0001549408-22-000003.txt : 20220513 0001549408-22-000003.hdr.sgml : 20220513 20220513124038 ACCESSION NUMBER: 0001549408-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALETHEA CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549408 IRS NUMBER: 275349670 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16431 FILM NUMBER: 22921371 BUSINESS ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LN STREET 2: STE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122-1025 BUSINESS PHONE: 858-926-2058 MAIL ADDRESS: STREET 1: 8910 UNIVERSITY CENTER LN STREET 2: STE 400 CITY: SAN DIEGO STATE: CA ZIP: 92122-1025 FORMER COMPANY: FORMER CONFORMED NAME: Alethea Capital Management, LLC DATE OF NAME CHANGE: 20120507 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549408 XXXXXXXX 03-31-2022 03-31-2022 ALETHEA CAPITAL MANAGEMENT, LLC

8910 UNIVERSITY CENTER LN STE 400 SAN DIEGO CA 92122-1025

13F HOLDINGS REPORT 028-16431 N Kasie Cole 858-859-9903 Kasie Cole Newcastle WA 05-13-2022 0 65 110543 false INFORMATION TABLE 2 22Q1_13f_XML_Report.xml 22Q1 13F 3M CO COM 88579Y101 492 3306 SH SOLE 0 3306 0 0 ALPHABET INC CAP STK CL C 02079K107 712 255 SH SOLE 0 255 0 0 AMGEN INC COM 031162100 423 1750 SH SOLE 0 1750 0 0 APPLE INC COM 037833100 559 3200 SH SOLE 0 3200 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 16438 889957 SH SOLE 0 889957 0 0 AXSOME THERAPEUTICS INC COM 05464T104 43176 1043159 SH SOLE 0 1043159 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 476 1350 SH SOLE 0 1350 0 0 BEST BUY INC COM 086516101 652 7175 SH SOLE 0 7175 0 0 BK OF AMERICA CORP COM 060505104 553 13421 SH SOLE 0 13421 0 0 BLACKROCK INC COM 09247X101 474 620 SH SOLE 0 620 0 0 BLACKROCK LTD DURATION INCOM COM SHS 09249W101 153 10666 SH SOLE 0 10666 0 0 BLACKSTONE INC COM 09260D107 584 4600 SH SOLE 0 4600 0 0 CIDARA THERAPEUTICS INC COM 171757107 1615 1939266 SH SOLE 0 1939266 0 0 CITIGROUP INC COM NEW 172967424 667 12489 SH SOLE 0 12489 0 0 COCA COLA CO COM 191216100 403 6500 SH SOLE 0 6500 0 0 COTERRA ENERGY INC COM 127097103 1022 37888 SH SOLE 0 37888 0 0 CUMMINS INC COM 231021106 861 4198 SH SOLE 0 4198 0 0 CVS HEALTH CORP COM 126650100 334 3300 SH SOLE 0 3300 0 0 DEVON ENERGY CORP NEW COM 25179M103 263 4454 SH SOLE 0 4454 0 0 DISNEY WALT CO COM 254687106 453 3301 SH SOLE 0 3301 0 0 DOW INC COM 260557103 338 5300 SH SOLE 0 5300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 447 4000 SH SOLE 0 4000 0 0 EATON CORP PLC SHS G29183103 455 3000 SH SOLE 0 3000 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 136 13579 SH SOLE 0 13579 0 0 ENBRIDGE INC COM 29250N105 235 5100 SH SOLE 0 5100 0 0 EOG RES INC COM 26875P101 694 5823 SH SOLE 0 5823 0 0 EXXON MOBIL CORP COM 30231G102 578 7000 SH SOLE 0 7000 0 0 HOME DEPOT INC COM 437076102 389 1300 SH SOLE 0 1300 0 0 HONEYWELL INTL INC COM 438516106 497 2554 SH SOLE 0 2554 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 776 3890 SH SOLE 0 3890 0 0 ILLINOIS TOOL WKS INC COM 452308109 419 2000 SH SOLE 0 2000 0 0 INTEL CORP COM 458140100 297 6000 SH SOLE 0 6000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 4778 36172 SH SOLE 0 36172 0 0 JPMORGAN CHASE & CO COM 46625H100 1056 7749 SH SOLE 0 7749 0 0 KELLOGG CO COM 487836108 734 11385 SH SOLE 0 11385 0 0 KIMBERLY-CLARK CORP COM 494368103 394 3200 SH SOLE 0 3200 0 0 KRAFT HEINZ CO COM 500754106 801 20332 SH SOLE 0 20332 0 0 KURA ONCOLOGY INC COM 50127T109 5751 357620 SH SOLE 0 357620 0 0 LUMEN TECHNOLOGIES INC COM 550241103 648 57458 SH SOLE 0 57458 0 0 MEDTRONIC PLC SHS G5960L103 1153 10389 SH SOLE 0 10389 0 0 MERCK & CO INC COM 58933Y105 1113 13565 SH SOLE 0 13565 0 0 MICROSOFT CORP COM 594918104 516 1675 SH SOLE 0 1675 0 0 NATIONAL FUEL GAS CO COM 636180101 309 4500 SH SOLE 0 4500 0 0 ONEOK INC NEW COM 682680103 865 12245 SH SOLE 0 12245 0 0 OPEN LENDING CORP COM CL A 68373J104 227 12000 SH SOLE 0 12000 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 853 22547 SH SOLE 0 22547 0 0 PEPSICO INC COM 713448108 469 2800 SH SOLE 0 2800 0 0 PFIZER INC COM 717081103 285 5500 SH SOLE 0 5500 0 0 PROCTER AND GAMBLE CO COM 742718109 558 3650 SH SOLE 0 3650 0 0 QUALCOMM INC COM 747525103 245 1600 SH SOLE 0 1600 0 0 RA MED SYS INC COM 74933X203 5 12320 SH SOLE 0 12320 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 934 9430 SH SOLE 0 9430 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 717 32191 SH SOLE 0 32191 0 0 ROBINHOOD MKTS INC COM CL A 770700102 388 28715 SH SOLE 0 28715 0 0 SL GREEN RLTY CORP COM 78440X887 284 3496 SH SOLE 0 3496 0 0 SPDR GOLD TR GOLD SHS 78463V107 217 1200 SH SOLE 0 1200 0 0 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 5775 63166 SH SOLE 0 63166 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 1518 1177115 SH SOLE 0 1177115 0 0 SYSCO CORP COM 871829107 286 3500 SH SOLE 0 3500 0 0 TEXAS INSTRS INC COM 882508104 706 3849 SH SOLE 0 3849 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 893 17529 SH SOLE 0 17529 0 0 WASTE MGMT INC DEL COM 94106L109 531 3350 SH SOLE 0 3350 0 0 WILLIAMS COS INC COM 969457100 925 27672 SH SOLE 0 27672 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 295 4010 SH SOLE 0 4010 0 0 ZIONS BANCORPORATION N A COM 989701107 743 11333 SH SOLE 0 11333 0 0