0001549408-23-000002.txt : 20230214 0001549408-23-000002.hdr.sgml : 20230214 20230214173037 ACCESSION NUMBER: 0001549408-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALETHEA CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 23632037 BUSINESS ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LN STREET 2: STE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122-1025 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LN STREET 2: STE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122-1025 FORMER COMPANY: FORMER CONFORMED NAME: Alethea Capital Management, LLC DATE OF NAME CHANGE: 20120507 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001549408 XXXXXXXX 12-31-2022 12-31-2022 ALETHEA CAPITAL MANAGEMENT, LLC
8910 UNIVERSITY CENTER LN STE 400 SAN DIEGO CA 92122-1025
13F HOLDINGS REPORT 028-16431 N
Kasie Cole Executive Assistant 8589262058 Kasie Cole Newcastle WA 02-14-2023 0 43 104311893 false
INFORMATION TABLE 2 22Q4_13F_XML_Report.xml ALPHABET INC CAP STK CL C 02079K107 310555 3500 SH SOLE 0 3500 0 0 AMGEN INC COM 031162100 308602 1175 SH SOLE 0 1175 0 0 APPLE INC COM 037833100 305376 2350 SH SOLE 0 2350 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 18317246 825473 SH SOLE 0 825473 0 0 AXSOME THERAPEUTICS INC COM 05464T104 60599730 785683 SH SOLE 0 785683 0 0 BANK AMERICA CORP COM 060505104 351072 10600 SH SOLE 0 10600 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 339790 1100 SH SOLE 0 1100 0 0 BLACKROCK INC COM 09247X101 301168 425 SH SOLE 0 425 0 0 BLACKSTONE INC COM 09260D107 215151 2900 SH SOLE 0 2900 0 0 CIDARA THERAPEUTICS INC COM 171757107 1268462 1677194 SH SOLE 0 1677194 0 0 COCA COLA CO COM 191216100 340314 5350 SH SOLE 0 5350 0 0 CUMMINS INC COM 231021106 363435 1500 SH SOLE 0 1500 0 0 CVS HEALTH CORP COM 126650100 307527 3300 SH SOLE 0 3300 0 0 DISNEY WALT CO COM 254687106 252039 2901 SH SOLE 0 2901 0 0 DOW INC COM 260557103 267067 5300 SH SOLE 0 5300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 308970 3000 SH SOLE 0 3000 0 0 EATON CORP PLC SHS G29183103 384528 2450 SH SOLE 0 2450 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 113435 13129 SH SOLE 0 13129 0 0 EXXON MOBIL CORP COM 30231G102 441200 4000 SH SOLE 0 4000 0 0 HOME DEPOT INC COM 437076102 363239 1150 SH SOLE 0 1150 0 0 HONEYWELL INTL INC COM 438516106 452173 2110 SH SOLE 0 2110 0 0 ILLINOIS TOOL WKS INC COM 452308109 385525 1750 SH SOLE 0 1750 0 0 INTEL CORP COM 458140100 216726 8200 SH SOLE 0 8200 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2459132 24700 SH SOLE 0 24700 0 0 JPMORGAN CHASE & CO COM 46625H100 335250 2500 SH SOLE 0 2500 0 0 KIMBERLY-CLARK CORP COM 494368103 509198 3751 SH SOLE 0 3751 0 0 KURA ONCOLOGY INC COM 50127T109 4514423 363773 SH SOLE 0 363773 0 0 MEDTRONIC PLC SHS G5960L103 272020 3500 SH SOLE 0 3500 0 0 MERCK & CO INC COM 58933Y105 443800 4000 SH SOLE 0 4000 0 0 MICROSOFT CORP COM 594918104 257807 1075 SH SOLE 0 1075 0 0 NATIONAL FUEL GAS CO COM 636180101 284850 4500 SH SOLE 0 4500 0 0 OPEN LENDING CORP COM CL A 68373J104 81000 12000 SH SOLE 0 12000 0 0 PEPSICO INC COM 713448108 397452 2200 SH SOLE 0 2200 0 0 PFIZER INC COM 717081103 368364 7189 SH SOLE 0 7189 0 0 PROCTER AND GAMBLE CO COM 742718109 409212 2700 SH SOLE 0 2700 0 0 QUALCOMM INC COM 747525103 245276 2231 SH SOLE 0 2231 0 0 ROBINHOOD MKTS INC COM CL A 770700102 107106 13158 SH SOLE 0 13158 0 0 SPDR GOLD TR GOLD SHS 78463V107 203568 1200 SH SOLE 0 1200 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 5777794 63166 SH SOLE 0 63166 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 290368 787973 SH SOLE 0 787973 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 216267 5489 SH SOLE 0 5489 0 0 WASTE MGMT INC DEL COM 94106L109 345136 2200 SH SOLE 0 2200 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 280540 4010 SH SOLE 0 4010 0 0