0001549358-21-000009.txt : 20211026 0001549358-21-000009.hdr.sgml : 20211026 20211026145724 ACCESSION NUMBER: 0001549358-21-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211026 DATE AS OF CHANGE: 20211026 EFFECTIVENESS DATE: 20211026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old West Investment Management, LLC CENTRAL INDEX KEY: 0001549358 IRS NUMBER: 263225052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15252 FILM NUMBER: 211347861 BUSINESS ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 1975 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: (213) 943-1740 MAIL ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 1975 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549358 XXXXXXXX 09-30-2021 09-30-2021 false Old West Investment Management, LLC

601 South Figueroa Street Suite 1975 Los Angeles CA 90017

13F HOLDINGS REPORT 028-15252 N Chad Cook 213-943-1740 Chad Cook Los Angeles CA 10-26-2021 0 58 383207 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 1145 9695 SH SOLE 9695 0 0 AMAZON COM INC COM 023135106 821 250 SH SOLE 250 0 0 APPLE INC COM 037833100 2521 17819 SH SOLE 17819 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 90 30623 SH SOLE 30623 0 0 ATLAS CORP SHARES Y0436Q109 2839 186949 SH SOLE 186949 0 0 AXT INC COM 00246W103 208 25000 SH SOLE 25000 0 0 BARRICK GOLD CORP COM 067901108 3849 213294 SH SOLE 213294 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1586 5814 SH SOLE 5814 0 0 BHP GROUP PLC SPONSORED ADR 05545E209 258 5100 SH SOLE 5100 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 2224 40500 SH Put SOLE 40500 0 0 BK OF AMERICA CORP COM 060505104 3028 71334 SH SOLE 71334 0 0 BOEING CO COM 097023105 294 1339 SH SOLE 1339 0 0 BUNGE LIMITED COM G16962105 7902 97174 SH SOLE 97174 0 0 CALLAWAY GOLF CO COM 131193104 6581 238200 SH Put SOLE 238200 0 0 CAMECO CORP COM 13321L108 217 10000 SH Call SOLE 10000 0 0 CAMECO CORP COM 13321L108 12979 597306 SH SOLE 597306 0 0 CARVANA CO CL A 146869102 21409 71000 SH Put SOLE 71000 0 0 CATERPILLAR INC COM 149123101 855 4458 SH SOLE 4458 0 0 CENTRUS ENERGY CORP CL A 15643U104 30673 793408 SH SOLE 793408 0 0 DENISON MINES CORP COM 248356107 12283 8356269 SH SOLE 8356269 0 0 EAST WEST BANCORP INC COM 27579R104 3706 47795 SH SOLE 47795 0 0 ENERGY FUELS INC COM NEW 292671708 17811 2537213 SH SOLE 2537213 0 0 FORD MTR CO DEL COM 345370860 320 22660 SH SOLE 22660 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1507 46332 SH SOLE 46332 0 0 FULGENT GENETICS INC COM 359664109 4932 54840 SH SOLE 54840 0 0 GENIE ENERGY LTD CL B 372284208 2485 380628 SH SOLE 380628 0 0 HAIN CELESTIAL GROUP INC COM 405217100 4039 94417 SH SOLE 94417 0 0 IAC INTERACTIVECORP NEW COM NEW 44891N208 306 2352 SH SOLE 2352 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 1406 28149 SH SOLE 28149 0 0 IDW MEDIA HLDGS INC CL B 44951N106 477 168011 SH SOLE 168011 0 0 INTREPID POTASH INC COM 46121Y201 766 24820 SH SOLE 24820 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 45496 127100 SH Put SOLE 127100 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 947 72586 SH SOLE 72586 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 73062 334000 SH Put SOLE 334000 0 0 KENNEDY-WILSON HOLDINGS INC COM 489398107 7408 354149 SH SOLE 354149 0 0 KIRKLAND LAKE GOLD LTD COM 49741E100 18154 436503 SH SOLE 436503 0 0 LOCKHEED MARTIN CORP COM 539830109 9739 28221 SH SOLE 28221 0 0 LOWES COS INC COM 548661107 270 1334 SH SOLE 1334 0 0 NEW GOLD INC CDA COM 644535106 13 13111 SH SOLE 13111 0 0 NEXGEN ENERGY LTD COM 65340P106 23365 4939953 SH SOLE 4939953 0 0 NOVAGOLD RES INC COM NEW 66987E206 5709 829797 SH SOLE 829797 0 0 RAFAEL HLDGS INC COM CL B 75062E106 19447 632851 SH SOLE 632851 0 0 RIO TINTO PLC SPONSORED ADR 767204100 267 4000 SH SOLE 4000 0 0 S&W SEED CO COM 785135104 874 337800 SH SOLE 337800 0 0 ST JOE CO COM 790148100 1842 43759 SH SOLE 43759 0 0 TARGET CORP COM 87612E106 224 982 SH SOLE 982 0 0 TARGET CORP COM 87612E106 4552 19900 SH Put SOLE 19900 0 0 TECK RESOURCES LTD CL B 878742204 1192 10000 SH SOLE 10000 0 0 TESLA INC COM 88160R101 310 400 SH Put SOLE 400 0 0 TRILOGY METALS INC NEW COM 89621C105 1295 700000 SH SOLE 700000 0 0 TRIUMPH GROUP INC NEW COM 896818101 586 31480 SH SOLE 31480 0 0 VALE S A SPONSORED ADS 91912E105 1395 100000 SH SOLE 100000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 899 30529 SH SOLE 30529 0 0 VIRTU FINL INC CL A 928254101 9127 373619 SH SOLE 373619 0 0 WASTE MGMT INC DEL COM 94106L109 291 1952 SH SOLE 1952 0 0 WELLS FARGO CO NEW COM 949746101 492 10610 SH SOLE 10610 0 0 ZEDGE INC CL B 98923T104 6350 475354 SH SOLE 475354 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 384 211513 SH SOLE 211513 0 0