The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 151,569 | 128,448 | SH | SOLE | 0 | 128,448 | 0 | 0 | ||
| AVIDITY BIOSCIENCES INC | COM | 05370A108 | 19,632,962 | 427,454 | SH | SOLE | 0 | 427,454 | 0 | 0 | ||
| AXSOME THERAPEUTICS INC | COM | 05464T104 | 66,369,265 | 738,503 | SH | SOLE | 0 | 738,503 | 0 | 0 | ||
| BAXTER INTL INC | COM | 071813109 | 415,392 | 10,940 | SH | SOLE | 0 | 10,940 | 0 | 0 | ||
| CIDARA THERAPEUTICS INC | COM NEW | 171757206 | 859,011 | 79,908 | SH | SOLE | 0 | 79,908 | 0 | 0 | ||
| CME GROUP INC | COM | 12572Q105 | 412,174 | 1,868 | SH | SOLE | 0 | 1,868 | 0 | 0 | ||
| DOW INC | COM | 260557103 | 378,804 | 6,934 | SH | SOLE | 0 | 6,934 | 0 | 0 | ||
| EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 102,850 | 10,658 | SH | SOLE | 0 | 10,658 | 0 | 0 | ||
| EXELON CORP | COM | 30161N101 | 428,816 | 10,575 | SH | SOLE | 0 | 10,575 | 0 | 0 | ||
| FASTENAL CO | COM | 311900104 | 418,093 | 5,854 | SH | SOLE | 0 | 5,854 | 0 | 0 | ||
| GENUINE PARTS CO | COM | 372460105 | 377,136 | 2,700 | SH | SOLE | 0 | 2,700 | 0 | 0 | ||
| HASBRO INC | COM | 418056107 | 457,352 | 6,324 | SH | SOLE | 0 | 6,324 | 0 | 0 | ||
| HORMEL FOODS CORP | COM | 440452100 | 378,783 | 11,949 | SH | SOLE | 0 | 11,949 | 0 | 0 | ||
| INTERPUBLIC GROUP COS INC | COM | 460690100 | 406,351 | 12,847 | SH | SOLE | 0 | 12,847 | 0 | 0 | ||
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,268,366 | 23,123 | SH | SOLE | 0 | 23,123 | 0 | 0 | ||
| JOHNSON CTLS INTL PLC | SHS | G51502105 | 428,252 | 5,518 | SH | SOLE | 0 | 5,518 | 0 | 0 | ||
| KROGER CO | COM | 501044101 | 417,373 | 7,284 | SH | SOLE | 0 | 7,284 | 0 | 0 | ||
| KURA ONCOLOGY INC | COM | 50127T109 | 10,816,211 | 553,542 | SH | SOLE | 0 | 553,542 | 0 | 0 | ||
| LAUDER ESTEE COS INC | CL A | 518439104 | 345,127 | 3,462 | SH | SOLE | 0 | 3,462 | 0 | 0 | ||
| LKQ CORP | COM | 501889208 | 350,697 | 8,785 | SH | SOLE | 0 | 8,785 | 0 | 0 | ||
| MCCORMICK & CO INC | COM NON VTG | 579780206 | 347,306 | 4,220 | SH | SOLE | 0 | 4,220 | 0 | 0 | ||
| MCDONALDS CORP | COM | 580135101 | 443,612 | 1,457 | SH | SOLE | 0 | 1,457 | 0 | 0 | ||
| MEDTRONIC PLC | SHS | G5960L103 | 424,401 | 4,714 | SH | SOLE | 0 | 4,714 | 0 | 0 | ||
| OMNICOM GROUP INC | COM | 681919106 | 425,967 | 4,120 | SH | SOLE | 0 | 4,120 | 0 | 0 | ||
| OPEN LENDING CORP | COM | 68373J104 | 73,440 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | ||
| SNAP ON INC | COM | 833034101 | 400,090 | 1,381 | SH | SOLE | 0 | 1,381 | 0 | 0 | ||
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 29,756,291 | 324,107 | SH | SOLE | 0 | 324,107 | 0 | 0 | ||
| STANLEY BLACK & DECKER INC | COM | 854502101 | 363,980 | 3,305 | SH | SOLE | 0 | 3,305 | 0 | 0 | ||
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 | 446,647 | 13,191 | SH | SOLE | 0 | 13,191 | 0 | 0 | ||
| WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 360,098 | 8,020 | SH | SOLE | 0 | 8,020 | 0 | 0 | ||