documents applicable to the Trust, (iii) on each day preceding a Distribution Date (as defined in the Series Supplement) or as soon thereafter as practicable, notice by email or facsimile to the Underwriters of the Note Factor (as defined in the note conditions set out in Schedule 7 of the US$ Note Trust Deed, the “Note Conditions”), (iv) copies of all reports or other communications (financial or other) furnished to holders of the US$ Notes, and (v) from time to time such other information concerning the Trust, the Manager and/or MLPL as the Underwriters may reasonably request.

 

  (g)

To the extent, if any, that the ratings provided with respect to the US$ Notes by the Rating Agencies are conditional upon the furnishing of documents or the taking of any other action by the Manager or MLPL, each of the Manager and

 

20


  MLPL shall use its reasonable efforts to furnish such documents and take any other such action.

 

  (h) Each of the Manager and MLPL will, upon reasonable request, assist the Underwriters to make arrangements with DTC, Euroclear and Clearstream, Luxembourg concerning the issue of the US$ Notes and related matters.

 

  (i) Each of MLPL and the Manager will not take, or cause to be taken, any action and will not knowingly permit any action to be taken which it knows or has reason to believe would result in the US$ Notes not being assigned the ratings referred to in Section 7(n) below.

 

  (j) The Manager will cause the security interest created by or contained in the Master Security Trust Deed and the General Security Deed to be perfected by registration on the PPS Register.

 

  (k) Each of MLPL and the Manager agrees that it will comply with all laws, regulations and orders of Governmental Agencies (as defined in the Master Trust Deed) binding on it where a breach may have a material adverse effect on the performance by it of its obligations under this Agreement.

 

  (l) Each of MLPL and the Manager agrees to notify the Issuer Trustee and the Underwriters immediately upon it becoming actually aware of any condition, event or act which with the giving of notice and/or the lapse of time and/or any determination or certification would constitute a material breach of any Transaction Document or this Agreement or an Event of Default (as defined in the Master Security Trust Deed as modified by the General Security Deed).

 

  (m) Each of MLPL and the Manager agrees to notify each Underwriter promptly of any act, condition, matter or thing of which it becomes aware prior to the Closing Date which would render its representations and warranties set forth in Section 5(II) untrue or inaccurate in any material respect if the same were made or repeated with reference to the facts and circumstances then existing.

 

  (n) Without the prior written consent of the Underwriters, none of the Macquarie Parties shall, and shall not direct the Issuer Trustee to, and each of the Macquarie Parties shall cause their affiliates not to offer for sale, sell, contract to sell or otherwise dispose of, directly or indirectly, or file a registration statement for, or announce any offer, sale, contract for sale of or other disposition of any debt securities issued by Issuer Trust under the SMART Securitization Program or any asset-backed securities backed by hire purchase receivables, lease contract receivables, loan contract receivables, and related rights under bills of sale or chattel mortgages relating to vehicles originated by MLPL (other than the Notes or under any warehouse trust or facility), in the United States for a period of 60 days from the date of the Prospectus.

 

  (o)

None of the Macquarie Parties shall, and each of the Macquarie Parties shall cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to,

 

21


  make bids or purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the US$ Notes.

 

  (p) Each of the Macquarie Parties shall do and perform all things required to be done and performed by it under this Agreement that are within its control prior to or after the Closing Date, and each of the Macquarie Parties shall use its best efforts to satisfy all conditions precedent on its part to the delivery of the US$ Notes.

 

  (q) Each of the Macquarie Parties acknowledges that no written information relating to the US$ Notes or the offering thereof may be delivered to potential investors in connection with the offering of the US$ Notes other than the Time of Sale Information (and any amendments and supplements thereto prepared by the Macquarie Parties), the Prospectus (and any amendments or supplements thereto prepared by the Macquarie Parties) or the Other Materials or such other materials agreed to in writing by the Underwriters.

 

  (r) Each of the Macquarie Parties will comply with the 17g-5 Representation (other than any breach of the 17g-5 Representation that would not have a material adverse effect on the Notes or the rating of the Notes); provided, that no representation is made with respect to any breach arising from a breach by any Underwriter of its obligations under Section 4(h). Each of the Macquarie Parties, severally and not jointly, will be fully responsible and liable to the Underwriters for full compliance with the 17g-5 Representation, including for posting on the applicable internet web site all Rating Agency Information communicated by Macquarie Bank Limited; or, in the case of the Manager only, any subsidiary of Macquarie Bank Limited, provided that the Macquarie Parties will not be responsible or liable for any breach of the 17g-5 Representation arising from a breach by any Underwriter of its obligations under Section 4(h). Each Macquarie Party has authorized Macquarie Group Limited’s Group Treasury division to have communications on behalf of it with NRSROs relating to Rating Agency Information. No other affiliate of the Macquarie Parties has authority to act on behalf of the Macquarie Parties with respect to the matters relating to the 17g-5 Representation and the Macquarie Parties will not authorize any other affiliate to so act. The Macquarie Parties have not provided and will not provide Rating Agency Information to any affiliate other than Macquarie Bank Limited and MCU.

 

  (s) MLPL shall file with the Commission, within the applicable period of time required under the Act and the rules and regulations of the Commission thereunder, any Free Writing Prospectus delivered to investors in accordance with this Section, that MLPL is required to file under the Act and the rules and regulations of the commission thereunder.

 

II. The Issuer Trustee covenants and agrees with each of the several Underwriters and each of the Macquarie Parties as follows:

 

22


  (a) to use the net proceeds received by the Issuer Trustee from the sale of the US$ Notes pursuant to this Agreement in the manner specified in the Prospectus under the caption “Use of Proceeds”;

 

  (b) to notify the Underwriters and the Macquarie Parties promptly after it becomes actually aware of any matter which would make any of its representations and warranties in this Agreement untrue if given at any time prior to payment being made to the Issuer Trustee on the Closing Date and take such steps as may be reasonably requested by the Representative to remedy the same;

 

  (c) to use all reasonable efforts to procure satisfaction on or before the Closing Date of the conditions referred to in Section 7 below and, in particular the Issuer Trustee shall execute those of the Transaction Documents not executed on the date hereof on or before the Closing Date;

 

  (d) to perform all of its obligations under each of the Transaction Documents to which it is a party which are required to be performed prior to or simultaneously with the closing on the Closing Date;

 

  (e) not to take, or cause to be taken, any action or knowingly permit any action to be taken which it knows or has reason to believe would result in the US$ Notes not being assigned the ratings referred to in Section 7(n) below;

 

  (f) not, prior to or on the Closing Date, to amend the terms of any Transaction Document nor execute any of the Transaction Documents other than in the agreed form without the consent of the Underwriters;

 

  (g) subject to any applicable law, to give to the Underwriters any other information that the Underwriters reasonably request from time to time in respect of the Trust or the Transaction Documents and which the Underwriters have been unable to obtain from MLPL or the Manager;

 

  (h) to comply with all laws, regulations and orders of Governmental Agencies binding on it where a breach may have a material adverse effect on the performance by it of its obligations under this Agreement;

 

  (i) To the extent, if any, that the ratings provided with respect to the US$ Notes by any Rating Agency are conditional upon the furnishing of documents or the taking of any other action by the Issuer Trustee, the Issuer Trustee shall use its reasonable efforts to furnish such documents and take any other such action;

 

  (j) The Issuer Trustee shall not, and shall cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, make bids or purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the US$ Notes;

 

  (k)

The Issuer Trustee shall do and perform all things required to be done and performed by it under this Agreement that are within its control prior to or after the Closing

 

23


  Date, and the Issuer Trustee shall use its reasonable efforts to satisfy all conditions precedent on its part to the delivery of the US$ Notes;

 

  (l) The Issuer Trustee acknowledges that no written information relating to the US$ Notes or the offering thereof may be delivered to potential investors in connection with the offering of the US$ Notes other than the Time of Sale Information (and any amendments and supplements thereto prepared by the Macquarie Parties), the Prospectus (and any amendments or supplements thereto prepared by the Macquarie Parties) or the Other Materials or such other materials agreed to in writing by the Underwriters; and

 

  (m) Without the prior written consent of the Underwriters, the Issuer Trustee shall not and the Issuer Trustee shall cause its affiliates not to offer for sale, sell, contract to sell or otherwise dispose of, directly or indirectly, or file a registration statement for, or announce any offer, sale, contract for sale of or other disposition of any debt securities issued by Issuer Trust under the SMART Securitization Program or any asset-backed securities backed by hire purchase receivables, lease contract receivables, loan contract receivables, and related rights under bills of sale or chattel mortgages relating to vehicles originated by MLPL (other than the Notes or under any warehouse trust or facility), in the United States for a period of 60 days from the date of the Prospectus.

 

7. Conditions to the Obligations of the Underwriters.

The several obligations of the Underwriters hereunder are subject to the performance by the Macquarie Parties and the Issuer Trustee of their obligations hereunder and to the following additional conditions:

 

  (a) the Registration Statement shall have become effective, or if a post-effective amendment is required to be filed under the Act, such post-effective amendment shall have become effective, not later than 5:00 p.m., New York City time, on the date hereof; and no stop order suspending the effectiveness of the Registration Statement or any post-effective amendment shall be in effect, and no proceedings for such purpose shall be pending before or threatened by the Commission; the Prospectus shall have been filed with the Commission pursuant to Rule 424(b) within the applicable time period prescribed for such filing by the rules and regulations under the Act and in accordance with Section 6(I)(a) hereof; and all requests for additional information by the Representative with respect thereto shall have been complied with to the satisfaction of the Representative;

 

  (b)

the representations and warranties of each of the Macquarie Parties and the Issuer Trustee contained herein are true and correct on and as of the Closing Date, the representations and warranties of the Macquarie Parties in the Transaction Documents are true and correct as of the dates as of which they are made therein and each Macquarie Party and the Issuer Trustee shall have complied with all material agreements and all material conditions on its part to be performed or

 

24


  satisfied hereunder and under the Transaction Documents at or prior to the Closing Date;

 

  (c) since the respective dates as of which information is provided in the Time of Sale Information, the Other Materials and the Prospectus, there shall not have been any material adverse change or any development involving a likely material adverse change, in or affecting the business, management, financial position, stockholders’ equity or results of operations of any Macquarie Party or Macquarie Bank, taken as a whole, otherwise than as set forth or contemplated in the Time of Sale Information, the Other Materials and the Prospectus, the effect of which in the reasonable judgment of any of the Underwriters makes it impracticable or inadvisable to proceed with completion of the offering or the sale of and payment for the US$ Notes on the terms and in the manner contemplated in the Prospectus;

 

  (d) the Underwriters shall have received on and as of the Closing Date a certificate of an executive officer of each Macquarie Party, with specific knowledge about financial matters of such Macquarie Party substantially in the forms attached hereto as Schedule VI;

 

  (e) Allen & Overy, Australian counsel for the Macquarie Parties, shall have furnished to the Underwriters their written opinion, dated on or prior to the Closing Date, in form and substance satisfactory to the Underwriters, and such counsel shall have received such papers and information as they may reasonably request to enable them to pass upon such matters;

 

  (f) the Underwriters on or prior to the Closing Date shall have received letters, dated the date thereof, from (i) PwC, in form and substance satisfactory to the Underwriters and counsel for the Underwriters, confirming that they are independent of Macquarie Group Limited in accordance with the requirements of the Corporations Act 2001 and the Accounting Professional Ethics Standards Board’s APES 110 “Code of Ethics for Professional Accountants” and stating in effect that they have determined that certain information of an accounting, financial or statistical nature set forth in the Offering Document (and any amendments thereto prepared by the Macquarie Parties), agrees with the accounting records of the Manager and MLPL, excluding any questions of legal interpretation, and (ii) PwC, in form and substance satisfactory to the Underwriters, stating in effect that they have performed certain specified proceedings with respect to the SMART Receivables;

 

  (g) Mayer Brown LLP, special United States counsel to the Underwriters, shall have furnished to the Underwriters their negative assurance letter, dated the Closing Date, with respect to the Prospectus and Time of Sale Information, and such counsel shall have received such papers and information as they may reasonably request to enable them to deliver such negative assurance letter;

 

  (h)

Skadden, Arps, Slate, Meagher & Flom LLP, United States counsel for the Macquarie Parties, shall have furnished to the Underwriters their written opinion,

 

25


  dated the Closing Date, in form and substance satisfactory to the Underwriters and such counsel shall have received such papers and information as they may reasonably request to enable them to pass upon such matters;

 

  (i) Skadden, Arps, Slate, Meagher & Flom LLP, United States counsel to the Macquarie Parties, shall have furnished to the Underwriters their negative assurance letter, dated the Closing Date, with respect to the Prospectus and Time of Sale Information, and such counsel shall have received such papers and information as they may reasonably request to enable them to deliver such negative assurance letter;

 

  (j) Minter Ellison, counsel for the Issuer Trustee and the Security Trustee, shall have furnished to the Underwriters their written opinion, dated on or prior to the Closing Date, in form and substance satisfactory to the Underwriters, and such counsel shall have received such papers and information as they may reasonably request to enable them to pass upon such matters;

 

  (k) Emmet, Marvin & Martin, LLP, counsel for the US$ Note Trustee, shall have furnished to the Underwriters their written opinion regarding certain matters concerning the US$ Note Trustee, dated the Closing Date, in form and substance satisfactory to the Underwriters, and such counsel shall have received such papers and information as they may reasonably request to enable them to pass upon such matters;

 

  (l) King & Wood Mallesons, counsel for the Currency Swap Counterparty, shall have furnished to the Underwriters their written opinion, dated the Closing Date, in form and substance satisfactory to the Underwriters, and such counsel shall have received such papers and information as they may reasonably request to enable them to pass upon such matters;

 

  (m) The Underwriters shall have received a letter or letters from each counsel delivering any written opinion to any Rating Agency in connection with the transaction described in this Agreement which opinion is not otherwise described in this Agreement allowing the Underwriters to rely on such opinion as if it were addressed to the Underwriters;

 

  (n) As of the Closing Date, the US$ Notes shall be rated by the Rating Agencies as set forth in the Ratings Free Writing Prospectus, such ratings shall not have been rescinded and no public announcement shall have been made by any Rating Agency that the rating of any Class of US$ Notes has been placed under review;

 

  (o) The execution and delivery by all parties thereto of the Transaction Documents on or prior to the Closing Date;

 

  (p) MLPL or its affiliate shall have purchased and paid for each of the Other Notes;

 

26


  (q) If this Agreement is executed under a power of attorney by the Issuer Trustee or by the Manager, the Underwriters shall have received a certified copy of each of such power of attorney; and

 

  (r) The Underwriters shall have received evidence that each of the conditions precedent to the issuance of the US$ Notes set forth in any of the Transaction Documents has been satisfied.

 

8. Indemnification and Contribution.

 

  (a)

Each of the Macquarie Parties, jointly and severally, agrees to indemnify and hold harmless each Underwriter, each affiliate of an Underwriter and its partners, directors and officers and each person, if any, who controls such Underwriter within the meaning of either Section 15 of the Act or Section 20 of the Exchange Act, from and against any and all losses, claims, damages or liabilities (including, without limitation, reasonable legal fees and other expenses in connection with any suit, action or proceeding or any claim asserted) that arise out of or are based upon any untrue statement or alleged untrue statement of any material fact contained in the Registration Statement or the Prospectus, or any amendment or supplement thereto prepared by the Macquarie Parties, the Other Materials or the Time of Sale Information, or any amendment or supplement thereto prepared by the Macquarie Parties, or caused by any omission or alleged omission to state in any of the Registration Statement, the Prospectus, the Other Materials or the Time of Sale Information a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading; provided, however, that none of the Macquarie Parties will be liable in any such case to the extent that any such loss, claim, damage or liability is caused by an untrue statement or alleged untrue statement in or omission or alleged omission from any of such documents in reliance upon and in conformity with the Excluded Information (as defined below) and provided, further, that with respect to any untrue statement or alleged untrue statement in or omission or alleged omission from the Registration Statement (or any amendment or supplement thereto prepared by the Macquarie Parties), the Time of Sale Information (or any amendment or supplement thereto prepared by the Macquarie Parties) or the Prospectus (or any amendment or supplement thereto prepared by the Macquarie Parties), as applicable, the indemnity agreement contained in this paragraph (a) shall not inure to the benefit of any Underwriter, to the extent that the Time of Sale Information (and any amendments or supplements thereto prepared by the Macquarie Parties) and the Prospectus (and any amendments or supplements thereto ) were required to be delivered to the applicable purchaser of US$ Notes pursuant to Section 4(g) in connection with such purchase and any such loss, claim, damage or liability of any Underwriter to such purchaser of US$ Notes results from the fact that there was not sent or given to such purchaser of US$ Notes a copy of the Time of Sale Information (and any amendments or supplements thereto prepared by the Macquarie Parties) and the Prospectus (and any amendments or supplements thereto prepared by the Macquarie Parties) in each case, in accordance with the delivery requirements set forth in Section 4(g),

 

27


  if the Manager had previously furnished copies thereof to such Underwriter prior to the time such Underwriter was required to deliver the Time of Sale Information (and any amendments or supplements thereto prepared by the Macquarie Parties) or the Prospectus (and any amendments or supplements thereto prepared by the Macquarie Parties), as applicable, pursuant to Section 4(g).

 

  (b) Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless each of the Issuer Trustee and each of the Macquarie Parties, and their respective directors and officers who have prepared and will prepare the Time of Sale Information and the Prospectus, and each person that controls any of the Issuer Trustee or the Macquarie Parties within the meaning of Section 15 of the Act and Section 20 of the Exchange Act to the same extent as the foregoing indemnity from the Macquarie Parties to each Underwriter, but only with reference to information relating to such Underwriter furnished to the Issuer Trustee or a Macquarie Party in writing by such Underwriter directly or through the Representative expressly for use in the Time of Sale Information and Prospectus, or any amendment or supplement thereto, it being understood and agreed that the only such information furnished by any Underwriter consists of the information encircled in the pages attached hereto as Schedule V (the “Excluded Information”).

 

  (c)

If any suit, action, proceeding (including any governmental or regulatory investigation), claim or demand shall be brought or asserted against any person in respect of which indemnity may be sought pursuant to subsections (a) or (b) above, such person (the “Indemnified Person”) shall promptly notify the person against whom such indemnity may be sought (the “Indemnifying Person”) in writing, and the Indemnifying Person, upon request of the Indemnified Person, shall retain counsel reasonably satisfactory to the Indemnified Person to represent the Indemnified Person in such proceeding and shall pay the fees and expenses of such counsel related to such proceeding. In any such proceeding, any Indemnified Person shall have the right to retain its own counsel, but the fees and expenses of such counsel shall be at the expense of such Indemnified Person unless (i) the Indemnifying Person and the Indemnified Person shall have mutually agreed to the contrary, (ii) the Indemnifying Person has failed within a reasonable time to retain counsel reasonably satisfactory to the Indemnified Person or (iii) the named parties in any such proceeding (including any impleaded parties) include both the Indemnifying Person and the Indemnified Person and representation of both parties by the same counsel would be inappropriate due to actual or potential differing interests between them. It is understood that the Indemnifying Person shall not, in connection with any proceeding or related proceeding in the same jurisdiction, be liable for the fees and expenses of more than one separate firm (in addition to any local counsel) for all Indemnified Persons, and that all such fees and expenses shall be reimbursed as they are incurred. Any such separate firm for the Underwriters, each affiliate of any Underwriter and such control persons of Underwriters shall be designated in writing by the Underwriters and any such separate firm for the Macquarie Parties, the Issuer Trustee, any of their respective directors and officers who have

 

28


  prepared or will prepare the Prospectus and any such control persons of any of the Macquarie Parties shall be designated in writing by the Manager. The Indemnifying Person shall not be liable for any settlement of any proceeding effected without its written consent, but if settled with such consent or if there be a final judgment for the plaintiff, the Indemnifying Person agrees to indemnify any Indemnified Person from and against any loss or liability by reason of such settlement or judgment. Notwithstanding the foregoing sentence, if at any time an Indemnified Person shall have requested an Indemnifying Person to reimburse the Indemnified Person for fees and expenses of counsel as contemplated by the third sentence of this subsection (c), the Indemnifying Person agrees that it shall be liable for any settlement of any proceeding effected without its written consent if (i) such settlement is entered into more than 30 days after receipt by such Indemnifying Person of the aforesaid request and (ii) such Indemnifying Person shall not have reimbursed the Indemnified Person in accordance with such request prior to the date of such settlement. No Indemnifying Person shall, without the prior written consent of the Indemnified Person, effect any settlement of any pending or threatened proceeding in respect of which any Indemnified Person is or could have been a party and indemnity could have been sought hereunder by such Indemnified Person, unless such settlement (i) does not include a statement as to or admission of, fault, culpability or a failure to act by or on behalf of any such Indemnified Person, and (ii) includes an unconditional release of such Indemnified Person from all liability on claims that are the subject matter of such proceeding.

 

  (d)

If the indemnification provided for in subsections (a) or (b) above is unavailable to, or insufficient to hold harmless, an Indemnified Person in respect of any losses, claims, damages or liabilities referred to therein, then each Indemnifying Person under such subsection, in lieu of indemnifying such Indemnified Person thereunder, shall contribute to the amount paid or payable by such Indemnified Person as a result of such losses, claims, damages or liabilities (i) in such proportion as is appropriate to reflect the relative benefits received by the Macquarie Parties and the Issuer Trustee on the one hand, and the Underwriters on the other, from the offering of the US$ Notes, and (ii) if the allocation provided by clause (i) above is not permitted by applicable law, in such proportion as is appropriate to reflect not only the relative benefits referred to in clause (i) above but also the relative fault of the Macquarie Parties and the Issuer Trustee on the one hand, and of the Underwriters on the other, in connection with the statements or omissions that resulted in such losses, claims, damages or liabilities, as well as any other relevant equitable considerations. The relative benefits received by the Macquarie Parties and the Issuer Trustee on the one hand, and the Underwriters on the other, shall be deemed to be in the same respective proportions as the total net proceeds from the offering (before deducting expenses) received by the Macquarie Parties and the Issuer Trustee, on the one hand, and the total discounts, commissions and fees received by the Underwriters with respect to the US$ Notes purchased pursuant to this Agreement, on the other hand, respectively bear to the total gross proceeds from the sale of the US$ Notes pursuant to this Agreement. The relative fault of the Macquarie Parties and the

 

29


  Issuer Trustee on the one hand and the Underwriters on the other shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission or alleged omission to state a material fact relates to information supplied by the Macquarie Parties or the Issuer Trustee or by the Underwriters and the parties’ relative intent, knowledge, access to information and opportunity to correct or prevent such untrue statement or omission.

The Macquarie Parties, the Issuer Trustee and the Underwriters agree that it would not be just and equitable if contribution pursuant to this Section were determined by pro rata allocation (even if the Underwriters were treated as one entity for such purpose) or by any other method of allocation that does not take account of the equitable considerations referred to in the immediately preceding paragraph. The amount paid or payable by an Indemnified Person as a result of the losses, claims, damages and liabilities referred to in this subsection (d) shall be deemed to include, subject to the limitations set forth above, any legal or other expenses incurred by such Indemnified Person in connection with investigating or defending any such action or claim. Notwithstanding the provisions of this Section 8, in no event shall an Underwriter be required to contribute any amount in excess of the amount by which the total discounts, commissions and fees received by such Underwriter exceed the amount of any damages that such Underwriter has otherwise been required to pay by reason of such untrue or alleged untrue statement or omission or alleged omission. No person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the Act) shall be entitled to contribution from any person who was not guilty of such fraudulent misrepresentation. The Underwriters’ obligations to contribute pursuant to this Section 8 are several in proportion to the respective principal amount of the US$ Notes set forth opposite their names in Schedule I hereto, and not joint.

 

  (e) The indemnity and contribution agreements contained in this Section 8 and the representations and warranties of the Macquarie Parties, the Issuer Trustee and the Underwriters set forth in this Agreement shall remain operative and in full force and effect regardless of (i) any termination of this Agreement, (ii) any investigation made by or on behalf of any Underwriter or any person controlling any Underwriter or by or on behalf of the Macquarie Parties or the Issuer Trustee, its officers or directors or any other person controlling the Macquarie Parties or the Issuer Trustee and (iii) acceptance of and payment for any of the US$ Notes.

 

  (f) Notwithstanding the foregoing, the failure by any Indemnified Person to notify the Indemnifying Person shall not relieve the Indemnifying Person from any liability which it may have under this Section 8 to such Indemnified Person, except to the extent that it has been prejudiced in any material respect by such failure and, provided that the failure by any Indemnified Person to notify the Indemnifying Person shall not relieve the Indemnifying Person from any liability which it may have otherwise than under this Section 8.

 

30


  (g) The remedies provided for in this Section 8 are not exclusive and shall not limit any rights or remedies which may otherwise be available to any Indemnified Person at law or in equity.

 

9. Termination.

Notwithstanding anything herein contained, this Agreement, other than provisions hereof which by the terms hereof survive the termination hereof, may be terminated in the absolute discretion of any of the Underwriters, by notice given to the Manager, if (A) the Closing Date has not occurred on or prior to May 22, 2013, or (B) after the execution and delivery of this Agreement and prior to the Closing Date (i) trading generally shall have been suspended or materially limited on or by the New York Stock Exchange or minimum prices have been set for trading on such exchange, (ii) trading of any securities of or guaranteed by any of Macquarie Bank, the Macquarie Parties or the Issuer Trustee shall have been suspended on any exchange or in any over-the-counter market, (iii) a general moratorium on commercial banking activities in New York, Sydney, Australia or London, England shall have been declared by either United States federal, New York State, Commonwealth of Australia, New South Wales State or related United Kingdom authorities or any other material disruption in commercial banking, securities settlement or clearing services shall have occurred in the United States or Australia, (iv) in the reasonable opinion of any Underwriter there has occurred a change or any development involving a prospective change, in or affecting the business or properties of any of the Macquarie Parties or Australian, United States or international financial, political (including without limitation any outbreak or escalation of hostilities or any declaration of national emergency or war by the United States or Australia) or economic conditions or currency exchange rates or exchange controls as would be likely to materially impair the investment quality of the US$ Notes or makes it impractical or inadvisable to proceed with the completion of the sale of and payment for the US$ Notes on the terms and in the manner contemplated in the Time of Sale Information and Prospectus.

 

10. Effectiveness of Agreement; Default of Underwriters.

This Agreement shall become effective upon the execution and delivery hereof by the parties hereto.

If on the Closing Date any one or more of the Underwriters shall fail or refuse to purchase US$ Notes which it or they have agreed to purchase hereunder on such date, and the aggregate principal amount of the US$ Notes which such defaulting Underwriter or Underwriters agreed but failed or refused to purchase is not more than one-tenth of the aggregate principal amount of the US$ Notes to be purchased on such date, the other Underwriters shall be obligated severally in the proportions that the principal amount of the US$ Notes set forth opposite their respective names in Schedule I bears to the aggregate principal amount of US$ Notes set forth opposite the names of all such non-defaulting Underwriters, or in such other proportions as the Representative may specify, to purchase the US$ Notes which such defaulting Underwriter or Underwriters agreed but failed or refused to purchase on such date; provided that in no event shall the principal amount of the US$ Notes that any Underwriter has agreed to purchase pursuant to Section 1 be increased pursuant to this Section 10 by an amount in excess of one-ninth of such principal amount of US$ Notes without the written consent of such Underwriter. If on the

 

31


Closing Date any Underwriter or Underwriters shall fail or refuse to purchase US$ Notes which it or they have agreed to purchase hereunder on such date, and the aggregate principal amount of US$ Notes with respect to which such default occurs is more than one-tenth of the aggregate principal amount of US$ Notes to be purchased on such date, and arrangements satisfactory to the Underwriters and the Manager for the purchase of such US$ Notes are not made within 36 hours after such default, this Agreement shall terminate without liability on the part of any non-defaulting Underwriter, MLPL or the Manager. In any such case either the Issuer Trustee, MLPL or the Manager shall have the right to postpone the Closing Date, but in no event for longer than seven days, in order that the required changes, if any, in the Prospectus or in any other documents or arrangements may be effected. Any action taken under this paragraph shall not relieve any defaulting Underwriter from liability in respect of any default of such Underwriter under this Agreement.

 

11. Expenses.

MLPL agrees and in each case whether or not the transactions contemplated in this Agreement are consummated or this Agreement is terminated pursuant to Section 9 or otherwise (except in relation to a material breach of this Agreement by an Underwriter that causes the failure of the consummation of the transactions contemplated herein), to: (i) pay all fees, costs and expenses incident to the performance of its obligations hereunder, including, without limitation, rating agency fees, auditor fees and printer fees, (ii) reimburse each Underwriter, and their respective affiliates promptly upon request for all reasonable out-of-pocket costs and expenses incurred by such Underwriter or its affiliates in connection with this Agreement or the transactions contemplated hereby, including without limitations, travel expenses, printing costs, rating agency fees, and the reasonable fees and disbursements of counsel to the Underwriters; provided that such amounts have been agreed by MLPL and any such payments shall be made without prejudice to the rights or remedies of MLPL or the Manager, as applicable, related to any termination of this Agreement and (iii) pay any stamp duty or other issue, transaction, value added or similar tax, fee or duty (including court fees) in relation to the execution of the Transaction Documents or in connection with the issue and distribution of the US$ Notes or the enforcement or delivery of this Agreement. This Section 11 shall survive the termination of this Agreement.

 

12. Consent to Jurisdiction; Appointment of Agent to Accept Service of Process.

Each of the Macquarie Parties and the Issuer Trustee and each of the Underwriters hereby submits to the non-exclusive jurisdiction of the federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. Each of the Macquarie Parties irrevocably appoints Macquarie Bank Limited Representative Office, 125 West 55th Street, 22nd Floor, New York, New York 10019 and the Issuer Trustee irrevocably appoints CT Corporation, 111 Eighth Avenue, New York, New York 10011, to act as authorized agents for the Macquarie Parties and the Issuer Trustee, respectively, in the Borough of Manhattan in The City of New York upon which process may be served in any such suit or proceeding, and agrees that service or process upon such agent, and written notice of said service to it by the person servicing the same to the address provided in Section 19, shall be deemed in every respect effective service of process upon it in any such suit or proceeding. Each of the Macquarie Parties and the Issuer Trustee

 

32


further agrees to take any and all action as may be necessary to maintain such designation and appointment of such agent in full force and effect for so long as the US$ Notes remain outstanding.

The obligation of any of the Macquarie Parties or the Issuer Trustee in respect of any sum due to any Underwriter shall, notwithstanding any judgment in a currency other than United States dollars, not be discharged until the first business day, following receipt by such Underwriter of any sum adjudged to be so due in such other currency, on which (and only to the extent that) such Underwriter may in accordance with normal banking procedures purchase United States dollars with such other currency; if the United States dollars so purchased are less than the sum originally due to such Underwriter hereunder, each of the Macquarie Parties and the Issuer Trustee agrees, as a separate obligation and notwithstanding any such judgment, to indemnify such Underwriter against such loss.

 

13. Foreign Taxes.

Unless expressly provided otherwise herein or in the Transaction Documents, all payments to be made by the Issuer Trustee and the Macquarie Parties hereunder shall be made without withholding or deduction for or on account of any present or future taxes, duties or governmental charges whatsoever unless the Issuer Trustee or such Macquarie Party, as applicable, is compelled by law to deduct or withhold such taxes, duties or charges. In that event, the Issuer Trustee or such Macquarie Party, as applicable, shall pay such additional amounts as may be necessary in order that the net amounts received after such withholding or deduction shall equal the amounts that would have been received if no withholding or deduction had been made.

 

14. Waiver of Immunities.

To the extent that any of the Issuer Trustee or any of the Macquarie Parties or any of their properties, assets or revenues may have or may hereafter become entitled to, or have attributed to it, any right of immunity, on the grounds of sovereignty or otherwise, from any legal action, suit or proceeding, from the giving of any relief in any respect thereof, from setoff or counterclaim, from the jurisdiction of any court, from service or process, from attachment upon or prior to judgment, from attachment in aid of execution of judgment, or from execution of judgment, or other legal process or proceeding for the giving of any relief or for the enforcement of any judgment, in any jurisdiction in which proceedings may at any time be commenced, with respect to its obligations, liabilities or any other matter arising out of this Agreement, the Issuer Trustee and each of the Macquarie Parties, as applicable, hereby irrevocably and unconditionally waives, and agrees not to plead or claim, any such immunity and consents to such relief and enforcement.

 

15. Judgment Currency.

If any judgment or order in any legal proceeding against any of the Issuer Trustee or any of the Macquarie Parties is given or made for any amount due hereunder and such judgment or order is expressed and paid in a currency (the “Judgment Currency”) other than United States dollars and there is any variation as between (i) the rate of exchange (the “Judgment Rate”) at which the United States dollar amount is converted into Judgment Currency for the purpose of such judgment or order, and (ii) the rate of exchange (the “Market Rate”) at which the person to

 

33


whom such amounts is paid (the “Payee”) is able to purchase United States dollars with the amount of the Judgment Currency actually received by the holder, then the difference, expressed in United States dollars, between such amount calculated at the Judgment Rate and such amount calculated at the Market Rate shall be indemnified (a) if negative by the Issuer Trustee and the Macquarie Parties, as applicable, to the Payee and (b) if positive by the Payee to the Issuer Trustee and the Macquarie Parties, as applicable. The foregoing indemnity shall constitute separate and independent obligations of the Issuer Trustee and the Macquarie Parties or the Payee, as the case may be, and shall continue in full force and effect notwithstanding any such judgment or order as aforesaid. The term “rate or exchange” shall include any premiums and costs of exchange payable in connection with the purchase of, or conversion into, the relevant currency.

 

16. Computational Materials, ABS Informational Materials and Electronic Copy of Preliminary Prospectus.

Other than the Preliminary Prospectus, the Other Materials and the Prospectus, each Underwriter severally represents, warrants and agrees with MLPL and the Manager that it has not made, used, prepared, authorized, approved or referred to and will not prepare, make, use, authorize, approve or refer to any “written communication” (as defined in Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the US$ Notes, including, but not limited to any “ABS informational and computational materials” as defined in Item 1101(a) of Regulation AB under the Act unless such Underwriter has obtained the prior written approval of MLPL and the Manager; provided, however, each Underwriter may prepare and convey to one or more of its potential investors without the consent of MLPL, the Manager or any of their respective affiliates one or more “written communications” (as defined in Rule 405 under the Act) in the form of (i) an Intex CDI file that does not contain any Issuer Information (as defined below) other than Issuer Information included in the Preliminary Prospectus previously filed with the Commission or (ii) other written communication containing no more than the following: (a) information contemplated by Rule 134 under the Act, (b) information included in the Preliminary Prospectus or the Prospectus, and (c) a column or other entry showing the status of the subscriptions for the Notes and/or expected pricing parameters of the Notes. MLPL and the Manager each authorize each Underwriter to transmit by graphic means any “road show” (as defined under Rule 433(h) under the Act) in which representatives of MLPL or the Manager participate. As used herein, the term “Issuer Information” means any information of the type specified in clauses (1) – (5) of footnote 271 of Commission Release No. 33-8591 (Securities Offering Reform), other than Underwriter Derived Information. As used herein, the term “Underwriter Derived Information” shall refer to information of the type described in clause (5) of footnote 271 of Commission Release No. 33-8591 (Securities Offering Reform) when prepared by any Underwriter, including traditional computational and analytical materials prepared by the Underwriter.

 

17. Certain Matters Relating to the Issuer Trustee.

The Issuer Trustee enters into this Agreement only in its capacity as trustee of the Trust and in no other capacity. Any liability arising under or in connection with this Agreement is limited to and can be enforced against the Issuer Trustee only to the extent to which it can be satisfied out of assets of the Trust out of which the Issuer Trustee is actually indemnified for such liability. This limitation of the Issuer Trustee’s liability described in this Section applies despite any other

 

34


provision of this Agreement to the contrary and extends to all liabilities and obligations of the Issuer Trustee in any way connected with any representation, warranty, conduct, omission, agreement or transaction related to this Agreement.

 

  (a) The parties other than the Issuer Trustee may not sue the Issuer Trustee in respect of liabilities incurred by the Issuer Trustee acting in its capacity as Issuer Trustee of the Trust in any capacity other than as trustee of the Trust, including seeking the appointment of a receiver (except in relation to the assets of the Trust) or a liquidator, an administrator or any other similar person to the Issuer Trustee or prove in any liquidation, administration or arrangements of or affecting the Issuer Trustee (except in relation to the assets of the Trust).

 

  (b) The provisions of this Section 17 shall not apply to any obligation or liability of the Issuer Trustee to the extent that it is not satisfied because under the US$ Note Trust Deed, this Agreement or any other Transaction Document or by operation of law there is a reduction in the extent of the Issuer Trustee’s indemnification or exoneration out of the assets of the Trust as a result of the Issuer Trustee’s fraud, negligence or willful default.

 

  (c) It is acknowledged that the Relevant Parties (as defined in the Series Supplement) are responsible under the Transaction Documents for performing a variety of obligations relating to the Trust. No act or omission of the Issuer Trustee (including any related failure to satisfy its obligations under the Transaction Documents) will be considered fraudulent, negligent or a willful default for the purpose of this Agreement to the extent to which the act or omission was caused or contributed to by any failure by any Relevant Party or any other person appointed in good faith and with due care who provides services in respect of the Trust to fulfill its obligations relating to the Trust or by any other act or omission of a Relevant Party or any other such person regardless of whether the act or omission is purported to be on behalf of the Issuer Trustee.

 

  (d) No attorney, agent, receiver or receiver and manager appointed in accordance with this Agreement has authority to act on behalf of the Issuer Trustee in a way that exposes the Issuer Trustee to any liability in excess of that contemplated in this Section 17, and no act or omission of any such person appointed in good faith and with due care will be considered the Issuer Trustee’s fraud, negligence or willful default.

 

  (e) The Issuer Trustee is not obligated to do anything or refrain from doing anything under or in connection with this Agreement (including incur a liability) unless the Issuer Trustee’s liability is limited in the same manner as set out in this Section 17.

 

18. Successors.

This Agreement shall inure to the benefit of and be binding upon the Macquarie Parties, the Issuer Trustee, the Underwriters, each affiliate of any Underwriter, any controlling persons

 

35


referred to herein and their respective successors. Nothing expressed or mentioned in this Agreement is intended or shall be construed to give any other person, firm or corporation any legal or equitable right, remedy or claim under or in respect of this Agreement or any provision herein contained. No purchaser of US$ Notes from any Underwriter shall be deemed to be a successor by reason merely of such purchase. The respective rights and obligations of the parties hereto may not be assigned except with the prior written consent of the other parties.

 

19. Actions by Representative; Notices.

Any action by the Underwriters hereunder may be taken by the Representative on behalf of the Underwriters, and any such action taken by the Representative shall be binding upon and enforceable against the Underwriters. All notices and other communications hereunder shall be in writing and shall be deemed to have been duly given if mailed or transmitted by any standard form of telecommunication. Notices to the Underwriters shall be given at:

J. P. Morgan Securities LLC

383 Madison Avenue, Floor 31

New York, NY 10179

Attention: John Cho

Email: John.ABS.Cho@jpmorgan.com

RBS Securities Inc.

600 Washington Boulevard

Stamford, CT 06901

Attention: Carl Spalding

Email: Carl.Spalding@rbs.com

Macquarie Capital (USA) Inc.

125 West 55th Street

22nd Floor

New York NY 10019 USA

Attention: Executive Director, Legal Risk Management Division, Fixed Income, Currencies and Commodities group

Email: ficc.notices@macquarie.com

ANZ Securities, Inc.

277 Park Avenue

31st Floor

New York, NY 10172

Attention: Thomas Ferguson

Email: Thomas.Ferguson@anz.com

Notices to the Manager shall be given to it at Macquarie Securities Management Pty Limited, Level 1, No. 1 Martin Place, Sydney, NSW 2000, Australia, Facsimile: +61 2 8232 8344, Attention: Division Director, Debt Markets; to the Issuer Trustee shall be given to it at Perpetual Trustee Company Limited, Level 12, 123 Pitt Street, Sydney NSW 2095 Australia, Facsimile: +61 2 8256 1424, Attention: Manager, Transaction Manager; and notices to MLPL shall be given

 

36


to it at Level 3, 9 Hunter St., Sydney, NSW 2000, Australia, Facsimile: +61 2 8232 9929 Attention: Managing Director.

 

20. Absence of Fiduciary Relationship

Each of the Macquarie Parties and the Issuer Trustee acknowledges and agrees that the Underwriters are acting solely in the capacity of an arm’s length contractual counterparty to each of the Issuer Trustee and each of the Macquarie Parties with respect to the offering of the US$ Notes contemplated hereby (including in connection with determining the terms of the offering) and not as a financial advisor or a fiduciary to, or an agent of, the Issuer Trustee, any of the Macquarie Parties or any other person. Additionally, no Underwriter is advising the Issuer Trustee, any Macquarie Party or any other person as to any legal, tax, investment, accounting or regulatory matters in any jurisdiction. Each of the Issuer Trustee and each Macquarie Party shall consult with its own respective advisors concerning such matters and shall be responsible for making its own independent investigation and appraisal of the transactions contemplated hereby, and the Underwriters shall have no responsibility or liability to the Issuer Trustee or any of the Macquarie Parties with respect thereto. Any review by the Underwriters of the Issuer Trustee or any of the Macquarie Party, the transactions contemplated hereby or other matters relating to such transactions will be performed solely for the benefit of the Underwriters and shall not be on behalf of the Issuer Trustee or any Macquarie Party.

 

21. Counterparts.

This Agreement may be signed in one or more counterparts, each of which shall be an original and all of which together shall constitute one and the same instrument.

 

22. Investment in the US$ Notes.

Each party acknowledges that investments in the US$ Notes are not deposits with, or other liabilities of, Macquarie Bank or its affiliates and are subject to investment risk, including possible delays in repayment and loss of income and principal invested. None of the Macquarie Parties, Macquarie Bank, or any other party listed on Schedule III hereto guarantees any particular rate of return on, the performance of, or the repayment of principal invested in, the US$ Notes.

 

37


23. Amendments; Waivers.

No amendment or waiver of any provision of this Agreement, nor any consent or approval to any departure therefrom, shall in any event be effective unless the same shall be in writing and signed by the parties hereto. Any waiver of any provision hereof shall be effective only in the specific instance and for the purpose for which given.

 

24. Headings.

The headings herein are inserted for convenience of reference only and are not intended to be part of, or to affect the meaning or interpretation of, this Agreement.

 

25. Severability.

It is the desire and intent of the parties that the provisions of this Agreement be enforced to the fullest extent permissible under the law and public policies applied in each jurisdiction in which enforcement is sought. Accordingly, in the event that any provision of this Agreement would be held in any jurisdiction to be invalid, prohibited or unenforceable for any reason, such provision, as to such jurisdiction, shall be ineffective, without invalidating the remaining provisions of this Agreement or affecting the validity or enforceability of such provision in any other jurisdiction.

 

26. Governing Law.

THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK AND THE OBLIGATIONS, RIGHTS AND REMEDIES OF THE PARTIES HEREUNDER SHALL BE DETERMINED IN ACCORDANCE WITH SUCH LAWS WITHOUT REGARD TO THE CONFLICTS OF LAWS PROVISIONS THEREOF (OTHER THAN SECTIONS 5-1401 AND 5-1402 OF THE NEW YORK GENERAL OBLIGATIONS LAW).

 

27. WAIVER OF JURY TRIAL.

EACH OF THE PARTIES HERETO HEREBY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT THAT IT MAY HAVE TO A TRIAL BY JURY IN RESPECT TO ANY LEGAL ACTION OR PROCEEDING RELATING TO THIS AGREEMENT.

[Signature Pages Follow]

 

38


If the foregoing is in accordance with your understanding, please sign and return the enclosed counterparts hereof.

Very truly yours,

MACQUARIE SECURITIES MANAGEMENT PTY LIMITED

 

By:   /s/ Amber Riley   /s/ Kevin Lee

Name:

Title:

 

Amber Riley

Division Director

 

Kevin Lee

Division Director

PERPETUAL TRUSTEE COMPANY LIMITED

 

By:   /s/ Hagbarth Strom

Name:

Title:

 

Hagbarth Strom

Manager

 

By:   /s/ Nora McDonnell

Name:

Title:

 

Nora McDonnell

Manager

MACQUARIE LEASING PTY LIMITED

 

By:   /s/ Karleen Anne Munns   /s/ Ronnie Alam

Name:

Title:

 

Karleen Anne Munns

Executive Director

 

Ronnie Alam

Solicitor

 

   S-1    US$ Underwriting Agreement


Accepted as of the date first above written.

J.P. MORGAN SECURITIES LLC, as Underwriter and as Representative of the Underwriters

 

By:  

/s/ Billy Wong

Name:

Title:

 

Billy Wong

Executive Director

 

   S-2    US$ Underwriting Agreement


SCHEDULE I

PURCHASER

 

     Class A-1      Class A-2a      Class A-2b      Class A-3a      Class A-3b      Class A-4a      Class A-4b  

J.P. Morgan Securities LLC

   $ 64,125,000       $ 20,250,000       $ 64,125,000       $ 22,500,000       $ 75,375,000       $ 61,875,000       $ 29,250,000   

RBS SECURITIES INC.

   $ 64,125,000       $ 20,250,000       $ 64,125,000       $ 22,500,000       $ 75,375,000       $ 61,875,000       $ 29,250,000   

Macquarie Capital (USA) Inc.

   $ 7,125,000       $ 2,250,000       $ 7,125,000       $ 2,500,000       $ 8,375,000       $ 6,875,000       $ 3,250,000   

ANZ SECURITIES, INC.

   $ 7,125,000       $ 2,250,000       $ 7,125,000       $ 2,500,000       $ 8,375,000       $ 6,875,000       $ 3,250,000   

Total

   $   142,500,000       $   45,000,000       $   142,500,000       $   50,000,000       $   167,500,000       $   137,500,000       $   65,000,000   

 

Schedule I-1


SCHEDULE II

List of Section 128F(9) Associates of the Issuer Trustee

P.I. Investment Management Limited (incorporated in Ireland no. 391 261)

 

Schedule II-1


SCHEDULE III

List of Section 128F(9) Associates of the Macquarie Parties and Macquarie Bank

(see attached)

 

Schedule III-1


Offshore Group Entities as at 9th May 2013

 

          Company Name   Company number   Company status   Company type   Country   arie Insurance Ca   Controlled   Registered Office address
1   Captico Investments, S.L.   B86295391   Active   S.L. (Limited Liability Company)   Spain   Group   Yes   Calle Ayala 66, 1° Izq, 28001, Madrid, Spain

 

4   Macquarie Commodities Brasil Ltda.   15.246.175/0001-50   Active   Public Corporation   Brazil   Group   Yes  

 

5   1486261 Ontario Limited   1486261   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

6   BROOK ASSET MANAGEMENT LIMITED   1218745   Active   Private Company   New Zealand   Group   Yes   Level 17, Lumley Centre, Shortland St, Auckland, New Zealand

 

7   BROOK ASSET MANAGEMENT PTY LIMITED   1855508   Active   Limited by Shares   New Zealand   Group   Yes   Level 17, Lumley Centre, 88 Shortland Street, Auckland, Auckland, New Zealand

 

8   GENERATOR BONDS LIMITED   1332891   Active   Private Company   New Zealand   Group   Yes   Level 17, Lumley Centre, Shortland St, Auckland, New Zealand

 

9   Macquarie BFS Holdings Ltd.   657826-8   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

10   Macquarie Canada Services Ltd.   683412-4   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

11   Macquarie Consultoria Agricola E Representacoes Ltda.   12-377-980/0001-25   Active   Private Corporation   Brazil   Group   Yes   Rua Funchal 418 - 33 andar , Sao Paulo SP Brazil 04551-060

 

12   MACQUARIE EQUITIES CUSTODIANS LIMITED   WN1114218   Active   Private Company   New Zealand   Group   Yes   Level 17, Lumley Centre, Shortland St, Auckland, New Zealand

 

13   MACQUARIE EQUITIES NEW ZEALAND LIMITED   WN/1007806   Active   Private Company   New Zealand   Group   Yes   Level 17, Lumley Centre, Shortland St, Auckland, New Zealand

 

14   Macquarie Financial Ltd./Financiere Macquarie Ltee.   4228146   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

15   MACQUARIE FINANCIAL SERVICES (ASIA) PTE. LIMITED   200800950C   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore

 

16   Macquarie Funding (B.C.) Inc.   BC0847563   In Dissolution   Share Capital Corporation   Canada   Group   Yes   550 Burrard Street, Suite 2400, Bentall 5, Vancouver BC V6C 2B5, Canada

 

17   Macquarie Funding Inc.   6581935   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

18   Macquarie Holdings (Canada) Ltd   728003-3   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

19   Macquarie Insurance Services Ltd./Services D’Assurances Macquarie Ltée   1460256   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

20   MACQUARIE INVESTMENT MANAGEMENT (NZ) LIMITED   WN1114216   Active   Private Company   New Zealand   Group   Yes   Level 17, Lumley Centre, Shortland St, Auckland, New Zealand

 

21   MACQUARIE MORTGAGES USA INC   22-3840451   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

 

22   MACQUARIE PRECISION MARKETING (JAPAN) LIMITED   0100-01-119544   Active   Private Company   Japan   Group   Yes   New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan

 

23   Macquarie Private Wealth Corp./Gestion Privee Macquarie Corp.   1405135   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

24   Macquarie Private Wealth Inc./Gestion Privee Macquarie Inc.   1745409   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

25   Macquarie Securities Financing Ltd (Canada)   728007-6   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

 

26   Macquarie Securitization USA LLC   20-1702053   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

 

27   MMUSA Warehouse No. 1 LLC   20-1702053   To Be Liquidated   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

 

28   PT MPM INDONESIA   09.03.1.70.68374   Active   Private Company   Indonesia   Group   Yes   The Indonesia Stock Exchange Building, , Tower I, 8th floor, Jalan Jend Sudirman Kav.52-53, Jakarta 12190, Indonesia

 

29   Rowmoor Investments 1025 (Proprietary) Limited   2011/127717/07   Active   Limited by Shares   South Africa   Group   Yes   The District, Level 6, 41-45 Sir Lowry Road, Woodstock, Capetown, 7925, South Africa

 


30   1135-1139 WESTMINSTER INC.   26-4245820   Active   Corporation   United States   Group   Yes   c/o Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States
31   Alster & Thames Partners (USA) LLC       Active   Limited Liability Company   United States   Group   Yes   2711 Centerville Road, Suite 400, Wilmington DE 19808, United States
32   Alster & Thames Partners, Ltd.   WK-145138   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
33   Capital Meters Holdings Limited   04800336   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
34   Capital Meters Limited   04800317   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
35   CIORL LP Limited   002228708   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
36   CMC Holdco Inc.       Active   Corporation   United States   Group   Yes   c/o Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States
37   CMC Industries Inc.       Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, , Wilmington DE 19801, United States
38   CMC Railroad III, Inc.   76-0538291   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
39   CMC Railroad III-A, Inc.   76-0584607   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
40   CMC Railroad III-B, Inc.   76-0538420   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
41   CMC Railroad III-C, Inc.   36-4498926   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
42   CMC Railroad III-D, Inc.       Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
43   CMC Railroad Inc.       Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
44   Divisadero Leasing Ltd.   110311   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
47   Harrison Leasing Corporation       Active   Corporation   United States   Group   Yes   2711 Centerville Road, Suite 400, Wilmington DE 19808, United States
48   HBEAR CO. NO.1 LIMITED (in voluntary liquidation)   415492   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
49   Jackson Leasing Limited   CR-113608   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
50   Jet Leasing LDC   72362   Active       Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
51   Juuichi Limited (in voluntary liquidation)   464138   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
52   Kearny Leasing Limited   CR-113609   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
53   L2 B.V.   56649800   Active   Besloten vennootschap (BV)   Netherlands   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
54   Levantera Developments Limited   8272295   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
55   MACQUARIE (ASIA) PTE LTD.   198500776M   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
56   MACQUARIE (ASIA) PTE LTD. TAIWAN BRANCH   27230949   Active   Private Company   Taiwan   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
57   Macquarie Aerospace AF (Ireland) Limited   486592   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
58   MACQUARIE AEROSPACE ARUBA A.V.V.   40096.0 (Decree No. 10356/AVV)   Active   Private Corporation   Aruba   Group   Yes   Watapanastraat 7, Ponton, Oranjestad, Aruba
59   Macquarie Aerospace Inc.   27-2669479   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
60   Macquarie Aerospace Ireland Limited   484423   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland


61   MACQUARIE AEROSPACE LIMITED   44138   Active   Exempted Company Limited by Shares   Bermuda   Group   Yes   Clarendon House, 2 Church Street, Hamilton Hm11, Bermuda
63   Macquarie Aircraft Leasing Finance SA   B121660   Active   Société Anonyme   Luxembourg   Group   Yes   37, rue du Saint Esprit, L-1475, Luxembourg, LU, Luxembourg
64   Macquarie Aircraft Leasing Holdings (2) Limited   429567   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
65   Macquarie Aircraft Leasing Limited   426824   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
66   Macquarie Aircraft Leasing Services (Ireland) Limited   429566   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
67   Macquarie Aircraft Leasing Services (Singapore) Pte. Ltd.   200917376C   Active   Private Company   Singapore   Group   Yes   120 Telok Ayer Street, Singapore, SG, 068589, Singapore
68   Macquarie Aircraft Leasing Services (UK) Limited   5988531   Active   Limited by Shares   United Kingdom   Group   Yes   Enterprise House, 21 Buckle Street, London, England, E1 8NN, United Kingdom
69   Macquarie Aircraft Leasing Services (US), Inc.       Active   Corporation   United States   Group   Yes   2711 Centerville Road, Suite 400, Wilmington DE 19808, United States
70   Macquarie AirFinance Acquisitions (Ireland) Limited   464499   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
71   Macquarie AirFinance Acquisitions (UK) Limited   6767724   Active   Limited by Shares   United Kingdom   Group   Yes   Enterprise House, 21 Buckle Street, London, England, E1 8NN, United Kingdom
72   Macquarie AirFinance Acquisitions Holdings Ltd.   41370   Active   Exempted Company Limited by Shares   Bermuda   Group   Yes   Clarendon House, 2 Church Street, Hamilton HM 11, BM, Bermuda
73   Macquarie AirFinance Acquisitions Limited   41289   Active   Exempted Company Limited by Shares   Bermuda   Group   Yes   Clarendon House, 2 Church Street, Hamilton HM 11, BM, Bermuda
74   Macquarie AirFinance Aruba A.V.V.   41212.0   Active   Private Corporation   Aruba   Group   Yes   Watapanastraat 7, Oranjestad, Aruba
75   Macquarie AirFinance Holdings Limited   435319   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
76   Macquarie AirFinance International Group Limited   40863   Active   Exempted Company Limited by Shares   Bermuda   Group   Yes   Clarendon House, 2 Church Street, Hamilton HM 11, BM, Bermuda
77   Macquarie AirFinance International Limited   40569   Active   Exempted Company Limited by Shares   Bermuda   Group   Yes   Clarendon House, 2 Church Street, Hamilton HM 11, BM, Bermuda
78   Macquarie AirFinance Ltd.   38946   Active       Bermuda   Group   Yes   Clarendon House, 2 Church Street, Hamilton HM 11, BM, Bermuda
79   Macquarie AirFinance Warehouse (No. 1) Limited   40673   Active   Exempted Company Limited by Shares   Bermuda   Group   Yes   Clarendon House, 2 Church Street, Hamilton HM 11, BM, Bermuda
80   Macquarie Asset Finance Holdings Limited   8253772   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
81   MACQUARIE ASSET FINANCE JAPAN LIMITED   0100-01-107687   Active   Private Company   Japan   Group   Yes   New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan
82   MACQUARIE ASSET FINANCE MAURITIUS LTD   57952C1/GBL   Active   Limited by Shares   Mauritius   Group   Yes   Les Cascades, Edith Cavell Street, Port-Louis, Mauritius
83   Macquarie Asset Leasing (UK) Limited   7815862   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
84   MACQUARIE ASSET MANAGEMENT INC.   26-3263254   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
85   MACQUARIE AVIATION CAPITAL FINANCE LIMITED   368579   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
86   MACQUARIE AVIATION CAPITAL GROUP   368589   Active   Unlimited with Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
87   Macquarie Basin Leasing LLC   90-0899142   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
88   MACQUARIE CAPITOLA VILLAS INC.   27-0201348   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
89   Macquarie Corporate and Asset Finance (Ireland) Limited   368580   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland


90   MACQUARIE CORPORATE AND ASSET FINANCE CONSULTING INC.   26-3771444   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
91   MACQUARIE CORPORATE AND ASSET FINANCE HOLDINGS INC.   26-3769039   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
92   MACQUARIE CORPORATE AND ASSET FUNDING INC.   26-3769367   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
93   Macquarie Distribution Finance Ltd.   20.3.0.31.542-6   Active   Aktiengesellschaft (AG)   Switzerland   Group   Yes   Beethovenstrasse 9, 8002, Zurich, Switzerland
94   MACQUARIE ELECTRONICS LIMITED   363806   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
95   MACQUARIE ELECTRONICS REMARKETING LIMITED   363803   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
96   MACQUARIE ELECTRONICS USA INC   54-2077555   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
97   Macquarie Energy Leasing Limited   8253776   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
98   Macquarie Equipment Finance (UK) Limited   8253764   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
99   MACQUARIE EQUIPMENT FINANCE LIMITED   262381   Active   Private Company   New Zealand   Group   Yes   Level 17, Lumley Centre, Shortland St, Auckland, New Zealand
100   Macquarie Equipment Finance Limited   421234   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
101   Macquarie Equipment Finance Ltd./Macquarie Financement d’Équipement Ltée.   605377-7   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
102   Macquarie Equipment Finance Services Limited   475730   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
103   Macquarie Equipment Finance, Inc.   26-1476987   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
104   Macquarie Equipment Funding Limited   468487   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
105   Macquarie Equipment Funding, LLC   26-1477059   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
106   Macquarie Equipment Leasing Fund Two, LLC       Active   Limited Liability Company   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
108   MACQUARIE ESPRIT INC.   27-0743007   Active   Private Corporation   United States   Group   Yes   c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
109   Macquarie Euro Limited   7713808   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
110   Macquarie European Rail Limited   8253782   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
111   Macquarie European Rail Limited (Luxembourg Branch)   B172.199   Active       Luxembourg   Group   Yes   46, Place Guillaume II, L-1648 , Luxembourg
112   MACQUARIE FINANCE KOREA CO., LTD.   106-81-94256   Active   Private Company   Korea, Republic of   Group   Yes   (9th Floor, Hanwha Building, Sogong-dong), 109 Sogong-ro, Jung-gu, Seoul, 100-755, Korea
113   MACQUARIE HOLDINGS (U.S.A.) INC.   13-3789912   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
115   MACQUARIE LEASING (CHINA) CO LIMITED   100000400011564   Active   Private Company   China   Group   Yes   Level 17, Office Tower E2, The Towers, Oriental Plaza,No.1 East Chang An Avenue, Dong Cheng District, Beijing 100738, China
116   Macquarie Leasing (UK) Limited   02997799   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom


117   Macquarie Leasing Limited   05867292   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
118   Macquarie Meters 1 (UK) Limited   04921203   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
119   Macquarie Meters 2 (UK) Limited   04920378   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
120   Macquarie Meters 3 (UK) Limited   07361419   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
122   Macquarie Poinsettia Inc.   27-1560871   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, , Wilmington DE 19801, United States
123   Macquarie Rail Canada Limited   730170-7   Active   Share Capital Corporation   Canada   Group   Yes   181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
124   MACQUARIE RAIL INC.   20-3609362   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
125   MACQUARIE RAIL MANAGEMENT LLC   20-3609362   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
126   MACQUARIE REAL ESTATE FINANCE INC   22-3845767   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
127   MACQUARIE REAL ESTATE INC   13-4055193   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
128   Macquarie Technology Services (Canada) Ltd.   680639-2   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
129   Macquarie Townsend LLC   27-1215532   Active   Limited Liability Company   United States   Group   Yes    
130   Macquarie UK Passenger Leasing Limited   05452920   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
131   MACQUARIE VEHICLES (NZ) LIMITED   261723   Active   Private Company   New Zealand   Group   Yes   Level 17, Lumley Centre, Shortland St, Auckland, New Zealand
132   Macquarie Veridian Cove Inc.   26-2274361   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
133   MACQUARIE WATERFRONT PEARL INC.   27-0201039   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
134   MALL Partners I, LDC   66690   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
135   MALL Partners II Limited   86503   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
136   MALL Partners III Limited   CR-93169   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
138   MASA (France) SARL   500773510 RCS Paris   Active   Société à Responsabilité Limitée   France   Group   Yes   52, FR, rue de la Victoire, 75009 Paris, France
139   MASB (France) SARL   500773726 RCS Paris   Active   Société à Responsabilité Limitée   France   Group   Yes   52, FR, rue de la Victoire, 75009 Paris, France
140   MASC (France) SARL   509 298 634 RCS Paris   Active   Société à Responsabilité Limitée   France   Group   Yes   52 rue de la Victoire, 75009, Paris, FR, France
141   MASL (Labuan) Limited   LL08078   Active   Limited by Shares   Malaysia   Group   Yes   Level 15(A2), Main Office Tower, Financial Park Labuan, Jalan Merdeka, 87000 Labuan F.T., Wilayah Persekutuan, Malaysia
142   MASL Ireland (10) Limited   446197   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
143   MASL Ireland (11) Limited   446196   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
144   MASL Ireland (12) Limited   446195   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
145   MASL Ireland (13) Limited   446206   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
146   MASL Ireland (14) Limited   446207   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland


147   MASL Ireland (17) Limited   446210   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
150   MASL Ireland (2) Limited   446205   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
153   MASL Ireland (22) Limited   446191   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
154   MASL Ireland (23) Limited   446192   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
155   MASL Ireland (24) Limited   447475   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
156   MASL Ireland (25) Limited   447474   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
157   MASL Ireland (26) Limited   447987   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
158   MASL Ireland (27) Limited   448204   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
159   MASL Ireland (28) Limited   447980   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
160   MASL Ireland (29) Limited   447981   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
161   MASL Ireland (3) Limited   446204   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
162   MASL Ireland (30) Limited   447982   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
163   MASL Ireland (31) Limited   447983   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
166   MASL Ireland (34) Limited   451456   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
167   MASL Ireland (35) Limited   451173   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
172   MASL Ireland (4) Limited   446203   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
173   MASL Ireland (5) Limited   446202   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
174   MASL Ireland (6) Limited   446201   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
175   MASL Ireland (7) Limited   446200   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
176   MASL Ireland (8) Limited   446199   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
177   MASL Ireland (9) Limited   446198   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
178   MASL Sweden (1) AB   556734-5524   Active   Aktiebolag (AB)   Sweden   Group   Yes   P.O. Box 1703, SE-1187, Stockholm, Sweden
179   MASL Sweden (2) AB   556734-6068   Active   Aktiebolag (AB)   Sweden   Group   Yes   P.O. Box 1703, SE-1187, Stockholm, Sweden
180   MASL Sweden (3) AB   556734-9310   Active   Aktiebolag (AB)   Sweden   Group   Yes   P.O. Box 1703, SE-1187, Stockholm, Sweden
181   MASL Sweden (4) AB   556734-9328   Active   Aktiebolag (AB)   Sweden   Group   Yes   P.O. Box 1703, SE-1187, Stockholm, Sweden
182   MASL Sweden (7) AB   556741-2498   Active       Sweden   Group   Yes   P.O. Box 1703, SE-1187, Stockholm, Sweden
183   MASL Sweden (8) AB   556741-2506   Active       Sweden   Group   Yes   P.O. Box 1703, SE-1187, Stockholm, Sweden
184   MASL UK (1) Limited   06386342   Active   Limited by Shares   United Kingdom   Group   Yes   Enterprise House, 21 Buckle Street, London, England, E1 8NN, United Kingdom
185   MC CAPITAL GROUP   363941   Active   Unlimited with Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
186   Merino Air Leasing, Inc.       Active   Corporation   United States   Group   Yes   2711 Centerville Road, Suite 400, Wilmington DE 19808, United States
187   O’Farrell Leasing (Holdings) Ltd.   CR-114570   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
188   Relational Technology Services, Inc.       Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County DE 19801, United States


189   Shichi Limited (in voluntary liquidation)   464139   Active   Limited by Shares   Ireland   Group   Yes   1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
190   Texas Rail Terminal LLC       Active   Limited Liability Company   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
191   Utility Metering Services Limited   03705740   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
192   VALUE LOAN MORTGAGE LLC   107-87-51612   Active   Private Company   Korea, Republic of   Group   Yes   10F Credit Plaza, 13-13 Yeoido-dong, Youngdeungpo-gu, Seoul, Korea, Republic of
193   West Portal Leasing Limited   WK-166995   Active   Exempted Company Limited by Shares   Cayman Islands   Group   Yes   190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands
194   Macquarie (UK) Group Services Limited   06287793   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
195   Macquarie Bank International Limited   06309906   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
196   Macquarie Bank Limited (London Branch)   FC018220   Active       United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
198   Macquarie Capital Funding (GP) Limited   88464   Active   Limited by Shares   Jersey   Group   Yes   22 Grenville Street, St Helier, JE4 8PX, Jersey
199   MACQUARIE CAPITAL FUNDING L.P.   LP561   Active   Limited Partnership   Jersey   Group   Yes   Mourant International Finance, Administration, P.O Box 87, 22 Grenville, Street, St Helier, Jersey, Je4 8Px, United Kingdom
200   Macquarie CPS LLC       Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
201   MACQUARIE EUROPEAN HOLDINGS PTY LIMITED (NON HONG KONG COMPANY)   F15820   Active   Limited by Shares   Hong Kong   Group   Yes   C/- Company Secretarial, Mezzanine Level, No. 1 Martin Place, Sydney NSW 2000, Australia
202   MACQUARIE FINANCIAL HOLDINGS LIMITED (NON HONG KONG COMPANY)   F15819   Active   Public Limited Company   Hong Kong   Group   Yes   C/- Company Secretarial, Mezzanine Level, No. 1 Martin Place, Sydney NSW 2000, Australia
203   Macquarie Global Investments (UK) Limited   05259497   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
204   MACQUARIE GLOBAL SERVICES PRIVATE LIMITED   U93090DL2007FTC199006   Active   Private Company   India   Group   Yes   Unit No. 8-12, Ground Floor, Babar Road, World Trade Center, New Delhi, 110001, India
205   MACQUARIE GROUP HOLDINGS (SINGAPORE) PTE. LIMITED   200412291W   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
206   Macquarie Group Holdings (UK) No.1 Limited   06357992   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
207   Macquarie Group Holdings (UK) No.2 Limited   06357999   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
208   Macquarie Group Investments (UK) No.2 Limited   07438584   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
209   MACQUARIE GROUP SERVICES AUSTRALIA PTY LTD (UK BRANCH)   FC027877   Active       United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
210   MACQUARIE HOLDINGS (SINGAPORE) PTE. LTD.   200703280D   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
211   Macquarie Holdings (UK) No.1 Limited   06309919   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
212   MACQUARIE INSURANCE (SINGAPORE) PTE. LTD.   200505701K   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
213   Macquarie International Limited   01802574   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
214   MACQUARIE INTERNATIONAL LIMITED (NON HONG KONG COMPANY)   F11422   Active   Limited by Shares   Hong Kong   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
215   Macquarie Investments 2 Limited   05708696   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
216   Macquarie Lending & Investment Partners LLP   OC363068   Active   Limited Liability Partnership   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
217   Macquarie Meters 4 Limited   1344888   Active   Limited by Shares   Hong Kong   Group   Yes   Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
218   Macquarie North America Ltd.   3481018   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada


219

  Macquarie PMI LLC   27-4554619   Active   Limited Liability Company   United States   Group   Yes   c/o Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States

220

  Macquarie PMI Manager LLC       Active   Limited Liability Company   United States   Group   Yes    

221

  MACQUARIE SERVICES (HONG KONG) LIMITED   496224   Active   Limited by Shares   Hong Kong   Group   Yes   Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong

222

  Macquarie UK Holdings Limited   02579363   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

223

  AVENAL POWER CENTER, LLC   20-3690322   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 818 West Seventh, Los Angeles, California, 90017, United States Of America
224   Bavarian Geothermal Energy Group Limited   08329698   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

225

  BE Geothermal GmbH   HRB 177683   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group   Yes   Münchner Straße 15 a, 82319 Starnberg, Germany

226

  Bernried Erdwärme Kraftwerk GmbH   HRB 187113   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group   Yes   Leopoldstrasse 244, 80807 Munich, Germany

227

  Corona Energy Limited   03241012   Active   Limited by Shares   United Kingdom   Group   Yes   Edward Hyde Building, 38 Clarendon Road, Watford, England, WD17 1JW, United Kingdom

228

  Corona Energy Retail 1 Limited   03241002   Active   Limited by Shares   United Kingdom   Group   Yes   Edward Hyde Building, 38 Clarendon Road, Watford, England, WD17 1JW, United Kingdom

229

  Corona Energy Retail 2 Limited   SC138299   Active   Limited by Shares   United Kingdom   Group   Yes   50 Lothian Road, Festival Square, Edinburgh, EH3 9WJ, United Kingdom

230

  Corona Energy Retail 3 Limited   02746961   Active   Limited by Shares   United Kingdom   Group   Yes   Edward Hyde Building, 38 Clarendon Road, Watford, England, WD17 1JW, United Kingdom

231

  Corona Energy Retail 4 Limited   02798334   Active   Limited by Shares   United Kingdom   Group   Yes   Edward Hyde Building, 38 Clarendon Road, Watford, England, WD17 1JW, United Kingdom

232

  Corona Gas Management Limited   02879748   Active   Limited by Shares   United Kingdom   Group   Yes   Edward Hyde Building, 38 Clarendon Road, Watford, England, WD17 1JW, United Kingdom

233

  Keba Energy LLC   20-5913622   Active   Limited Liability Company   United States   Group   Yes   c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

234

  Liberty Green Renewables Indiana, LLC       Active   Limited Liability Company   United States   Group   Yes   c/o Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States

235

  MACQUARIE (HK) FINANCIAL SERVICES LIMITED   200228   Active   Limited by Shares   Hong Kong   Group   Yes   Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong

236

  MACQUARIE AMERICAS CORP   13-4184042   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

237

  MACQUARIE ASIA LIMITED   619928   In Liquidation   Limited by Shares   Hong Kong   Group   Yes   Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong

238

  Macquarie Bank Limited (DIFC Recognised Company)   1045   Active       United Arab Emirates   Group   Yes   Level 1, Office No. 110 & 111, Gate Village, Building 6, Dubai International Financial Centre, PO Box 506751, Dubai, United Arab Emirates

241

  MACQUARIE BANK LIMITED (SEOUL BRANCH)   104-84-07697   Active       Korea, Republic of   Group   Yes   Hanwha Bldg., 110 Sogong-dong, Jung-gu, Seoul, Korea, Republic of

243

  MACQUARIE BANK LIMITED SINGAPORE BRANCH   T11FC0018C   Active       Singapore   Group   Yes   Singapore Branch:- 10 Marina Boulevard, #17-01 , Tower 2, Marina Bay Financial Centre, Singapore 018983. , MBL Head Office:- Level 3, 25 National Circuit, , Forrest ACT 2603, Australia

244

  Macquarie Barnett LLC   20-5913622   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

245

  Macquarie Belgium TCG SPRL   R.P.M. 892390892   Active   Société privée à responsabilité limitée (SPRL)   Belgium   Group   Yes   Avenue du Port 86C , box 204, 1000 Brussels (Etterbeek), Belgium

246

  MACQUARIE BIOMASS LLC   20-3690322   Active   Limited Liability Company   United States   Group   Yes   1209 Orange Street, Wilmington, New Castle DE 19801, United States

247

  MACQUARIE BRASIL PARTICIPACOES LTDA   CNPJ03.516.449/0001   Active   Private Company   Brazil   Group   Yes   Rua Jeronimo Da Veiga 45, Conj. 141, Chacara Itaim, Sao Paulo, Sp, 04551, Brasil

248

  Macquarie Canada Inventory Holdings Limited   798792-7   Active   Share Capital Corporation   Canada   Group   Yes   2020, 335 - 8th Avenue SW, Calgary AB T2P 1C9, Canada


249   MACQUARIE COMMODITIES (SINGAPORE) PTE. LIMITED   201016397N   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
250   MACQUARIE COMMODITIES (SINGAPORE) PTE. LIMITED, Indonesia Rep. Office   SP.688/AsingP3A PDN.2/9/2010   Active   Private Company   Indonesia   Group   Yes    
251   Macquarie Commodities (UK) Limited   05259474   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
252   MACQUARIE COMMODITIES (USA) INC   26-0555065   Active   Corporation   United States   Group   Yes   CT Corporation System, 500 East Court Avenue , Des Moines, Iowa, 50309, United States Of America
253   Macquarie Commodities Factoring Holdings (UK) Limited   06863247   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
254   MACQUARIE COMMODITIES FACTORING LLC   20-5913559   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
255   Macquarie Commodities Finance (UK) Limited   05259503   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
256   MACQUARIE COMMODITIES FUNDING (USA) LLC   20-5913559   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
257   MACQUARIE COMMODITIES HOLDINGS (USA) LLC   20-5913559   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
258   MACQUARIE COMMODITIES TRADING INC.   51-0566317   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
259   Macquarie Corona Energy Holdings Limited   4752472   Active   Limited by Shares   United Kingdom   Group   Yes   Edward Hyde Building, 38 Clarendon Road, Watford, England, WD17 1JW, United Kingdom
260   MACQUARIE COTTON INTERNATIONAL INC   20-1536178   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 500 East Court Avenue , Des Moines, Iowa, 50309, United States Of America
261   Macquarie Credit Investment Management Inc.   90-0797831   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
262   MACQUARIE ENERGY ASSETS LLC   20-3690322   Active   Limited Liability Company   United States   Group   Yes   1209 Orange Street, Wilmington, New Castle DE 19801, United States
263   Macquarie Energy Canada Ltd.   6643795   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
264   Macquarie Energy Holdings Canada Ltd.   664374-4   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
265   Macquarie Energy LLC   93-1043421   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
266   MACQUARIE ENERGY NORTH AMERICA TRADING INC.   20-3690322   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
267   Macquarie Factoring (UK) Limited   06863285   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
268   Macquarie Factoring Finance (UK) Limited   06863307   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
269   Macquarie FICC (UK) Limited   6855383   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
270   MACQUARIE FINANCE (NZ) LIMITED   1065067   Active   Private Company   New Zealand   Group   Yes   Level 17, Lumley Centre, Shortland St, Auckland, New Zealand
271   MACQUARIE FIXED INCOME CURRENCIES AND COMMODITIES (SINGAPORE) PTE. LIMITED   200813631K   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
272   MACQUARIE FUNDING HOLDINGS INC   20-5913559   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
273   MACQUARIE FUTURES & OPTIONS (HONG KONG) LIMITED   170076   Active   Limited by Shares   Hong Kong   Group   Yes   Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong


275   Macquarie Futures USA LLC   20-4193486   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
276   MACQUARIE INC   36-4307649   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
277   Macquarie International Services Limited   502151   Active   Limited by Shares   Hong Kong   Group   Yes   Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
278   Macquarie Investments LLC   n/a   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
279   Macquarie Investments US Inc.   45-2856257   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County DE 19801, United States
280   Macquarie Investor Products (UK) Limited   06373185   Active   Limited by Shares   United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
282   Macquarie Metals and Energy Capital (Canada) Ltd.   639997-5   Active   Share Capital Corporation   Canada   Group   Yes   550 Burrard Street, Suite 2400, Bentall 5, Vancouver BC V6C 2B5, Canada
283   Macquarie Oil Services Canada Ltd   770975-7   Active   Share Capital Corporation   Canada   Group   Yes   2020, 335 - 8th Avenue SW, Calgary AB T2P 1C9, Canada
284   Macquarie One LLC       Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County DE 19801, United States
285   Macquarie Resource Capital Canada Ltd.   672846-4   Active   Share Capital Corporation   Canada   Group   Yes   Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
286   Macquarie Services (USA) Partners   27-3610899   Active   Partnership   United States   Group   Yes   125 West 55Th Street, New York, New York 10019, United States
287   MACQUARIE TCG (USA) LLC   20-5913559   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
288   MACQUARIE TRADING HOLDINGS INC.   26-3372952   Active   Corporation   United States   Group   Yes   125 West 55th Street, Level 22, New York NY 10019, United States
289   MACQUARIE TRADING SERVICES INC   20-5913622   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
290   Macquarie US Trading LLC   45-2856257   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County DE 19801, United States
291   MQG Commodities (India) Private Limited   U51909MH2012FTC226545   Active   Private Company   India   Group   Yes   92 Level 9, 2 North Avenue, Maker Maxity, Bandra Kurla Complex, Bandra East, Mumbai, Maharashtra, 400051, India
292   PT MACQUARIE COMMODITIES INDONESIA   09.03.1.05.73897       Private Company   Indonesia   Group   Yes   Indonesia Stock Exchange Tower 1, 8th Floor, Jl. Jend. Sudirman Kav. 52-53, Jakarta 12190, Indonesia
293   RESOURCE MARINE PTE. LIMITED   200921086K   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
294   Resource Marine Pte. Limited (UK Establishment)   FC029978   Active       United Kingdom   Group   Yes   Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
295   SHELBY ENERGY HOLDINGS, LLC   20-5913622   Active   Limited Liability Company   United States   Group   Yes   c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
296   MACQUARIE GROUP SERVICES (SINGAPORE) PTE. LIMITED   200703288K   Active   Private Company   Singapore   Group   Yes   10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
297   Macquarie US Gas Supply LLC   46-1366111   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
298   Adreca Holdings Corp.   46-0637215   Active   Corporation   United States   Group   Yes   1209 Orange Street , Wilmington DE 19801, United States
299   AVIATION TECHNICAL SERVICES INC.   91-0989293   Active   Corporation   United States   Group   Yes   Corporation Services Company, 6500 Harbour Heights Parkway, Suite 4000, Mukilteo, Wa 98275, United States


300   AWHR America’s Water Heater Rentals, L.L.C.   32-0043900   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
301   AWHR Five, LLC   32-0043900   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
302   AWHR Four, LLC   32-0043900   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
303   AWHR One, LLC   32-0043900   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
304   AWHR Six, LLC   32-0043900   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
305   AWHR Three, LLC   32-0043900   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
306   AWHR Two, LLC   32-0043900   Active   Corporation   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
307   BIG SANDY CREEK WIND, LLC   20-5600465   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
308   Blue Grass Abstract LLC   20-2937246   Active   Limited Liability Company   United States   Group   Yes   c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
309   Blueshine, LLC   20-2937360   Active   Limited Liability Company   United States   Group   Yes   c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
310   Boketo LLC   30-0746347   Active   Limited Liability Company   United States   Group   Yes   1209 Orange Street, Wilmington, New Castle DE 19801, United States
311   BREK MANUFACTURING CO.   95-2690571   Active   Corporation   United States   Group   Yes   1513 WEST 132ND STREET, GARDENA, CA 90249, United States
312   Bunhill Investments Unlimited   88217   Active   Unlimited with Shares   Jersey   Group   Yes   28-30 The Parade, St Helier, JE1 1EQ, Jersey
313   CANADIAN BREAKS LLC   26-5600465   Active   Limited Liability Company   United States   Group   Yes   The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
314   Cefiro Capital S.A.P.I. de C.V. SOFOM E.N.R.       Active   Private Corporation   Mexico   Group   Yes   Reforma 115, piso 6, Col Lomas de Chapultepec, C.P. 11000, Mexico
315   Chartreuse et Mont Blanc Global Holdings S.C.A.   B 142637   Active   Société en Commandite par actions (SCA)   Luxembourg   Group   Yes   46, Place Guillaume II, L-1648 , Luxembourg
316   Chartreuse et Mont Blanc GP S.a r.l.   B 142634   Active   Société à Responsabilité Limitée   Luxembourg   Group   Yes   46, Place Guillaume II, L-1648 , Luxembourg
317   Chartreuse et Mont Blanc Holdings S.a r.l.   B 142635   Active   Société à Responsabilité Limitée   Luxembourg   Group   Yes   46, Place Guillaume II, L-1648 , Luxembourg
318   Chartreuse et Mont Blanc SAS   508 758 745 RCS Paris   Active   Société par actions simplifiée   France   Group   Yes   41 Avenue George V, 75008, Paris, France
319   Closing Documentation Services, LLC   20-2937258   Dormant   Limited Liability Company   United States   Group   Yes   c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
320   Columbia Service Partners of Kentucky, Inc.   30-4540865   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
321   Columbia Service Partners of Ohio, Inc.   36-04540864   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington Detroit DE 19801, United States
322   Columbia Service Partners of Pennsylvania, Inc.   36-02070862   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
323   Columbia Service Partners of West Virginia, Inc.   3709182   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, , Wilmington DE 19801, United States
324   Columbia Service Partners, Inc.   25-1787891   Active   Corporation   United States   Group   Yes   CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
325   Connecticut Mystic Lien, LLC       Active   Limited Liability Company   United States   Group   Yes   CT Corporation System, One Corporate Center, Floor 11, Hartford CT 06103, United States
326   DALIAN II HOLDING COMPANY LIMITED   64075C1/GBL   Active   Limited by Shares   Mauritius   Group   Yes   Les Cascades, Edith Cavell Street, Port-Louis, Mauritius
327   Dextertown SL   B86081437   Active   S.L. (Limited Liability Company)   Spain   Group   Yes   Calle Pinar 5, 28006, Madrid, Spain


328   Energia del Norte Holding S.A.P.I. de C.V       Active   Private Corporation   Mexico   Group    Yes    Reforma 115, piso 6, Col Lomas de Chapultepec, C.P. 11000, Mexico
329   ERC Holdco LLC       Dormant   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
331   FAS 1 LLC   20-5600465   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
332   Florida Coral Lien Investments, LLC   46-2260160   Active   Limited Liability Company   United States   Group    Yes    CT Corporation System, 1200 South Pine Island Road, Plantation FL 33324, United States
333   Florida Dundee Lien Investments, LLC   61-1577729   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
334   Fremantle Energy Holdings, LLC   20-5600465   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
335   Fremantle Energy, LLC   20-5600465   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
336   Fremantle Wind Holdings Inc.   20-2384759   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
337   Ganeta Investments SL   B86230539   Active   S.L. (Limited Liability Company)   Spain   Group    Yes    Calle Pinar 5, 28006, Madrid, Spain
338   GLOBAL STAR GP LTD   MC143292   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    M & C Corporate Services Limited, Po Box 309 Gt, Ugland House, South Church Street, George Town, Grand Cayman
339   Goonzaran Bluebell Funding Limited   05481707   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
340   Goonzaran Bluebell Leasing Limited   05473771   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
341   Groupe Rossignol Canada Inc.   4521455   Active   Share Capital Corporation   Canada   Group    Yes    955 Andre-Line Street, Granby Quebec J2J 1J6
342   GROUPE ROSSIGNOL KK   0100-01-086076   Active   Private Company   Japan   Group    Yes    3-19 Hayabusa-cho, Chiyoda-ku, Tokyo, 102-0092, Japan
343   High Lonesome Wind, LLC   20-5600465   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
344   Hydra Investments 2007 Limited   97666   Active   Limited by Shares   Jersey   Group    Yes    28-30 The Parade, St Helier, JE1 1EQ, Jersey
345   I-4 Development Partners LLC       Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
346   Illinois Salt Fox Investments, LLC   46-1490923   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
347   Indiana TLP, LLC   20-2937198   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
348   Industrial Investments Germany GmbH & Co. KG   HRA43929   Active   Corporate Partnership (GmbH & Co. KG)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany
349   INFRASTRUCTURE INVESTMENT NO. 2 LTD.   65764   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    C/- Genesis Trust & Corporate Services, Compass Centre, Shedden Road, Po Box 448Gt Grand Cayman, Cayman Islands
350   JIG HOLDINGS LIMITED   0100-02-036303   Active   Private Company   Japan   Group    Yes    New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan
351   Leannta PPP Investments Limited (in voluntary liquidation)   491404   In Liquidation   Limited by Shares   Ireland   Group    Yes    First Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
352   Lien Data Services, LLC   20-2937206   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
353   Lightning Bolt Germany GmbH   HRB80214   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany
354   LISA Lange International Sarl   CH -217-3534284-8   Active   Société à Responsabilité Limitée   Switzerland   Group    Yes    1 Rue Hans Fries, c/o etude Andrey notaire, 1700, Fribourg, Switzerland
356   Look Fixations S.A.S.   397 727 397 RCS NEVERS   Active   Société par actions simplifiée   France   Group    Yes    Rue de la Pique, 58000, Nevers, France
357   MACQUARIE (JAPAN) LIMITED   0100-01-068766   Active   Private Company   Japan   Group    Yes    New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan


358   Macquarie AMC Investment REIT LLC       Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
359   Macquarie Canada MPIP GP Ltd.   839742-2   Active   Share Capital Corporation   Canada   Group    Yes    181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
360   Macquarie Canada MPIP LP Ltd.   839745-7   Active   Share Capital Corporation   Canada   Group    Yes    181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
361   Macquarie Canadian Investment Holdings Ltd.   6489800   Active   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
362   Macquarie Capital (Dubai) Limited   0740   Active   Public Company   United Arab Emirates   Group    Yes    Level 7, Building 6, Emaar Square, PO Box 506751, Dubai, United Arab Emirates
363   Macquarie Capital (Europe) Limited   03704031   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
364   Macquarie Capital (Europe) Limited UK Filial, Sweden   516404-9909   Active   Private Corporation   Sweden   Group    Yes    Biblioteksgatan 1, SE-111 46 Stockholm, Sweden
365   Macquarie Capital (Europe) Limited, Amsterdam Branch   34297902   Active       Netherlands   Group    Yes     
366   Macquarie Capital (Europe) Limited, Dublin Branch   905963   Active       Ireland   Group    Yes    1st Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
368   Macquarie Capital (Europe) Limited, Niederlassung Deutschland   HRB 82506   Active       Germany   Group    Yes     
370   Macquarie Capital (Europe) Limited, Paris Branch   478 586 167   Active   Foreign Limited Liability Company   France   Group    Yes     
372   MACQUARIE CAPITAL (HONG KONG) LIMITED   611405   Active   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
373   Macquarie Capital (India) Private Limited   11-90696   Active   Private Company   India   Group    Yes    92 Level 9, 2 North Avenue, Maker Maxity, Bandra Kurla Complex, Bandra East, Mumbai, Maharashtra, 400051, India
374   MACQUARIE CAPITAL (KOREA) LIMITED   104-81-64533   Active   Private Company   Korea, Republic of   Group    Yes    (3rd Floor, Hanwha Building, Sogong-dong), 109 Sogong-ro, Jung-gu, Seoul, 100-755, Korea, Republic of
375   MACQUARIE CAPITAL (MEXICO), S.A. de C.V.   MCM081013SY0   Active   Private Corporation   Mexico   Group    Yes    Av. Paseo de la Reforma No. 115 Ofnas 603 y 604, Col. Lomas de Chapultepec Delg. Miguel Hidalgo, C.P. 11000 Mexico D.F., Mexico
376   MACQUARIE CAPITAL (NEW ZEALAND) LIMITED   1952567   Active   Private Company   New Zealand   Group    Yes    Level 17, Lumley Centre, Shortland St, Auckland, New Zealand
377   MACQUARIE CAPITAL (SINGAPORE) PTE. LIMITED   199704430K   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
378   MACQUARIE CAPITAL (USA) INC   98-0141094   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
379   Macquarie Capital Acquisitions (Canada) Ltd.   002149053   Active   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
380   Macquarie Capital Acquisitions (Canada) No.2 Ltd   716740-7   Active   Share Capital Corporation   Canada   Group    Yes    335 8th Avenue South West, Royal Bank Building, Suite 1210, Calgary AB T2P 1C9, Canada
381   Macquarie Capital Argentina Pty Ltd (Sucursal Argentina)   1818250   Active       Argentina   Group    Yes    Av. Santa Fe 1592 - 4º piso , (C1060 ABO) , Buenos Aires, Argentina
382   Macquarie Capital Finance (Dubai) Limited   0736   Active   Private Company   United Arab Emirates   Group    Yes    Level 7, Building 6, Emaar Square, PO Box 506751, Dubai, United Arab Emirates
383   Macquarie Capital Funding LLC       Active   Limited Liability Company   United States   Group    Yes    c/o Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States
384   MACQUARIE CAPITAL GROUP LIMITED (UK BRANCH)   FC027878   Active       United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
385   Macquarie Capital Holdings (Canada) Ltd.   002149050   Active   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
386   Macquarie Capital Holdings (Dubai) Limited   0687   Active   Private Company   United Arab Emirates   Group    Yes    Level 7, Building 6, Emaar Square, PO Box 506751, Dubai, United Arab Emirates
387   Macquarie Capital Principal Holdings Canada Ltd   803092-8   Active   Share Capital Corporation   Canada   Group    Yes    181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
388   MACQUARIE CAPITAL SECURITIES (JAPAN) LIMITED   MC-134609   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    Po Box 309Gt, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands


389

  Macquarie Capital Securities (Philippines) Inc.   180496   Active   Private Company   Philippines   Group    Yes    Level 22, 6750 Office Tower, Ayala Avenue, Makati City 1226, Philippines

390

  Macquarie Capital US Acquisitions LLC   13-3789912   Active   Limited Liability Company   United States   Group    Yes    1209 Orange Street, Wilmington, New Castle DE 19801, United States

391

  MACQUARIE CAYMAN HOLDINGS 2 CO.   169009   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    M & C Corporate Services Limited, Po Box 309 Gt, Ugland House, South Church Street, George Town, Grand Cayman

392

  MACQUARIE CAYMAN HOLDINGS CO   168347   Active       Cayman Islands   Group    Yes    M & C Corporate Services Limited, Po Box 309 Gt, Ugland House, South Church Street, George Town, Grand Cayman

393

  MACQUARIE CORPORATE FINANCE LIMITED NIEDERLASSUNG DEUTSCHLAND   HRB52973   Active       Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany

394

  Macquarie Energy Investments LLC   26-2836378   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

395

  MACQUARIE EQUIPMENT LEASING SDN. BHD.   459515-H   Active   Private Company (SDN BHD)   Malaysia   Group    Yes    10th Floor, Menara Hap Seng, No. 1 & 3 Jalan P. Ramlee, 50250 Kuala Lumpur, Malaysia

396

  Macquarie Financial Holdings (USA) LLC   13-3789912   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

397

  MACQUARIE FUTURES (ASIA) LIMITED   111631   In Liquidation   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong

398

  Macquarie Germany Holdings GmbH   HRB 82733   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany

399

  Macquarie Germany Holdings GmbH & Cies S.E.N.C.   B142903   Active   Société en nom collectif   Luxembourg   Group    Yes    46, Place Guillaume II, L-1648 , Luxembourg

400

  MACQUARIE GLOBAL FINANCE SERVICES (MAURITIUS) LIMITED   068897C1/GBL   Active   Limited by Shares   Mauritius   Group    Yes    Les Cascades, Edith Cavell Street, Port-Louis, Mauritius

401

  Macquarie GP Limited   05488013   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

402

  Macquarie GP2 Limited   05718600   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

403

  MACQUARIE GROUP HOLDINGS NEW ZEALAND LIMITED   1952566   Active   Private Company   New Zealand   Group    Yes    Level 17, Lumley Centre, Shortland St, Auckland, New Zealand

404

  MACQUARIE GROUP NEW ZEALAND LIMITED   245979   Active   Private Company   New Zealand   Group    Yes    Level 17, Lumley Centre, Shortland St, Auckland, New Zealand

405

  MACQUARIE HOLDINGS (MEXICO), S.A. DE C.V.   MHM08101318A   Active   Private Corporation   Mexico   Group    Yes    Av. Paseo de la Reforma No. 115 Ofnas. 603 y 604, Colonia Lomas de Chapultepec Delg. Miguel Hidalgo C.P. , 11000 Mexico D.F., Mexico

406

  MACQUARIE INDIA HOLDINGS LIMITED   58341C1/GBL   Active   Limited by Shares   Mauritius   Group    Yes    Les Cascades, Edith Cavell Street, Port-Louis, Mauritius

407

  MACQUARIE INDIA INFRASTRUCTURE MANAGEMENT HOLDINGS PTE. LIMITED   200823500E   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore

408

  MACQUARIE INDIAN AIRPORTS TWO LIMITED   58340C2/GBL   To Be Liquidated   Limited by Shares   Mauritius   Group    Yes    Les Cascades, Edith Cavell Street, Port-Louis, Mauritius

409

  MACQUARIE INDUSTRIAL INVESTMENTS MALTA LIMITED   C41803   Active   Limited by Shares   Malta   Group    Yes    171 Old Bakery Street, Valletta VLT 1455, Malta

410

  Macquarie Infrastructure Developments LLC       Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

411

  MACQUARIE INFRASTRUCTURE HOLDINGS AG (in liquidation)   CH-170.3.028.960-5/   In Liquidation   Aktiengesellschaft (AG)   Switzerland   Group    Yes    Beethovenstrasse 9, 8002 Zurich, Switzerland

412

  MACQUARIE INTERNATIONAL HOUSING AND LAND CONSULTING (SHANGHAI) COMPANY LIMITED   310000400294785 (Jing An)   Active   Private Company   China   Group    Yes    5C, Dong Yi Building, 88 Chang Shu Road, Shanghai, China

413

  MACQUARIE INTERNATIONAL NEW YORK PARKING CO   169002   To Be Liquidated   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    M & C Corporate Services Limited, Po Box 309 Gt, Ugland House, South Church Street, George Town, Grand Cayman


414

  MACQUARIE INTERNATIONAL SC INVESTMENTS CO   169050   To Be Liquidated       Cayman Islands   Group    Yes    M & C Corporate Services Limited, Po Box 309 Gt, Ugland House, South Church Street, George Town, Grand Cayman

415

  MACQUARIE INTERNATIONAL SMALL CAP ROADS CO. (In Liquidation)       In Liquidation       Cayman Islands   Group    Yes    M & C Corporate Services Limited, Po Box 309 Gt, Ugland House, South Church Street, George Town, Grand Cayman

416

  MACQUARIE INVESTMENT (HONG KONG) LIMITED   36631   Active   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong

417

  MACQUARIE INVESTMENT ADVISORY (BEIJING) CO LTD   110000410210419   Active   Private Company   China   Group    Yes    Lvl 17, Tower E2, Beijing Oriental Plaza, No.1 East Chang An Avenue, Dongcheng District, Beijing, China

418

  MACQUARIE INVESTMENTS (SINGAPORE) LIMITED   WK-133809   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    Walker House, 87 Mary Street, Po Box 908, George Town, Grand Cayman, KY1-9005, Cayman Islands

419

  Macquarie Investments (UK) Limited   04104671   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

420

  Macquarie Investments 1 Limited   05582630   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

421

  MACQUARIE JAPAN INFRASTRUCTURE NO.1 PTY LIMITED (JAPAN BRANCH)   0100-03-012002   Active   Private Company   Japan   Group    Yes    New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan

422

  MACQUARIE JAPAN INFRASTRUCTURE NO.2 PTY LIMITED (JAPAN BRANCH)   0100-03-011932   Active   Private Company   Japan   Group    Yes    New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan

423

  MACQUARIE JAPAN INFRASTRUCTURE NO.4 PTY LIMITED (JAPAN BRANCH)   0100-03-012591   Active   Private Company   Japan   Group    Yes    New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan

424

  MACQUARIE MAURITIUS INVESTMENTS LIMITED   51142C1/GBL   Active   Limited by Shares   Mauritius   Group    Yes    Les Cascades, Edith Cavell Street, Port-Louis, Mauritius

425

  MACQUARIE MICROSTAR HOLDINGS INC   4508971   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

426

  Macquarie MLH, LLC       Active   Limited Liability Company   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States

427

  MACQUARIE NE HOLDINGS (SINGAPORE) PTE. LIMITED   200404077D   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore

428

  MACQUARIE NEW ZEALAND LIMITED   334868   Active   Private Company   New Zealand   Group    Yes    Level 17, Lumley Centre, Shortland St, Auckland, New Zealand

429

  MACQUARIE OIL AND GAS HOLDINGS INC   20-5426915   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

430

  MACQUARIE PETERBOROUGH HOSPITAL INVESTMENTS LIMITED   6349353   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

431

  MACQUARIE RENEWABLE ENERGY INC   26-1386300   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

432

  Macquarie Restorations Limited   07055620   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

433

  MACQUARIE SECURITISATION (HONG KONG) LIMITED   641342   Active   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong

434

  Macquarie Services (Mexico), S.A. de C.V.   MSM081013GR9   Active   Private Corporation   Mexico   Group    Yes    Av. Paseo de la Reforma No. 115 Ofnas 603 y 604, Col. Lomas de Chapultepec Delg. Miguel Hidalgo, C.P. 11000 Mexico D.F., Mexico

435

  Macquarie Sierra Investment Holdings Inc.   45-4703789   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County DE 19801, United States

436

  Macquarie Storage Investments Inc.       Active   Corporation   United States   Group    Yes     

437

  MACQUARIE TECHNOLOGIES (M) SDN BHD   392769-T   In Liquidation   Private Company (SDN BHD)   Malaysia   Group    Yes    10th Floor, Menara Hap Seng, No. 1 & 3 Jalan P. Ramlee, 50250 Kuala Lumpur, Malaysia

438

  Macquarie Technology Holdings (Malta) Limited - in members’ voluntary liquidation   C41050   In Liquidation   Limited by Shares   Malta   Group    Yes    171 Old Bakery Street, Valletta VLT 1455, Malta

439

  Macquarie Water Heater Rentals Holdings 2 LLC   26-1573148   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America


440

  Macquarie Water Heater Rentals Holdings LLC   26-0371235   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

441

  Macquarie Water Heater Rentals LLC   26-0371235   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

442

  Macquarie Zhaopin Holdings Limited   213181   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    Walker House, 87 Mary Street, George Town, Grand Cayman, KY1 9001, Cayman Islands

443

  Macquarie-PowerFin Solar, LLC       Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

444

  MCP Solar Assets Partners I LLC   26-1386300   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

445

  MCP Solar Assets Partners II LLC   26-2282798   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

446

  MEIF (UK) Limited   04866246   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

447

  MGJ HOLDINGS PTE. LIMITED   200708397H   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore

448

  MIAC HOLDINGS (US) INC.   26-4389136   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

449

  MIAC SERVICES INC.   26-4389305   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

450

  MIF US Investment Holdings LLC   20-8723490   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

451

  MIF US INVESTMENT PARTNERSHIP   20-8879012   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

452

  MIHI LLC   13-3789912   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

453

  MJL ACE LTD.   0100-02-032951   Dormant   Private Company   Japan   Group    Yes    New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan

454

  MJL BAY LTD.   0100-02-032952   Dormant   Private Company   Japan   Group    Yes    New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan

455

  Mongoose Acquisition LLC   810 610 205   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

456

  Monkwell Investments Limited   WK-133920   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands

457

  Moonstone Lien Investments, LLC   20-5336393   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

458

  MPFI INVESTMENTS LIMITED   451722   Active   Limited by Shares   Ireland   Group    Yes    First Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland

459

  New Jersey Boardwalk Lien Investments, LLC   90-0891597   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

460

  New World Gaming International S.a.r.l   B132283   Active   Société à Responsabilité Limitée   Luxembourg   Group    Yes    46, Place Guillaume II, L-1648 , Luxembourg

461

  New York Crystal Swan, LLC   46-1504548   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

462

  OLF, LLC   27-4650575   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

463

  One Call Debt Help LLC   26-33383464   Dormant   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States


464

  OW Funding Limited   205391   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    Walker House, Mary Street, Po Box 908Gt, George Town, Grand Cayman, Cayman Islands

465

  Pathglade Limited (in voluntary liquidation)   490262   In Liquidation   Limited by Shares   Ireland   Group    Yes    First Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland

466

  Poseidon Infrastructure InvestCo BVBA   0501.823.659   Active   Besloten vennootschap met beperkte aansprakelijkheid (BVBA)   Belgium   Group    Yes    De Keyserlei 5, kantoor 1602/B 2018 Antwerpen , Belgium

467

  Poseidon Infrastructure InvestCo Limited Partnership   LP15332   Active   Limited Partnership   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

468

  Poseidon Infrastructure InvestCo LP BVBA   0501.782.087   Active   Besloten vennootschap met beperkte aansprakelijkheid (BVBA)   Belgium   Group    Yes    De Keyserlei 5, kantoor 1602/A 2018 Antwerpen, Belgium

470

  Poseidon InvestCo GP Limited   08288421   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

471

  Presidio Partners LLC       Active   Limited Liability Company   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States

472

  RED HOLLOW WIND LLC   26-5600465   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

473

  Regal Capital Advisors, LLC   26-4167476   Active   Limited Liability Company   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States

474

  Regal Capital Group, LLC   26-4203808   Active   Limited Liability Company   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States

475

  Rossignol GmbH   CH -150.4.000.882-8   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Switzerland   Group    Yes    Rothusstrasse 19, Postfach 561, Hunenberg, Switzerland

476

  Rossignol Lange S.R.L.   P.I. 00351680079   Active   Societá a responsabilitá limitata (Srl)   Italy   Group    Yes    Via San Gaetano, 31044, Montebelluna, Italy

478

  Rossignol Osterreich GmbH   FN Innsbruck 30814   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Austria   Group    Yes    Valiergasse 62/I, A 6020, Innsbruck, Austria

479

  Rossignol Sci S.R.L.   00161930029   Active   Societá a responsabilitá limitata (Srl)   Italy   Group    Yes    Via Viviani Vincenzo 8, 20124 Milano, Italy

480

  Rossignol Ski Company, Incorporated   03-0258683   Active   Corporation   United States   Group    yes    1413 Center Drive, P.O. Box 981060, Park City UT 84098, United States

481

  Rossignol Ski Deutschland GmbH   HRB 7401   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Zielstattstrasse 9-11, 81379, Munchen, Germany

482

  Service Line Warranties of America, Inc.       Active   Corporation   United States   Group    Yes    CT Corporation System, 818 West 7th Street, Los Angeles CA 90017, United States

483

  Service Line Warranties of America, Inc.       Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States

484

  SiCURAnt InvestCo GP Limited   7163380   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

485

  Simply Wheelz LLC       Active   Limited Liability Company   United States   Group    Yes     

486

  Skis Dynastar S.A.S.   606 320 174 RCS ANNECY   Active   Société par actions simplifiée   France   Group    Yes    Route de Geneve, 74700, Sallanches, France

487

  Skis Dynastar, Inc   03-0265132   Active   Corporation   United States   Group    yes    1413 Center Drive, P.O. Box 981060, Park City UT 84098, United States

489

  Skis Rossignol de Espana, S.L.   B 08 - 266140   Active   S.L. (Limited Liability Company)   Spain   Group    Yes    Poligono Industrial, Santa Maria de Artes, 08271, Artes, Province de Barcelone, Spain

490

  Skis Rossignol S.A.S.   056 502 958 RCS GRENOBLE   Active   Société par actions simplifiée   France   Group    Yes    98 rue louis barren, 38430, Saint-Jean, de Moirans, France

491

  South Carolina Sandy Tyger Investments, LLC   80-0852389   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

492

  Specialty Finance Holdings, Inc.       Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

493

  Structural Support Systems Germany GmbH   HRB80040   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany

494

  TAIKANSAN KAIHATSU LIMITED   0100-02-017866   Active   Private Company   Japan   Group    Yes    New Otani Garden Court, 4-1 Kioi-cho, Chiyoda-ku, Tokyo, Japan

495

  TAURUS AEROSPACE GROUP INC.   26-1233254   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America


496

  TAURUS AEROSPACE GROUP LLC   26-1233254   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

497

  Taurus Aerospace Holdings, LLC       Active   Limited Liability Company   United States   Group    Yes     

498

  Tax Ease CA, LLC   20-5474013   Dormant   Limited Liability Company   United States   Group    Yes     

499

  Tax Ease Employee Services Company LLC   20-2937172   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

500

  Tax Ease FL REO, LLC   41-2228674   Dormant   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

501

  Tax Ease Funding GP LLC   75-3130887   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

502

  Tax Ease Funding Two, LLC   90-0909796   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

503

  Tax Ease Funding, LLC   75-3130885   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

504

  Tax Ease Holdings LLC   20-2937047   Active   Limited Liability Company   United States   Group    Yes     

505

  Tax Ease Lien Investments 1 LLC   20-2937080   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

506

  Tax Ease Lien Servicing LLC   26-4377481   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

507

  Tax Ease Ohio, LLC   20-2937103   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

508

  Tax Ease PA, Inc   42-1664041   Dormant   Corporation   United States   Group    Yes     

509

  Tax Ease, LP   75-3130882   Active   Limited Partnership   United States   Group    Yes     

510

  Tension Services Holdings GmbH   HRB80044   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany

511

  The Bluebell Transportation LLP   OC315196   Active   Limited Liability Partnership   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

512

  The Goonzaran LLP   OC315171   Active   Limited Liability Partnership   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

513

  Tristone Capital Global Inc.   2012853459   Active   Share Capital Corporation   Canada   Group    Yes    2020, 335 - 8th Avenue SW, Calgary AB T2P 1C9, Canada

514

  Tristone Capital Inc.   208568022   Active   Share Capital Corporation   Canada   Group    Yes    2020, 335 - 8th Avenue SW, Calgary AB T2P 1C9, Canada

515

  Tristone Capital Limited   5366079   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom

516

  Tristone Capital SA Ltd   2012712838   Active   Share Capital Corporation   Canada   Group    Yes    2020, 335 - 8th Avenue SW, Calgary AB T2P 1C9, Canada

517

  Tulare PV I LLC       Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

518

  Tulare PV II LLC       Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

519

  Utility Service Partners Private Label of Virginia Inc.   45-2982811   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States

520

  UTILITY SERVICE PARTNERS PRIVATE LABEL, INC.   20-4282684   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County DE 19801, United States

521

  UTILITY SERVICE PARTNERS, INC.   20-0258843   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America

522

  Winslow Lien Investments, LLC   20-2937224   Active   Limited Liability Company   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States

523

  Yorkton Capital Partners II Inc.   1449995   In Liquidation   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

524

  Yorkton Capital Partners Inc.   1430727   In Liquidation   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada


525

  Yorkton Partners 2001 Fund, LP   BIN 110589777   In Liquidation   Limited Partnership   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

526

  Yorkton Private Equity Limited Partnership   BIN: 101242931   In Liquidation   Limited Partnership   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

527

  Yorkton Private Equity Non-Resident Limited Partnership   BIN: 110078755   In Liquidation   Limited Partnership   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada

528

  Commerce and Industry Brokerage Inc.       Active   Corporation   United States   Group    Yes    c/o Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States

529

  Delaware Alternative Strategies   26-3816229   Active   Trust   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

530

  Delaware Asset Advisers   41-2183382   Active   Trust   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

531

  Delaware Capital Management   23-3061021   Active   Trust   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

532

  Delaware Capital Management Advisers, Inc.   27-1291359   Active   Corporation   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

533

  Delaware Distributors, Inc.   23-2226487   Active   Corporation   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

534

  Delaware Distributors, L.P.   23-2791871   Active   Limited Partnership   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

536

  Delaware Foundation Equity Fund   27-0567624   Liquidated (solvent)   Open-Ended Investment Company (OEIC)   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

537

  Delaware Global Opportunities Partners, Inc.   27-2437046   Active   Corporation   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

538

  Delaware Investment Advisers   23-2859590   Active   Trust   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

539

  Delaware Investments Fund Advisers       Active   Trust   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

541

  Delaware Management Business Trust   N/A   Active       United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

542

  Delaware Management Company   23-2859589       Trust   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

543

  Delaware Management Company, Inc.   13-3465352   Active   Corporation   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

544

  Delaware Management Holdings, Inc.   23-2693133   Active   Corporation   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

545

  Delaware Management Trust Company   23-2601407   Active   Trust   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

546

  Delaware Structured Assets Parnters, Inc.   26-4529419   Active   Corporation   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

547

  FINCH SECURITIES LIMITED   137357   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    Maples & Calder, Po Box 309Gt, Ugland House, South George Street, George Town, Grand Cayman, Cayman Islands

549

  Four Corners Capital Management, LLC   95-4881110   Active   Limited Liability Company   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States

550

  Goldman Sachs Commodity Alpha Beta Portfolio class C   N/A   Active   Fund   Luxembourg   Group    Yes    Grand Duchy of Luxembourg, Senningerberg, Luxembourg, 1736, Luxembourg

551

  Hermes BPK Greater China Fund (a sub-fund of Hermes BPK Funds PLC)       Active       Ireland   Group    Yes    c/o Citco Fund Services (Cayman Islands) Ltd., 89 Nexus Way, 2nd Floor, Camana Bay, P.O. Box 31106, Grand Cayman, KY1-1205, Cayman Islands

552

  Macquarie (Scotland) GP Limited   SC280388   Active Non-Trading   Limited by Shares   United Kingdom   Group    Yes    50 Lothian Road, Festival Square, Edinburgh Scotland EH3 9WJ

555

  MACQUARIE ABSOLUTE RETURN STRATEGIES GLOBAL LIMITED   30416   Active   Exempted Company Limited by Shares   Bermuda   Group    Yes    Washington Mall 1, 3rd Floor, Reid Street, Hamilton Hm 11, Bermuda

556

  Macquarie Advanced Investment Partners G.P. Ltd.   WK-211745   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands, KY1-1104, Cayman Islands

557

  Macquarie Affiliated Managers (USA) Inc.       Active   Corporation   United States   Group    Yes    c/o Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States


558   Macquarie Affiliated Managers Holdings (USA) Inc.   26-2103542   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
559   MACQUARIE AFRICA (PROPRIETARY) LIMITED   2000/001243/07   Active   Incorporated Private Company   South Africa   Group    Yes    Ground Floor, Colinton House, The Oval, 1 Oakdale Street, Newlands, 7700, South Africa
560   Macquarie Allegiance Capital, LLC       Active   Limited Liability Company   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States
561   MACQUARIE APTT MANAGEMENT PTE. LIMITED   201310241D   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
563   Macquarie Asia Pacific Private Equity Offshore Fund, L.P.   MC-25427   Active   Exempted Limited Partnership   Cayman Islands   Group    Yes    Maples Corporate Services Limited, P O Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
564   Macquarie Asian Leaders Segregated Portfolio       Active       Cayman Islands   Group    Yes    C/o Maples Corporate Services Limited, PO Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104, Cayman Islands
565   Macquarie Bank International Limited, Niederlassung Deutschland   HRB 189708   Active       Germany   Group    Yes    Sternstrasse 5, 80538 München, Germany
566   Macquarie Bank International Limited, Vienna Branch   FN 331748 s   Active       Austria   Group    Yes     
568   Macquarie Canadian Infrastructure Management Limited   793548-0   Active   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
569   Macquarie Capital CIS Holdings Pty Ltd (Russia Branch)   22407   Active       Russian Federation   Group    Yes    Naberezhnaya Tower, Block C, Presnenskaya emb., 10, 123317, Moscow, Russian Federation
570   Macquarie Capital Investment Management LLC   43-2082900   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
571   MACQUARIE CAPITAL PRODUCTS (NZ) LIMITED   2104407   Active   Private Company   New Zealand   Group    Yes    Level 17, Lumley Centre, Shortland St, Auckland, New Zealand
572   Macquarie Crop Partners GP, LLC   27-2279644   Active   Limited Liability Company   United States   Group    Yes    c/o Corporation Trust Company, 1209 Orange Street, Wilmington DE 19801, United States
573   MACQUARIE DYNAMIC MANAGEMENT (USA) INC   20-5962618   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
574   Macquarie European Alpha Master Fund   MC268820   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    C/o Maples Corporate Services Limited, PO Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104, Cayman Islands
575   Macquarie FG Holdings Inc.   26-2864605   Active   Corporation   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
576   Macquarie Fund Solutions   B143751   Active   Société Anonyme   Luxembourg   Group    Yes    69, route d’Esch, L-1470, Luxembourg
577   Macquarie Fund Solutions - Macquarie Emerging Markets Infrastructure Securities Fund       Active   Fund   Luxembourg   Group    Yes    69, route d’Esch, L-1470 Luxembourg, Grand Duchy of Luxembourg, Luxembourg
578   MACQUARIE FUNDS MANAGEMENT (USA) INC.   20-3783039   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
579   MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED   724745   Active   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
580   Macquarie Generation Management I, Inc.   27-3311627   Active   Corporation   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
581   Macquarie Generation Management II, Inc.   27-3314449   Active   Corporation   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
582   Macquarie Global Multi Events Segregated Portfolio       Active   Trust   Cayman Islands   Group    Yes    P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
583   MACQUARIE GLOBAL OPPORTUNITIES PARTNERS GP LTD   194165   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    c/o Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, Cayman Islands, KY1-1104, Cayman Islands
584   Macquarie Global Opportunities Partners LLC   20-8983535   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America


585   Macquarie Group Holdings (UK) No.4 Limited   7032532   Active   Limited by Guarantee   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
586   Macquarie HiTIP Management I, Inc.   27-3314559   Active   Corporation   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
587   MACQUARIE INFRASTRUCTURE ADVISORY (PHILIPPINES) INC.   CS201221372   Active   Private Company   Philippines   Group    Yes    Level 22, 6750 Office Tower, Ayala Avenue, Makati City 1226, Philippines
588   Macquarie Infrastructure and Real Assets (Dubai) Limited   0744   Active   Private Company   United Arab Emirates   Group    Yes    Level 7, Building 6, Emaar Square, PO Box 506751, Dubai, United Arab Emirates
589   Macquarie Infrastructure and Real Assets (Europe) Limited   03976881   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
590   Macquarie Infrastructure and Real Assets (Europe) Limited (Spain)       Active       Spain   Group    Yes     
591   Macquarie Infrastructure and Real Assets (Europe) Limited, Paris Branch   499 798 742   Active   Foreign Limited Liability Company   France   Group    Yes    41 Avenue George V, 75008, Paris, France
592   Macquarie Infrastructure and Real Assets (Hong Kong) Limited   623285   Active   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
593   Macquarie Infrastructure and Real Assets (India) Private Limited   U67190MH2013PTC241809   Active   Private Company   India   Group    Yes    92, Level 9, 2 North Avenue,, Maker Maxity, Bandra-Kurla Complex, , Bandra (East), Mumbai, Mumbai, Maharashtra, 400051, India
594   Macquarie Infrastructure and Real Assets (Sales) Canada Ltd   784370-4   Active   Share Capital Corporation   Canada   Group    Yes    181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
595   MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SINGAPORE) PTE. LIMITED   200513362E   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
596   Macquarie Infrastructure and Real Assets Canada Ltd.   418159-0   In Dissolution   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
597   Macquarie Infrastructure and Real Assets Inc.   20-8983572   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
598   Macquarie Infrastructure and Real Assets México, S.A. de C.V.   MCF090729QX6   Active       Mexico   Group    Yes    Paseo de la reforma 115, Piso 6, Colonia Lomas de Chapultepec, CP 11000, Mexico City D.F, Mexico
599   Macquarie Infrastructure and Real Assets SA   B138295   Active   Société Anonyme   Luxembourg   Group    Yes   

46, Place Guillaume II,

L-1648 , Luxembourg

600   Macquarie Infrastructure GP Limited   5755862   Dormant   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
601   MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED - SINGAPORE BRANCH   T06FC6823A   Active   Private Company   Singapore   Group    Yes    C/- Company Secretarial, Mezzanine Level, No. 1 Martin Place, Sydney NSW 2000, Australia
602   MACQUARIE INFRASTRUCTURE MANAGEMENT (USA) INC   20-0643354   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
603   Macquarie Infrastructure Partners Canada GP Ltd.   4339673   Active   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
604   Macquarie Infrastructure Partners II GP LLC       Active   Limited Liability Company   United States   Group    Yes    1209 Orange Street , Wilmington DE 19801, United States
605   Macquarie Infrastructure Partners III GP LLC   30-0777655   Active   Limited Liability Company   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
606   Macquarie Infrastructure Partners III, L.P.   80-0911644   Active   Limited Partnership   United States   Group    Yes    c/o CT Corporation, 1209 Orange Street, Wilmington DE 19801, United States
607   MACQUARIE INFRASTRUCTURE PARTNERS INC   20-4166306   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
608   Macquarie Infrastructure Partners U.S. GP LLC   20-8983572   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
609   Macquarie Infrastructure Philippines Limited   46726   Active   Exempted Mutual Fund Company   Bermuda   Group    Yes    ISIS Fund Services Limited, Penboss Building, 2nd Floor, 50 Parliament Street, Hamilton , HM 12, Bermuda
610   MACQUARIE INFRASTRUCTURE PRIVATE TRUSTEE COMPANY LIMITED   29003   Active       Bermuda   Group    Yes    ISIS Fund Services Limited, Penboss Building, 2nd Floor, 50 Parliament Street, Hamilton , HM 12, Bermuda


611   MACQUARIE INFRASTRUCTURE REINSURANCE COMPANY LIMITED   41533   Active   Limited by Shares   Bermuda   Group    Yes    Canons Court, 22 Victoria Street, Hamilton Hm 12, Bermuda
612   Macquarie International Advisory Limited   117787C   Active   Limited by Shares   Isle of Man   Group    Yes    33-37 Athol Street, Douglas, IM1 1LB, Isle of Man
613   MACQUARIE INVESTMENT MANAGEMENT (BERMUDA) LIMITED   41471   Active   Exempted Company Limited by Shares   Bermuda   Group    Yes    Clarendon House, 2 Church Street, Hamilton Hm11, Bermuda
614   Macquarie Investment Management Austria Kapitalanlage AG   FN 171881 t   Active   Aktiengesellschaft (AG)   Austria   Group    Yes    Kärntner Straße 28, 1010, Wien, Austria
615   Macquarie Investment Management Holdings (Austria) GmbH   FN 350922 m   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Austria   Group    Yes    Kärntner Straße 28, 1010 Wien, Austria
616   MACQUARIE INVESTMENT MANAGEMENT S.à r.l.   B108283   Active   Société à Responsabilité Limitée   Luxembourg   Group    Yes    46, Place Guillaume II, L-1648 , Luxembourg
617   Macquarie Investments 3 Limited   07012592   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
618   MACQUARIE KOREA ASSET MANAGEMENT CO., LTD.   104-81-76330   Active   Private Company   Korea, Republic of   Group    Yes    (9th Floor, Hanwha Building, Sogong-dong), 109 Sogong-ro, Jung-gu, Seoul, 100-755, Korea
619   MACQUARIE KOREA OPPORTUNITIES MANAGEMENT, LTD.   104-81-95716   Active   Private Company   Korea, Republic of   Group    Yes    (Hanwha Building, Sogong-dong), 109 Sogong-ro, Jung-gu, Seoul, 100-755, Korea, Republic of
620   Macquarie Management GmbH   HRB 74075   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany
621   Macquarie MEAP Holding Ltd.   2264114   In Dissolution   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
622   MACQUARIE MEXICO INFRASTRUCTURE MANAGEMENT, S.A. DE C.V.   Not Applicable   Active   Private Corporation   Mexico   Group    Yes    Gonzalez Calvillo, S.C., Montes Urales No. 632 Piso 3, Lomas de Chapultepec, 11000 Mexico, D.F., 11000, Mexico
623   Macquarie Mexico Real Estate Management, S.A. de C.V.   477795   Active   Private Corporation   Mexico   Group    Yes    Paseo de la reforma 115, Piso 6 Colonia Lomas de Chapultepec CP 11000, Mexico City, D.F. Mexico, Mexico
624   Macquarie NM Management I, Inc   27-3311477   Active   Corporation   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
625   Macquarie NM Management II, Inc.   27-3311556   Active   Corporation   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
626   MACQUARIE OFFSHORE MASTER FUND LIMITED   30414   Active   Exempted Company Limited by Shares   Bermuda   Group    Yes    Washington Mall 1, 3rd Floor, Reid Street, Hamilton Hm 11, Bermuda
627   MACQUARIE ONE LIMITED   OF2150   Active   Private Company   United Arab Emirates   Group    Yes    Al Tamimi & Company, 29Th Floor, Dubai World Trade Centre, Po Box 9275, Dubai, United Arab Emirates
628   Macquarie PA TAP Management I, Inc.   27-3314672   Active   Corporation   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
629   Macquarie Power Management Ltd.   4235312   In Dissolution   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
630   Macquarie Private Markets Fund GP S.à r.l   B162599   Active   Société à Responsabilité Limitée   Luxembourg   Group    Yes    4, rue Heinrich Heine, L-1720, Luxembourg
631   Macquarie Private Markets Fund S.C.A., SICAV-FIS   B162637   Active   Société en Commandite par actions (SCA)   Luxembourg   Group    Yes    4, rue Heinrich Heine, L-1720, Luxembourg
632   MACQUARIE REAL ESTATE ADVISORY SERVICES LLC   26-3872414   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
633   MACQUARIE REAL ESTATE KOREA LTD.   104-81-74725   Active   Private Company   Korea, Republic of   Group    Yes    (9th Floor, Hanwha Building, Sogong-dong), 109 Sogong-ro, Jung-gu, Seoul, 100-755, Korea
634   Macquarie Retail Management (Asia) Limited   998584   Active   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
635   MACQUARIE RETAIL REAL ESTATE MANAGEMENT LIMITED   1273174   Active   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
636   MACQUARIE SECURITIES (AUSTRALIA) LIMITED SHANGHAI REPRESENTATIVE OFFICE   310000500275474   Active   Branch / Representative Office   China   Group    Yes    Level 3, The Centre, 989 Chang Le Road, Shanghai, China
637   Macquarie Servicos Agricolas Limitada   11.988.470/001-21   Active   Private Corporation   Brazil   Group    Yes    727 -14 and -cjs. 1401 e 1402 , Ribeirao Preto, SP, Brazil 14026 - 040, Brazil
638   MACQUARIE SPECIALISED ASSET MANAGEMENT (BERMUDA) LIMITED   EC#39329   Active   Exempted Company Limited by Shares   Bermuda   Group    Yes    ISIS Fund Services Limited, Penboss Building, 2nd Floor, 50 Parliament Street, Hamilton , HM 12, Bermuda


639   Macquarie Structured Products (International) Limited (Registered as an external Company in South Africa)   2009/012427/10   Active   Incorporated Private Company   South Africa   Group    Yes    Level 6, The District, 41 Sir Lowry Road, Woodstock, Cape Town, Western Province, 7925, South Africa
640   MACQUARIE TREASURY MANAGEMENT LTD.   28999   Active   Exempted Company Limited by Shares   Bermuda   Group    Yes    ISIS Fund Services Limited, Penboss Building, 2nd Floor, 50 Parliament Street, Hamilton , HM 12, Bermuda
641   Macquarie Treuvermögen GmbH   HRB 76979   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany
642   Macquarie UK Power Investments Limited   8248121   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
643   MAP II GP Limited   MC-257951   Active   Exempted Company Limited by Shares   Cayman Islands   Group    Yes    Maples & Calder, Po Box 309, Ugland House, South George Street, George Town, Grand Cayman, KY1-1104, Cayman Islands
644   MGOP Feeder I GP LLC   20-8983572   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
645   MPF Nominees Limited   8499211   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
646   MQ ABSOLUTE RETURN STRATEGIES - ASIA   MC-162571   To Be Liquidated   Fund   Cayman Islands   Group    Yes    M & C Corporate Services Limited, Po Box 309 Gt, Ugland House, South Church Street, George Town, Grand Cayman
647   MXMM GmbH in Liquidation   FN215363K   In Liquidation   Gesellschaft mit beschränkter Haftung (GmbH)   Austria   Group    Yes    Kärntner Straße 28, 1010 Wien, Austria
648   NWG Canada Investments Ltd.   BC0883591   Active   Share Capital Corporation   Canada   Group    Yes    Blake, Cassels & Graydon LLP, 595 Burrard Street, P.O. Box 49314, Suite 2600, Three Bentall Centre, Vancouver BC V7X 1L3, Canada
649   PADUA MG HOLDINGS LLC   26-1286651   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
650   Retirement Financial Services, Inc.   23-2828161   Active   Corporation   United States   Group    Yes    CSC, 2711 Centerville Road, Suite 400, Wilmington DE 19808, United States
657   YBR Feeder GP Limited   5532426   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
658   AMAZON PARTICIPACOES DO BRASIL S.A.   08.266.585/0001-04   In Dissolution   Private Company   Brazil   Group    Yes    Rua Jeronimo Da Veiga 45, Conjunto 142, Building Office Tower, Itaim 04536-000, Sao Paulo, Brasil
659   Bruna Moon S.L.   B64188642   Active   S.L. (Limited Liability Company)   Spain   Group    Yes    Plaza de los Luceros, no.1, Planta 4, Alicante, Spain
660   Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC       Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
661   Fox-Pitt Kelton Cochran Caronia Waller LLC   06-1058201   Active   Limited Liability Company   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
662   Fox-Pitt, Kelton Group Limited   02897779   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
663   Fox-Pitt, Kelton Limited   01601171   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
664   Fox-Pitt, Kelton N.V.   32157   Active   Naamloze vennootschap (NV)   Curaçao   Group    Yes    Schottegatweg Oost 44, Curacao, Netherlands Antilles
665   FPK Capital I CIP GP Limited   99228   Active   Limited by Shares   Jersey   Group    Yes    Lime Grove House, Green Street, St Helier, JE1 2ST, Jersey
666   FPK Capital I CIP L.P.   989   Active   Limited Partnership   Jersey   Group    Yes    Lime Grove House, Green Street, St Helier, JE1 2ST, Jersey
667   Macquarie (Europe) Nominees Limited   6612064   Dormant   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
668   MACQUARIE ASIA STRUCTURED TRANSACTIONS LIMITED   1049991   Active   Limited by Shares   Virgin Islands, British   Group    Yes    Romasco Place, Wickhams Cay 1, P. O. Box 3140, Road Town, Tortola, VG1110, Virgin Islands, British
669   MACQUARIE ASIA STRUCTURED TRANSACTIONS LIMITED (SINGAPORE BRANCH)   T07FC7008F   Active       Singapore   Group    Yes    Registered Address of Branch :, 10 Marina Boulevard, #17-01, Tower 2, Marina Bay Financial Centre, Singapore 018983, Singapore
670   MACQUARIE BANK LIMITED (HONG KONG BRANCH)   F18649   Active       Hong Kong   Group    Yes    Level 3, 25 National Circuit, Forrest ACT 2603, Australia


671   Macquarie Beteiligungstreuhand GmbH   HRB 232767   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Kaiserstraße 15, 76646 Bruchsal, Germany
672   Macquarie Capital Markets Canada Ltd./Marchés Financiers Macquarie Canada Ltée.   565608   Active   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
673   Macquarie Capital Markets North America Ltd./Marchés Financiers Macquarie Amérique Du Nord Ltée.   1079073   Active   Share Capital Corporation   Canada   Group    Yes    Brookfield Place, 181 Bay Street, Suite 3100, Toronto ON M5J 2T3, Canada
674   MACQUARIE CAPITAL SECURITIES (INDIA) PRIVATE LIMITED   11-89592   Active   Private Company   India   Group    Yes    92 Level 9, 2 North Avenue, Maker Maxity, Bandra Kurla Complex, Bandra East, Mumbai, Maharashtra, 400051, India
675   MACQUARIE CAPITAL SECURITIES (JAPAN) LIMITED (TOKYO BRANCH)   0100-03-012063   Active   Private Company   Japan   Group    Yes    Po Box 309Gt, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands
676   MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN. BHD.   463469-W   Active   Limited by Shares   Malaysia   Group    Yes    10th Floor, Menara Hap Seng, No. 1 & 3 Jalan P. Ramlee, 50250 Kuala Lumpur, Malaysia
677   MACQUARIE CAPITAL SECURITIES (MAURITIUS) LIMITED   15184/2070C1/GBL   Active   Private Corporation   Mauritius   Group    Yes    Les Cascades, Edith Cavell Street, Port-Louis, Mauritius
678   MACQUARIE CAPITAL SECURITIES (SINGAPORE) PTE. LIMITED   198702912C   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
679   Macquarie Capital Securities Limited   135973   Active   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
680   MACQUARIE CAPITAL SECURITIES LIMITED (SEOUL BRANCH)   110-84-02227   Dormant   Private Company   Korea, Republic of   Group    Yes    (Hanwha Building, Sogong-dong), 109 Sogong-ro, Jung-gu, Seoul, 100-755, Korea, Republic Of
681   MACQUARIE CAPITAL SECURITIES LIMITED (TAIWAN BRANCH)   89407381   Active   Private Company   Taiwan   Group    Yes    5F, 2 Fusing S. Road, Sec 1, Taipei 10492, Taiwan
682   Macquarie DD1 (USA) Inc.   27-3815985   Active   Corporation   United States   Group    Yes    CT Corporation System, 1209 Orange Street, Wilmington DE 19801, United States
683   Macquarie Denmark Limited A/S   29318190   Active   Aktieselskab (AS)   Denmark   Group    Yes    Harbour House, Sundkrogsgade 21, 2100, Copenhagen, Denmark
684   MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LIMITED   200408424K   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
685   MACQUARIE EMERGING MARKETS ASIAN TRADING PTE. LIMITED (Non-Hong Kong Company)   F18440   Active       Hong Kong   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
686   MACQUARIE EQUITIES (ASIA) LIMITED   485394   In Liquidation   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
687   MACQUARIE EQUITIES BRASIL ADMINISTRACAO DE FUNDOS E PARTICIPACAO LTDA   04.317.671/0001-31   In Dissolution   Private Company   Brazil   Group    Yes    Rua Jeronimo Da Veiga 45, Conjunto 142, Building Office Tower, Itaim 04536-000, Sao Paulo, Brasil
688   Macquarie Equity Products (UK) Limited (in voluntary strike off)   06294706   Strike Off Requested   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
689   Macquarie European Investment Holdings Limited   06146573   Active Non-Trading   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
690   MACQUARIE FINANCE (INDIA) PRIVATE LIMITED   U65999MH2009PTC190863   Active   Private Company   India   Group    Yes    92 Level 9, 2 North Avenue, Maker Maxity, Bandra Kurla Complex, Bandra East, Mumbai, Maharashtra, 400051, India
691   Macquarie Financial Trustees (Proprietary) Limited   2007/030612/07   Active   Limited by Shares   South Africa   Group    Yes    The District, Level 6, 41-45 Sir Lowry Road, Woodstock, Capetown, 7925, South Africa
692   Macquarie France SARL   481 104 479 R.C.S. Paris   Active   Société à Responsabilité Limitée   France   Group    Yes    26-28 rue de Londres, 75009 Paris, France
693   Macquarie Hong Kong Finance Limited   MC-199805   Active   Private Corporation   Cayman Islands   Group    Yes    C/-M&C Corporate Services Limited, Po Box 309Gt, Ugland House,, Sth Church St, George Town, Grand Cayman, Cayman Islands
695   Macquarie International Holdings Limited   04125302   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
696   Macquarie Internationale Investments Limited   04957256   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
697   Macquarie Investments (Proprietary) Limited   2009/012283/07   Active   Incorporated Private Company   South Africa   Group    Yes    Level 6, The District, 41 Sir Lowry Road, Woodstock, Cape Town, Western Province, 7925, South Africa


698   Macquarie Investments Deutschland GmbH   HRB 74953   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany
699   Macquarie Offshore Services Pty Ltd - Philippine Branch   FS200805155   Active       Philippines   Group    Yes    30/F Tower 1, The Enterprise Centre, Ayala Avenue, Makati City, Philippines
700   Macquarie Physical Metals (USA) Inc.   45-1622999   Active   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County DE 19801, United States
701   MACQUARIE PRINCIPAL (SINGAPORE) PTE. LTD.   200703284G   Active   Private Company   Singapore   Group    Yes    10 Marina Boulevard, #17-01 Tower 2 Marina Bay Financial Centre, SINGAPORE 018983, Singapore
702   MACQUARIE SECURITIES (NZ) LIMITED   1748511   Active   Private Company   New Zealand   Group    Yes    Level 17, Lumley Centre, Shortland St, Auckland, New Zealand
703   MACQUARIE SECURITIES (THAILAND) LIMITED   0105539119915   Active   Private Company   Thailand   Group    Yes    28th Floor, CRC Tower, All Seasons Place, 87/2 Wireless Road, Lumpini, Patumwan, Bangkok 10330, Thailand
704   Macquarie Securities (UK) Limited (in voluntary strike off)   7283920   Strike Off Requested   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom
705   MACQUARIE SECURITIES KOREA LIMITED   104-81-99444   Active   Private Company   Korea, Republic of   Group    Yes    (3rd Floor, Hanwha Building, Sogong-dong), 109 Sogong-ro, Jung-gu, Seoul, 100-755, Korea, Republic of
706   MACQUARIE SECURITIES SOUTH AFRICA (PROPRIETARY) LIMITED   2006/023546/07   Active   Incorporated Private Company   South Africa   Group    Yes    The District, Level 6, 41-45 Sir Lowry Road, Woodstock, Cape Town, 7925, South Africa
707   Macquarie Structured Products (Europe) GmbH   HRB 87430   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Untermainanlage 1, 60329 Frankfurt am Main, Germany
708   Macquarie Structured Securities (Europe) Public Limited Company   489855   Active   Public Limited Company   Ireland   Group    Yes    First Floor, Connaught House, 1 Burlington Road, Dublin 4, Ireland
709   Macquarie Trustees South Africa (Proprietary) Limited   2007/035961/07   Active   Limited by Shares   South Africa   Group    Yes    The District, Level 6, 41-45 Sir Lowry Road, Woodstock, Capetown, 7925, South Africa
710   Macquarie Verwaltungs GmbH   HRB 232580   Active   Gesellschaft mit beschränkter Haftung (GmbH)   Germany   Group    Yes    Kaiserstraße 15, 76646 Bruchsal, Germany
711   NDI NO.1 LLC   n/a   To Be Liquidated   Corporation   United States   Group    Yes    The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801, United States Of America
712   PT Macquarie Capital Securities Indonesia   09.03.1.67.21972   Active   Private Company   Indonesia   Group    Yes    Indonesia Stock Exchange Tower 1, 8th Floor, Jl. Jend. Sudirman Kav. 52-53, Jakarta 12190, Indonesia
713   THE MACQUARIE TOPI40 INVESTMENT TRUST       Dormant       South Africa   Group    Yes     
714   THE MF TRUST   IT1872/2007   Active       South Africa   Group    Yes    Level 6, The District, 41 Sir Lowry Road, Woodstock, Cape Town, Western Province, 7925, South Africa
715   CHINA PROPERTY INVESTMENTS LIMITED   46527C1/GBL   Active   Limited by Shares   Mauritius   Group    Yes    Les Cascades, Edith Cavell Street, Port-Louis, Mauritius
716   FIRST CHINA PROPERTY GROUP LIMITED   779889   In Liquidation   Limited by Shares   Hong Kong   Group    Yes    Level 18, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
717   Macquarie Real Estate Investments Europe Limited   6421191   Active   Limited by Shares   United Kingdom   Group    Yes    Ropemaker Place, 28 Ropemaker Street, London, EC2Y 9HD, United Kingdom


SCHEDULE IV

OTHER MATERIALS

The “Other Materials” are limited to the materials attached to this Schedule IV.

None.

 

Schedule IV-1


SCHEDULE V

EXCLUDED INFORMATION

Excluded Information consists of the items encircled in the attached pages from the Prospectus.

(see attached)

 

Schedule IV-1


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SCHEDULE VI

FORM OF OFFICER’S CERTIFICATES

MACQUARIE LEASING PTY LIMITED

OFFICER’S CERTIFICATE

[            ], 20[ ]

Reference is made to the US$ Underwriting Agreement, dated [            ], 20[ ] (the “Underwriting Agreement”) among (i) Perpetual Trustee Company Limited in its capacity as trustee of the SMART ABS Series 2013-2US Trust (the “Issuer Trustee”); (ii) Macquarie Securities Management Pty Limited (the “Manager”); (iii) Macquarie Leasing Pty Limited (“MLPL”) and (iv) [            ], as Underwriter and as Representative of [            ],[            ], and [            ]. as the several Underwriters. Capitalized terms used but not defined herein have the meanings assigned to them in the Underwriting Agreement.

The undersigned, [•], in [his][her] capacity as [•] of MLPL, and not in [his][her] personal capacity, hereby certifies that [he][she] has reviewed the Underwriting Agreement, the Time of Sale Information, the Other Materials and the Prospectus and that in relation to MLPL:

 

  (a) the representations and warranties of MLPL contained in the Underwriting Agreement are true and correct on and as of the Closing Date, the representations and warranties of MLPL in the Transaction Documents are true and correct as of the dates as of which they are made therein and MLPL shall have complied with all material agreements and all material conditions on its part to be performed or satisfied hereunder and under the Transaction Documents at or prior to the Closing Date;

 

  (b) since the respective dates as of which information is provided in the Time of Sale Information, the Other Materials and the Prospectus, there has not been any material adverse change or any development involving a likely material adverse change, in or affecting the business, management, financial position, stockholders’ equity or results of operations of MLPL or Macquarie Bank Limited, taken as a whole, otherwise than as set forth or contemplated in the Time of Sale Information, the Other Materials and the Prospectus.

[SIGNATURES APPEAR ON THE FOLLOWING PAGE]

 

Schedule VI-1


IN WITNESS WHEREOF, the undersigned has executed this certificate as of the date first above written.

 

SIGNED BY:  
      

Name:

Title:

 

 

Schedule VI-2


MACQUARIE SECURITIES MANAGEMENT PTY LIMITED

OFFICER’S CERTIFICATE

[            ], 20[ ]

Reference is made to the US$ Underwriting Agreement, dated [            ], 20[ ] (the Underwriting Agreement) among (i) Perpetual Trustee Company Limited in its capacity as trustee of the SMART ABS Series 2013-2US Trust (the “Issuer Trustee”); (ii) Macquarie Securities Management Pty Limited (the “Manager”); (iii) Macquarie Leasing Pty Limited (“MLPL”); and (iv) [            ], as Underwriter and as Representative of [            ],[            ] and [            ] as the several Underwriters. Capitalized terms used but not defined herein have the meanings assigned to them in the Underwriting Agreement.

The undersigned, [•], in [his][her] capacity as [•] of the Manager, and not in [his][her] personal capacity, hereby certifies that [he][she] has reviewed the Underwriting Agreement, the Time of Sale Information, the Other Materials and the Prospectus and that in relation to the Manager:

 

  (a) the representations and warranties of the Manager contained in the Underwriting Agreement are true and correct on and as of the Closing Date, the representations and warranties of the Manager in the Transaction Documents are true and correct as of the dates as of which they are made therein and the Manager shall have complied with all material agreements and all material conditions on its part to be performed or satisfied hereunder and under the Transaction Documents at or prior to the Closing Date;

 

  (b) since the respective dates as of which information is provided in the Time of Sale Information, the Other Materials and the Prospectus, there has not been any material adverse change or any development involving a likely material adverse change, in or affecting the business, management, financial position, stockholders’ equity or results of operations of the Manager or Macquarie Bank Limited, taken as a whole, otherwise than as set forth or contemplated in the Time of Sale Information, the Other Materials and the Prospectus.

[SIGNATURES APPEAR ON THE FOLLOWING PAGE]

 

Schedule VI-3


IN WITNESS WHEREOF, the undersigned has executed this certificate as of the date first above written.

 

SIGNED BY:  
      

Name:

Title:

 

 

Schedule VI-4


SCHEDULE VII

RATING AGENCY INFORMATION

None.

 

Schedule VII


SCHEDULE VIII

SELLING CONCESSIONS AND REALLOWANCE DISCOUNTS

 

     Selling
Concessions
  Reallowance
Discount

Class A-1 Notes

   0.060%   0.030%

Class A-2a Notes

   0.120%   0.060%

Class A-2b Notes

   0.120%   0.060%

Class A-3a Notes

   0.171%   0.086%

Class A-3b Notes

   0.171%   0.086%

Class A-4a Notes

   0.218%   0.109%

Class A-4b Notes

   0.218%   0.109%

 

Schedule VIII


Table of Contents

 

1.

  PURCHASE AND SALE      4   

2.

  OFFERING      6   

3.

  DELIVERY AND PAYMENT      6   

4.

  REPRESENTATIONS, WARRANTIES AND COVENANTS BY UNDERWRITERS      6   

5.

  REPRESENTATIONS AND WARRANTIES OF THE MACQUARIE PARTIES AND THE ISSUER TRUSTEE      9   

6.

  COVENANTS AND AGREEMENTS BY THE MANAGER, MLPL AND THE ISSUER TRUSTEE      19   

7.

  CONDITIONS TO THE OBLIGATIONS OF THE UNDERWRITERS      24   

8.

  INDEMNIFICATION AND CONTRIBUTION      27   

9.

  TERMINATION      31   

10.

  EFFECTIVENESS OF AGREEMENT; DEFAULT OF UNDERWRITERS      31   

11.

  EXPENSES      32   

12.

  CONSENT TO JURISDICTION; APPOINTMENT OF AGENT TO ACCEPT SERVICE OF PROCESS      32   

13.

  FOREIGN TAXES      33   

14.

  WAIVER OF IMMUNITIES      33   

15.

  JUDGMENT CURRENCY      33   

16.

  COMPUTATIONAL MATERIALS, ABS INFORMATIONAL MATERIALS AND ELECTRONIC COPY OF PRELIMINARY PROSPECTUS      34   

17.

  CERTAIN MATTERS RELATING TO THE ISSUER TRUSTEE      34   

18.

  SUCCESSORS      35   

19.

  ACTIONS BY REPRESENTATIVE; NOTICES      36   

20.

  ABSENCE OF FIDUCIARY RELATIONSHIP      37   

21.

  COUNTERPARTS      37   

22.

  INVESTMENT IN THE US$ NOTES      37   

23.

  AMENDMENTS; WAIVERS.      38   

24.

  HEADINGS.      38   

25.

  SEVERABILITY      38   

26.

  GOVERNING LAW      38   

27.

  WAIVER OF JURY TRIAL      38   

 

-i-


Schedule I   Purchase Commitments
Schedule II   List of Section 128F(9) Associates of the Issuer Trustee
Schedule III   List of Section 128F(9) Associates of the Macquarie Parties
Schedule IV   Other Materials
Schedule V   Excluded Information
Schedule VI   Forms of Officer’s Certificates
Schedule VII   Rating Agency Information
Schedule VIII   Selling Concessions and Reallowance Discounts

 

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