0001549358-17-000004.txt : 20171114 0001549358-17-000004.hdr.sgml : 20171114 20171113182002 ACCESSION NUMBER: 0001549358-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old West Investment Management, LLC CENTRAL INDEX KEY: 0001549358 IRS NUMBER: 263225052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15252 FILM NUMBER: 171197646 BUSINESS ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 1975 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: (213) 943-1740 MAIL ADDRESS: STREET 1: 601 SOUTH FIGUEROA STREET STREET 2: SUITE 1975 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549358 XXXXXXXX 09-30-2017 09-30-2017 Old West Investment Management, LLC

601 SOUTH FIGUEROA STREET SUITE 1975 LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-15252 N CHAD COOK (213) 943-1740 CHAD COOK LOS ANGELES CA 11-13-2017 0 66 190430 false INFORMATION TABLE 2 Form13f-2017.09.30InfoTable.xml 3RD QUARTER 2017 Ashford Hospitality Prime Inc- PFD 044102507 1309 64679 SH SOLE 64679 0 0 Abbott Laboratories COM 002824100 10630 199223 SH SOLE 199223 0 0 AGCO Corp COM 001084102 695 9430 SH SOLE 9430 0 0 Air Lease Corp COM 00912X302 2149 50429 SH SOLE 50429 0 0 Allergan PLC COM G0177J108 528 2579 SH SOLE 2579 0 0 Allison Transmission Holdings COM 01973R101 987 26315 SH SOLE 26315 0 0 Antero Resources Corporation COM 03674x106 5248 263746 SH SOLE 263746 0 0 Apple Inc COM 037833100 539 3500 SH SOLE 3500 0 0 Atara Biotherapeutics Inc COM 046513107 345 20895 SH SOLE 20895 0 0 Bank of America Corp COM 060505104 1828 72177 SH SOLE 72177 0 0 Barrick Gold Corp COM 067901108 12506 777273 SH SOLE 777273 0 0 Cameco Corp COM 13321l108 8132 841028 SH SOLE 841028 0 0 CARBO Ceramics Inc COM 140781105 2297 266200 SH SOLE 266200 0 0 Cheniere Energy Inc COM 16411R208 7657 170014 SH SOLE 170014 0 0 Chesapeake Energy Corp COM 165167107 9277 2157554 SH SOLE 2157554 0 0 Chevron Corp COM 166764100 2718 23140 SH SOLE 23140 0 0 Colfax Corp COM 194014106 2072 49771 SH SOLE 49771 0 0 DISH Network Corp COM 25470M109 5516 101719 SH SOLE 101719 0 0 Enphase Energy Inc COM 29355A107 2461 1619108 SH SOLE 1619108 0 0 Express Scripts Inc COM 30219g108 587 9271 SH SOLE 9271 0 0 Freeport-McMoRan Inc COM 35671D857 3877 276169 SH SOLE 276169 0 0 General Electric Co COM 369604103 775 32074 SH SOLE 32074 0 0 Goldcorp Inc COM 380956409 4188 323154 SH SOLE 323154 0 0 Green Brick Partners Inc COM 392709101 1119 113105 SH SOLE 113105 0 0 Heron Therapeutics, Inc COM 427746102 186 11570 SH SOLE 11570 0 0 IDT Corporation COM 448947507 4356 309440 SH SOLE 309440 0 0 Intrepid Potash Inc COM 46121Y102 4414 1012459 SH SOLE 1012459 0 0 Kadmon Holdings Inc COM 48283n106 169 50475 SH SOLE 50475 0 0 Kennedy-Wilson Holdings Inc COM 489398107 397 21446 SH SOLE 21446 0 0 Keryx Biopharmaceuticals Inc COM 492515101 5047 710912 SH SOLE 710912 0 0 Kinross Gold Corp COM 496902404 1065 251223 SH SOLE 251223 0 0 Leucadia National Corp COM 527288104 6179 244736 SH SOLE 244736 0 0 Liberty LiLAC Group - C COM G5480U153 757 32499 SH SOLE 32499 0 0 Liberty Media Corp - Liberty F COM 531229854 5391 141536 SH SOLE 141536 0 0 Liberty SiriusXM Group - Cl C COM 531229607 909 21722 SH SOLE 21722 0 0 Lions Gate Entertainment Corp COM 535919401 6143 183651 SH SOLE 183651 0 0 Lions Gate Entertainment Corp COM 535919500 1232 38772 SH SOLE 38772 0 0 Medicines Co/The COM 584688105 329 8895 SH SOLE 8895 0 0 New Gold Inc COM 644535106 48 13111 SH SOLE 13111 0 0 NMI Holdings Inc COM 629209305 4446 358605 SH SOLE 358605 0 0 Novagold Resources Inc COM 66987e206 5392 1308929 SH SOLE 1308929 0 0 Oaktree Capital Group LLC COM 674001201 1364 29000 SH SOLE 29000 0 0 Opko Health Inc COM 68375N103 354 51670 SH SOLE 51670 0 0 Orexigen Therapeutics Inc COM 686164302 329 155302 SH SOLE 155302 0 0 PBF Energy Inc COM 69318G106 12075 437361 SH SOLE 437361 0 0 Penske Automotive Group Inc COM 70959W103 2837 59653 SH SOLE 59653 0 0 S&W Seed Co COM 785135104 824 261685 SH SOLE 261685 0 0 Sears Holdings Corp COM 812350106 3161 433091 SH SOLE 433091 0 0 Sears Holdings Corp COM 812350106 5329 730000 SH Call SOLE 730000 0 0 Starwood Property Trust, Inc COM 85571B105 1609 74112 SH SOLE 74112 0 0 SunOpta Inc. COM 8676ep108 290 33414 SH SOLE 33414 0 0 Theravance Biopharma Inc COM G8807B106 3901 113942 SH SOLE 113942 0 0 Twenty-First Century Fox Inc COM 90130A200 774 30036 SH SOLE 30036 0 0 Virtu Financial Inc COM 928254101 6618 408547 SH SOLE 408547 0 0 Western Union Co/The COM 959802109 2494 129906 SH SOLE 129906 0 0 WMIH Corp COM 92936P100 458 482198 SH SOLE 482198 0 0 Zedge, Inc. COM 98923t104 1117 581983 SH SOLE 581983 0 0 ZIOPHARM Oncology Inc COM 98973P101 166 27156 SH SOLE 27156 0 0 Energy Transfer Partners LP LP 29273R109 1643 89855 SH SOLE 89855 0 0 NuStar Energy LP LP 67058H102 811 20000 SH SOLE 20000 0 0 Plains GP Holdings LP LP 72651A207 1847 84492 SH SOLE 84492 0 0 Ashford Hospitality Prime Inc UNIT 044102101 1231 129641 SH SOLE 129641 0 0 Seritage Growth Properties UNIT 81752R100 1219 26476 SH SOLE 26476 0 0 Sears Holdings Corp Warrants WT 812350155 218 101291 SH SOLE 101291 0 0 Tsakos Energy Navigation Ltd SHS G9108L108 4146 923541 SH SOLE 923541 0 0 Brookfield Property Partners L MLP G16249107 1715 73452 SH SOLE 73452 0 0