0001445546-13-003488.txt : 20130725
0001445546-13-003488.hdr.sgml : 20130725
20130725162846
ACCESSION NUMBER: 0001445546-13-003488
CONFORMED SUBMISSION TYPE: 8-A12B/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130725
DATE AS OF CHANGE: 20130725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED FUND V
CENTRAL INDEX KEY: 0001549548
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 8-A12B/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35995
FILM NUMBER: 13986738
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
8-A12B/A
1
etf5_8aa.txt
AMENDED REGISTRATION OF CERTAIN CLASSES OF SECURITIES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
AMENDMENT NO. 1 TO
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
FIRST TRUST EXCHANGE-TRADED FUND V
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(Exact name of registrant as specified in its charter)
MASSACHUSETTS See Exhibit 1
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(State of Incorporation or Organization) (I.R.S. Employer Identification No.)
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
---------------------------------------------------- ------------------
(Address of Principal Executive Offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
NAME OF EACH EXCHANGE
TITLE OF EACH CLASS ON WHICH EACH CLASS
TO BE SO REGISTERED IS TO BE REGISTERED
Common Shares of Beneficial Interest, NYSE Arca
$.01 par value per share,
of
First Trust Morningstar Managed
Futures Strategy Fund
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A. (c), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A. (d), check the following box. [_]
Securities Act registration statement file number to which this form relates:
333-181507.
Securities to be registered pursuant to Section 12(g) of the Act:
None
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TITLE OF EACH CLASS TO BE REGISTERED
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED
The securities to be registered hereunder are common shares of beneficial
interest, $.01 par value per share (the "Shares"), of the First Trust
Morningstar Managed Futures Strategy Fund (the "Fund"), a series of the First
Trust Exchange-Traded Fund V (the "Registrant"). An application for listing of
the Shares of the Fund has been filed with and approved by NYSE Arca. A
description of the Shares is contained in the Preliminary Prospectus, which is a
part of the Registration Statement on Form N-1A (Registration Nos. 333-181507
and 811-22709), filed with the Securities and Exchange Commission on July 23,
2013. Such description is incorporated by reference herein.
ITEM 2. EXHIBITS
Pursuant to the "Instruction as to Exhibits" of Form 8-A, no exhibits are
filed herewith or incorporated by reference.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
FIRST TRUST EXCHANGE-TRADED FUND V
By: /s/ W. Scott Jardine
-----------------------------------
W. Scott Jardine, Secretary
July 25, 2013
Exhibit 1
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FUND I.R.S. EMPLOYER IDENTIFICATION NO.
--------------------------------------------- ----------------------------------
First Trust Morningstar Managed Futures 90-0988648
Strategy Fund