0001445546-19-002889.txt : 20190702 0001445546-19-002889.hdr.sgml : 20190702 20190702104634 ACCESSION NUMBER: 0001445546-19-002889 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED FUND V CENTRAL INDEX KEY: 0001549548 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35995 FILM NUMBER: 19935660 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 8-A12B/A 1 etf5_8aa.txt AMENDED REGISTRATION OF CERTAIN CLASSES OF SECURITIES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIRST TRUST EXCHANGE-TRADED FUND V -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) MASSACHUSETTS See Exhibit 1 ---------------------------------------- ------------------------------------- (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ---------------------------------------------------- ------------------ (Address of Principal Executive Offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: NAME OF EACH EXCHANGE TITLE OF EACH CLASS ON WHICH EACH CLASS TO BE SO REGISTERED IS TO BE REGISTERED Common Shares of Beneficial Interest, NYSE Arca, Inc. $.01 par value per share, of First Trust Managed Futures Strategy Fund (formerly First Trust Morningstar Managed Futures Strategy Fund) If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), check the following box. [X] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d), check the following box. [_] Securities Act registration statement file number to which this form relates: 333-181507. Securities to be registered pursuant to Section 12(g) of the Act: None -------------------------------------------------- TITLE OF EACH CLASS TO BE REGISTERED INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED The securities to be registered hereunder are common shares of beneficial interest, $0.01 par value per share (the "Shares"), of the First Trust Managed Futures Strategy Fund (formerly First Trust Morningstar Managed Futures Strategy Fund), a series of the First Trust Exchange-Traded Fund V (the "Registrant"). This amendment is being filed in connection with a change to the name and investment strategy of the First Trust Morningstar Managed Futures Strategy Fund. Upon the effectiveness of the Registration Statement referenced below, the First Trust Morningstar Managed Futures Strategy Fund will be known as the First Trust Managed Futures Strategy Fund. The Trust has filed an amendment to its application for listing of the Shares of the Funds which has been approved by NYSE Arca, Inc. A description of the Shares is contained in the Preliminary Prospectus, which is a part of the Registration Statement on Form N-1A (Registration Nos. 333-181507 and 811-22709), filed with the Securities and Exchange Commission on June 28, 2019. Such description is incorporated by reference herein. ITEM 2. EXHIBITS Pursuant to the "Instruction as to Exhibits" of Form 8-A, no exhibits are filed herewith or incorporated by reference. SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. FIRST TRUST EXCHANGE-TRADED FUND V By: /s/ W. Scott Jardine ----------------------------------- W. Scott Jardine, Secretary July 2, 2019 Exhibit 1 -------------------------------------------- ---------------------------------- FUND I.R.S. EMPLOYER IDENTIFICATION NO. -------------------------------------------- ---------------------------------- First Trust Managed Futures Strategy Fund 90-0988648