The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AMAZON COM INC COM 023135106 910 277 SH   SOLE 0 277 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 368 1,350 SH   SOLE 0 1,350 0 0
REALTY INCOME CORP COM 756109104 341 5,264 SH   SOLE 0 5,264 0 0
AMGEN INC COM 031162100 510 2,400 SH   SOLE 0 2,400 0 0
DISH NETWORK CORPORATION CL A 25470M109 292 6,718 SH   SOLE 0 6,718 0 0
INTEL CORP COM 458140100 320 6,000 SH   SOLE 0 6,000 0 0
ILLINOIS TOOL WKS INC COM 452308109 458 2,215 SH   SOLE 0 2,215 0 0
QUALCOMM INC COM 747525103 206 1,600 SH   SOLE 0 1,600 0 0
DISNEY WALT CO COM 254687106 558 3,301 SH   SOLE 0 3,301 0 0
HONEYWELL INTL INC COM 438516106 552 2,602 SH   SOLE 0 2,602 0 0
SYSCO CORP COM 871829107 275 3,500 SH   SOLE 0 3,500 0 0
US BANCORP DEL COM NEW 902973304 722 12,146 SH   SOLE 0 12,146 0 0
MEDTRONIC PLC SHS G5960L103 439 3,500 SH   SOLE 0 3,500 0 0
PFIZER INC COM 717081103 237 5,500 SH   SOLE 0 5,500 0 0
MICROSOFT CORP COM 594918104 564 2,000 SH   SOLE 0 2,000 0 0
AT&T INC COM 00206R102 439 16,260 SH   SOLE 0 16,260 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 208 1,500 SH   SOLE 0 1,500 0 0
COCA COLA CO COM 191216100 817 15,566 SH   SOLE 0 15,566 0 0
LOCKHEED MARTIN CORP COM 539830109 631 1,828 SH   SOLE 0 1,828 0 0
PEPSICO INC COM 713448108 451 3,000 SH   SOLE 0 3,000 0 0
BK OF AMERICA CORP COM 060505104 680 16,012 SH   SOLE 0 16,012 0 0
EXXON MOBIL CORP COM 30231G102 412 7,000 SH   SOLE 0 7,000 0 0
ANTHEM INC COM 036752103 676 1,813 SH   SOLE 0 1,813 0 0
CVS HEALTH CORP COM 126650100 280 3,300 SH   SOLE 0 3,300 0 0
DEUTSCHE BANK A G NAMEN AKT D18190898 332 26,169 SH   SOLE 0 26,169 0 0
QUEST DIAGNOSTICS INC COM 74834L100 762 5,243 SH   SOLE 0 5,243 0 0
MERCK & CO INC COM 58933Y105 323 4,300 SH   SOLE 0 4,300 0 0
PROCTER AND GAMBLE CO COM 742718109 594 4,250 SH   SOLE 0 4,250 0 0
KIMBERLY-CLARK CORP COM 494368103 556 4,200 SH   SOLE 0 4,200 0 0
HOME DEPOT INC COM 437076102 525 1,600 SH   SOLE 0 1,600 0 0
JPMORGAN CHASE & CO COM 46625H100 532 3,250 SH   SOLE 0 3,250 0 0
NORTONLIFELOCK INC COM 668771108 228 8,995 SH   SOLE 0 8,995 0 0
UNITEDHEALTH GROUP INC COM 91324P102 624 1,597 SH   SOLE 0 1,597 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 615 3,547 SH   SOLE 0 3,547 0 0
3M CO COM 88579Y101 527 3,003 SH   SOLE 0 3,003 0 0
WASTE MGMT INC DEL COM 94106L109 1,238 8,290 SH   SOLE 0 8,290 0 0
SMUCKER J M CO COM NEW 832696405 641 5,340 SH   SOLE 0 5,340 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 697 7,141 SH   SOLE 0 7,141 0 0
APPLE INC COM 037833100 552 3,900 SH   SOLE 0 3,900 0 0
ALLIANT ENERGY CORP COM 018802108 695 12,409 SH   SOLE 0 12,409 0 0
NEWMONT CORP COM 651639106 593 10,918 SH   SOLE 0 10,918 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 685 11,419 SH   SOLE 0 11,419 0 0
AUTOZONE INC COM 053332102 788 464 SH   SOLE 0 464 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 450 1,600 SH   SOLE 0 1,600 0 0
FREEPORT-MCMORAN INC CL B 35671D857 366 11,240 SH   SOLE 0 11,240 0 0
NUCOR CORP COM 670346105 711 7,214 SH   SOLE 0 7,214 0 0
EATON CORP PLC SHS G29183103 448 3,000 SH   SOLE 0 3,000 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 162 13,579 SH   SOLE 0 13,579 0 0
GALLAGHER ARTHUR J & CO COM 363576109 448 3,016 SH   SOLE 0 3,016 0 0
SANOFI SPONSORED ADR 80105N105 868 18,012 SH   SOLE 0 18,012 0 0
CUMMINS INC COM 231021106 337 1,500 SH   SOLE 0 1,500 0 0
YUM BRANDS INC COM 988498101 736 6,015 SH   SOLE 0 6,015 0 0
CBRE GROUP INC CL A 12504L109 410 4,210 SH   SOLE 0 4,210 0 0
NATIONAL FUEL GAS CO COM 636180101 236 4,500 SH   SOLE 0 4,500 0 0
BLACKROCK INC COM 09247X101 520 620 SH   SOLE 0 620 0 0
FASTENAL CO COM 311900104 938 18,184 SH   SOLE 0 18,184 0 0
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 268 3,247 SH   SOLE 0 3,247 0 0
OLD DOMINION FREIGHT LINE IN COM 679580100 1,829 6,395 SH   SOLE 0 6,395 0 0
BLACKROCK LTD DURATION INCOM COM SHS 09249W101 186 10,871 SH   SOLE 0 10,871 0 0
ENBRIDGE INC COM 29250N105 203 5,100 SH   SOLE 0 5,100 0 0
SL GREEN RLTY CORP COM 78440X804 248 3,500 SH   SOLE 0 3,500 0 0
AXOS FINANCIAL INC COM 05465C100 227 4,400 SH   SOLE 0 4,400 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 969 5,812 SH   SOLE 0 5,812 0 0
SPECTRUM PHARMACEUTICALS INC COM 84763A108 3,612 1,656,815 SH   SOLE 0 1,656,815 0 0
BLACKSTONE INC COM 09260D107 535 4,600 SH   SOLE 0 4,600 0 0
ISHARES TR MORTGE REL ETF 46435G342 291 8,037 SH   SOLE 0 8,037 0 0
SPDR SER TR SPDR BLOOMBERG 78468R663 9,885 108,084 SH   SOLE 0 108,084 0 0
BGC PARTNERS INC CL A 05541T101 177 34,052 SH   SOLE 0 34,052 0 0
WISDOMTREE TR EUROPE HEDGED EQ 97717X701 305 4,010 SH   SOLE 0 4,010 0 0
ABBVIE INC COM 00287Y109 892 8,270 SH   SOLE 0 8,270 0 0
T-MOBILE US INC COM 872590104 416 3,256 SH   SOLE 0 3,256 0 0
TWITTER INC COM 90184L102 269 4,450 SH   SOLE 0 4,450 0 0
ALPHABET INC CAP STK CL C 02079K107 706 265 SH   SOLE 0 265 0 0
AXSOME THERAPEUTICS INC COM 05464T104 37,332 1,132,645 SH   SOLE 0 1,132,645 0 0
CIDARA THERAPEUTICS INC COM 171757107 2,625 1,172,044 SH   SOLE 0 1,172,044 0 0
RA MED SYS INC COM 74933X203 39 12,320 SH   SOLE 0 12,320 0 0
DOW INC COM 260557103 305 5,300 SH   SOLE 0 5,300 0 0
OPEN LENDING CORP COM CL A 68373J104 433 12,000 SH   SOLE 0 12,000 0 0
AVIDITY BIOSCIENCES INC COM 05370A108 22,353 907,567 SH   SOLE 0 907,567 0 0
NUCOR CORP COM 670346105 0 500 SH Put SOLE 0 500 0 0
HOME DEPOT INC COM 437076102 0 300 SH Call SOLE 0 300 0 0
FREEPORT-MCMORAN INC CL B 35671D857 1 400 SH Put SOLE 0 400 0 0
UNITEDHEALTH GROUP INC COM 91324P102 0 200 SH Call SOLE 0 200 0 0
UNITEDHEALTH GROUP INC COM 91324P102 2 200 SH Put SOLE 0 200 0 0
HOME DEPOT INC COM 437076102 0 300 SH Put SOLE 0 300 0 0
NUCOR CORP COM 670346105 0 500 SH Call SOLE 0 500 0 0