0001162044-15-000473.txt : 20150515 0001162044-15-000473.hdr.sgml : 20150515 20150515161442 ACCESSION NUMBER: 0001162044-15-000473 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catalyst Capital Advisors LLC CENTRAL INDEX KEY: 0001549275 IRS NUMBER: 421692370 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14953 FILM NUMBER: 15869599 BUSINESS ADDRESS: STREET 1: 22 HIGH STREET CITY: HUNTINGTON STATE: NY ZIP: 11743 BUSINESS PHONE: 631-629-4909 MAIL ADDRESS: STREET 1: 22 HIGH STREET CITY: HUNTINGTON STATE: NY ZIP: 11743 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549275 XXXXXXXX 03-31-2015 03-31-2015 false Catalyst Capital Advisors LLC

22 High Street Huntington NY 11743

13F COMBINATION REPORT 028-14953 0001071341 028-13429 Pinnacle Summer Investments, Inc. N Robert Glass 631-629-4907 Robert Glass Huntington NY 05-08-2015 3 588 871894 1 0000923116 028-04288 GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 2 0001141455 028-06545 COOKSON PEIRCE & CO INC 3 0001526528 028-14513 Lyons Wealth Management, LLC. 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SH OTR 1 0 1000 0 MICRON TECHNOLOGY INC COM 595112103 214 7879 SH OTR 3 0 7879 0 MICROSOFT CORP COM 594918104 644 15830 SH OTR 1 0 15830 0 MICROSOFT CORP COM 594918104 5307 130533 SH OTR 3 0 130533 0 MICROSOFT CORP COM 594918104 894 22000 SH OTR 0 22000 0 MICROSOFT CORP COM 594918104 10 250 SH SOLE 250 0 0 MIDCOAST ENERGY PARTNERS L P COM UT LTD PTN 59564N103 311 22500 SH SOLE 22500 0 0 MOLSON COORS BREWING CO CL B 60871R209 767 10300 SH OTR 0 10300 0 MOLSON COORS BREWING CO CL B 60871R209 521 7000 SH OTR 0 7000 0 MONDELEZ INTL INC CL A 609207105 6767 187500 SH SOLE 187500 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 8 884 SH SOLE 884 0 0 MRC GLOBAL INC COM 55345K103 415 35000 SH SOLE 35000 0 0 MRC GLOBAL INC COM 55345K103 415 35000 SH SOLE 35000 0 0 MSCI INC COM 55354G100 5518 90000 SH OTR 2 0 90000 0 MYERS INDS INC COM 628464109 526 30000 SH SOLE 30000 0 0 MYRIAD GENETICS INC COM 62855J104 481 13600 SH OTR 0 13600 0 NASDAQ OMX GROUP INC COM 631103108 5603 110000 SH OTR 2 0 110000 0 NAVISTAR INTL CORP NEW COM 63934E108 14 482 SH SOLE 482 0 0 NEONODE INC COM NEW 64051M402 803 253199 SH SOLE 253199 0 0 NETAPP INC COM 64110D104 5242 147841 SH OTR 3 0 147841 0 NETEASE INC SPONSORED ADR 64110W102 4317 41000 SH OTR 2 0 41000 0 NEW MTN FIN CORP COM 647551100 47 3240 SH OTR 0 3240 0 NORDSTROM INC COM 655664100 4996 62200 SH OTR 2 0 62200 0 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 91 5000 SH SOLE 5000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1134 11500 SH OTR 0 11500 0 NOVARTIS A G SPONSORED ADR 66987V109 466 4725 SH OTR 0 4725 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 372 10505 SH OTR 0 10505 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 76 4050 SH OTR 0 4050 0 NUVEEN OHIO QUALITY INCOME M COM 670980101 66 4330 SH OTR 0 4330 0 NUVERRA ENVIRONMENTAL SOLUTI COM NEW 67091K203 890 250000 SH SOLE 250000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 45 450 SH OTR 1 0 450 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 43 200 SH OTR 1 0 200 0 OCWEN FINL CORP COM NEW 675746309 83 10000 SH SOLE 10000 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 76 30000 SH SOLE 30000 0 0 OLD DOMINION FGHT LINES INC COM 679580100 39 500 SH OTR 1 0 500 0 OMNOVA SOLUTIONS INC COM 682129101 640 75000 SH SOLE 75000 0 0 OMNOVA SOLUTIONS INC COM 682129101 128 15000 SH SOLE 15000 0 0 ON TRACK INNOVATION LTD SHS M8791A109 37 25000 SH SOLE 25000 0 0 ONEOK INC NEW COM 682680103 236 4899 SH OTR 0 4899 0 OPKO HEALTH INC COM 68375N103 822 58006 SH SOLE 58006 0 0 OPKO HEALTH INC COM 68375N103 12257 865000 SH SOLE 865000 0 0 OPKO HEALTH INC COM 68375N103 934 65918 SH SOLE 65918 0 0 ORANGE SPONSORED ADR 684060106 1089 68000 SH OTR 0 68000 0 ORANGE SPONSORED ADR 684060106 440 27500 SH OTR 0 27500 0 OVASCIENCE INC COM 69014Q101 3374 97147 SH SOLE 97147 0 0 OVASCIENCE INC COM 69014Q101 260 7500 SH SOLE 7500 0 0 PAPA JOHNS INTL INC COM 698813102 3091 50000 SH OTR 2 0 50000 0 PARKER HANNIFIN CORP COM 701094104 5345 45000 SH SOLE 45000 0 0 PARSLEY ENERGY INC CL A 701877102 16 1000 SH OTR 1 0 1000 0 PAYCHEX INC COM 704326107 5458 110000 SH OTR 2 0 110000 0 PEBBLEBROOK HOTEL TR COM 70509V100 9 190 SH OTR 0 190 0 PEOPLES UNITED FINANCIAL INC COM 712704105 30 2000 SH OTR 0 2000 0 PEPSICO INC COM 713448108 473 4950 SH OTR 0 4950 0 PERRIGO CO PLC SHS G97822103 33 200 SH OTR 1 0 200 0 PHILIP MORRIS INTL INC COM 718172109 78 1041 SH OTR 0 1041 0 PHILLIPS 66 COM 718546104 7074 90000 SH SOLE 90000 0 0 PHILLIPS 66 COM 718546104 188 2395 SH OTR 0 2395 0 PICO HLDGS INC COM NEW 693366205 162 10000 SH SOLE 10000 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 178 7880 SH OTR 3 0 7880 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 11 900 SH OTR 0 900 0 PIONEER DIV HIGH INCOME TRUS COM 723653101 8 445 SH SOLE 445 0 0 PIONEER DIV HIGH INCOME TRUS COM 723653101 56 3235 SH OTR 0 3235 0 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 481 16957 SH OTR 0 16957 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 18 700 SH SOLE 700 0 0 PNC FINL SVCS GROUP INC COM 693475105 466 5000 SH OTR 0 5000 0 POLARIS INDS INC COM 731068102 39 275 SH OTR 1 0 275 0 POTASH CORP SASK INC COM 73755L107 806 25000 SH OTR 0 25000 0 POTASH CORP SASK INC COM 73755L107 355 11000 SH OTR 0 11000 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 52 1054 SH OTR 0 1054 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 132 5500 SH OTR 0 5500 0 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 24 1000 SH OTR 0 1000 0 PRAXAIR INC COM 74005P104 652 5400 SH OTR 1 0 5400 0 PRICE T ROWE GROUP INC COM 74144T108 672 8300 SH OTR 1 0 8300 0 PRICELINE GRP INC COM NEW 741503403 35 30 SH OTR 1 0 30 0 PROCTER & GAMBLE CO COM 742718109 43 530 SH OTR 0 530 0 PROLOGIS INC COM 74340W103 13068 300000 SH SOLE 300000 0 0 PROLOGIS INC COM 74340W103 8 195 SH OTR 0 195 0 PROSHARES TR PSHS SHTRUSS2000 74347R826 37 2500 SH OTR 0 2500 0 PROSHARES TR PSHS ULSHT SP500 74347B300 17 800 SH OTR 0 800 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 13 300 SH OTR 0 300 0 PROSHARES TR II ULT VIX SHRT TRM 74347W346 151 10000 SH SOLE 10000 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 28 313 SH SOLE 313 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W907 5 5 SH Call SOLE 5 0 0 PROSPERITY BANCSHARES INC COM 743606105 680 12950 SH OTR 1 0 12950 0 PUBLIC STORAGE COM 74460D109 7886 40000 SH SOLE 40000 0 0 QUALCOMM INC COM 747525103 655 9450 SH OTR 1 0 9450 0 QUALCOMM INC COM 747525103 29 420 SH OTR 1 0 420 0 QUALCOMM INC COM 747525103 5684 81972 SH OTR 3 0 81972 0 QUALCOMM INC COM 747525103 468 6750 SH OTR 0 6750 0 RACKSPACE HOSTING INC COM 750086100 14 275 SH SOLE 275 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 1416 95000 SH SOLE 95000 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 335 22500 SH SOLE 22500 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 335 22500 SH SOLE 22500 0 0 REALTY INCOME CORP COM 756109104 10 200 SH OTR 0 200 0 RECRO PHARMA INC COM 75629F109 49 5375 SH SOLE 5375 0 0 REGIONS FINL CORP NEW COM 7591EP100 425 45000 SH SOLE 45000 0 0 REGIONS FINL CORP NEW COM 7591EP100 12285 1300000 SH SOLE 1300000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 9603 250000 SH SOLE 250000 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 276 7190 SH SOLE 7190 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 12 325 SH SOLE 325 0 0 RETAILMENOT INC COM SER 1 76132B106 540 30000 SH SOLE 30000 0 0 REX ENERGY CORPORATION COM 761565100 818 220000 SH SOLE 220000 0 0 REX ENERGY CORPORATION COM 761565100 108 29000 SH SOLE 29000 0 0 RICE ENERGY INC COM 762760106 22 1000 SH OTR 1 0 1000 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 706 50000 SH SOLE 50000 0 0 RLJ LODGING TR COM 74965L101 14 450 SH OTR 0 450 0 ROCKWELL AUTOMATION INC COM 773903109 6308 54388 SH OTR 3 0 54388 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 925 15500 SH OTR 0 15500 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 358 6000 SH OTR 0 6000 0 SANOFI SPONSORED ADR 80105N105 1206 24400 SH OTR 0 24400 0 SANOFI SPONSORED ADR 80105N105 569 11500 SH OTR 0 11500 0 SANOFI RIGHT 12/31/2020 80105N113 203 300000 SH SOLE 300000 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 458 6675 SH OTR 0 6675 0 SEACHANGE INTL INC COM 811699107 765 97500 SH OTR 0 97500 0 SEACHANGE INTL INC COM 811699107 158 20100 SH OTR 0 20100 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 27 600 SH OTR 0 600 0 SEMGROUP CORP CL A 81663A105 232 2851 SH OTR 0 2851 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 5 220 SH OTR 0 220 0 SERVISFIRST BANCSHARES INC COM 81768T108 346 10500 SH SOLE 10500 0 0 SEVENTY SEVEN ENERGY INC COM 818097107 1453 350000 SH SOLE 350000 0 0 SEVENTY SEVEN ENERGY INC COM 818097107 145 35000 SH SOLE 35000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 312 8000 SH SOLE 8000 0 0 SHERWIN WILLIAMS CO COM 824348106 4837 17000 SH OTR 2 0 17000 0 SIMON PPTY GROUP INC NEW COM 828806109 1 7 SH OTR 0 7 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 6 130 SH OTR 0 130 0 SKYWORKS SOLUTIONS INC COM 83088M102 49 500 SH OTR 1 0 500 0 SKYWORKS SOLUTIONS INC COM 83088M102 4718 48000 SH OTR 2 0 48000 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 342 10000 SH SOLE 10000 0 0 SNYDERS-LANCE INC COM 833551104 905 28307 SH OTR 0 28307 0 SNYDERS-LANCE INC COM 833551104 370 11564 SH OTR 0 11564 0 SOLAR CAP LTD COM 83413U100 40 2000 SH OTR 0 2000 0 SOUTHERN CO COM 842587107 19 440 SH OTR 0 440 0 SOUTHERN COPPER CORP COM 84265V105 15320 525000 SH SOLE 525000 0 0 SOUTHWEST AIRLS CO COM 844741108 4430 100000 SH OTR 2 0 100000 0 SOUTHWESTERN ENERGY CO COM 845467109 12407 535000 SH SOLE 535000 0 0 SPARK THERAPEUTICS INC COM 84652J103 465 6000 SH SOLE 6000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 723 3500 SH SOLE 3500 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 196 5000 SH OTR 0 5000 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 39 500 SH OTR 0 500 0 SPECTRA ENERGY CORP COM 847560109 18 495 SH OTR 0 495 0 SPECTRA ENERGY CORP COM 847560109 223 6156 SH OTR 0 6156 0 SPIRIT AIRLS INC COM 848577102 266 3435 SH OTR 3 0 3435 0 SPIRIT RLTY CAP INC NEW COM 84860W102 0 1 SH SOLE 1 0 0 SPRINT CORP COM SER 1 85207U105 15642 3300000 SH SOLE 3300000 0 0 SPRINT CORP COM SER 1 85207U105 356 75000 SH SOLE 75000 0 0 STAMPS COM INC COM NEW 852857200 49 735 SH SOLE 735 0 0 STARWOOD PPTY TR INC COM 85571B105 7 300 SH OTR 0 300 0 STATE STR CORP COM 857477103 460 6250 SH OTR 0 6250 0 SUNCOKE ENERGY INC COM 86722A103 1195 80000 SH SOLE 80000 0 0 SUNEDISON INC COM 86732Y109 336 14000 SH SOLE 14000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 20 600 SH OTR 1 0 600 0 SYMANTEC CORP COM 871503108 512 21900 SH OTR 0 21900 0 SYNTEL INC COM 87162H103 276 5344 SH OTR 3 0 5344 0 TAL ED GROUP ADS REPSTG COM 874080104 17 500 SH OTR 1 0 500 0 TAL INTL GROUP INC COM 874083108 489 12000 SH OTR 0 12000 0 TARGA RES CORP COM 87612G101 18 190 SH OTR 0 190 0 TARGA RES CORP COM 87612G101 486 5076 SH OTR 0 5076 0 TAUBMAN CTRS INC COM 876664103 309 4000 SH SOLE 4000 0 0 TAUBMAN CTRS INC COM 876664103 451 5850 SH OTR 0 5850 0 TCP CAP CORP COM 87238Q103 30 1886 SH OTR 0 1886 0 TEARLAB CORP COM 878193101 846 425000 SH SOLE 425000 0 0 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 62 3000 SH OTR 0 3000 0 TELECOMMUNICATION SYS INC CL A 87929J103 957 249862 SH OTR 0 249862 0 TELECOMMUNICATION SYS INC CL A 87929J103 329 86000 SH OTR 0 86000 0 TERADATA CORP DEL COM 88076W103 252 5717 SH OTR 3 0 5717 0 TERADYNE INC COM 880770102 435 23100 SH OTR 0 23100 0 TESORO CORP COM 881609101 73 801 SH OTR 0 801 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 155 25000 SH SOLE 25000 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 140 22598 SH OTR 0 22598 0 TETRALOGIC PHARMACEUTICALS C COM 88165U109 307 70000 SH SOLE 70000 0 0 TEXAS INSTRS INC COM 882508104 6432 112477 SH OTR 3 0 112477 0 TEXTURA CORP COM 883211104 2718 100000 SH SOLE 100000 0 0 TEXTURA CORP COM 883211104 476 17500 SH SOLE 17500 0 0 TEXTURA CORP COM 883211104 408 15000 SH SOLE 15000 0 0 TIDEWATER INC COM 886423102 718 37500 SH SOLE 37500 0 0 TIDEWATER INC COM 886423102 287 15000 SH SOLE 15000 0 0 TIME WARNER CABLE INC COM 88732J207 674 4500 SH SOLE 4500 0 0 TIME WARNER INC COM NEW 887317303 7389 87500 SH SOLE 87500 0 0 TIME WARNER INC COM NEW 887317303 760 9000 SH OTR 1 0 9000 0 TORNIER N V SHS N87237108 172 6578 SH SOLE 6578 0 0 TOTAL S A SPONSORED ADR 89151E109 646 13000 SH OTR 0 13000 0 TOTAL S A SPONSORED ADR 89151E109 99 2000 SH OTR 0 2000 0 TPG SPECIALTY LENDING INC COM 87265K102 44 2550 SH OTR 0 2550 0 TRANSCANADA CORP COM 89353D107 217 5082 SH OTR 0 5082 0 TRIANGLE CAP CORP COM 895848109 27 1164 SH OTR 0 1164 0 TRINITY INDS INC COM 896522109 25 700 SH OTR 1 0 700 0 TRIPLEPOINT VENTR GRW BDC CO COM 89677Y100 141 10000 SH SOLE 10000 0 0 TRIPLEPOINT VENTR GRW BDC CO COM 89677Y100 28 2000 SH SOLE 2000 0 0 TRIPLEPOINT VENTR GRW BDC CO COM 89677Y100 18 1309 SH OTR 0 1309 0 TRIUMPH BANCORP INC COM 89679E300 137 10000 SH SOLE 10000 0 0 TRUECAR INC COM 89785L107 2142 120000 SH SOLE 120000 0 0 TRUECAR INC COM 89785L107 536 30000 SH SOLE 30000 0 0 TRUECAR INC COM 89785L107 312 17500 SH SOLE 17500 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 524 5000 SH SOLE 5000 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 5 140 SH SOLE 140 0 0 U S G CORP COM NEW 903293405 4 146 SH SOLE 146 0 0 U S SILICA HLDGS INC COM 90346E103 2315 65000 SH SOLE 65000 0 0 U S SILICA HLDGS INC COM 90346E103 712 20000 SH SOLE 20000 0 0 U S SILICA HLDGS INC COM 90346E103 534 15000 SH SOLE 15000 0 0 U S SILICA HLDGS INC COM 90346E103 204 5734 SH OTR 0 5734 0 UBIQUITI NETWORKS INC COM 90347A100 245 8277 SH OTR 3 0 8277 0 UDR INC COM 902653104 4662 137000 SH OTR 2 0 137000 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 41 275 SH OTR 1 0 275 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 5581 37000 SH OTR 2 0 37000 0 UNITED INS HLDGS CORP COM 910710102 1631 72500 SH SOLE 72500 0 0 UNITED RENTALS INC COM 911363109 36 400 SH OTR 1 0 400 0 UNITED STATES STL CORP NEW COM 912909108 378 15500 SH SOLE 15500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 738 6300 SH OTR 1 0 6300 0 UNITEDHEALTH GROUP INC COM 91324P102 875 7400 SH OTR 1 0 7400 0 V F CORP COM 918204108 753 10000 SH OTR 1 0 10000 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 45 225 SH OTR 1 0 225 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 20 100 SH SOLE 100 0 0 VALERO ENERGY CORP NEW COM 91913Y100 7590 119306 SH OTR 3 0 119306 0 VALERO ENERGY CORP NEW COM 91913Y100 329 5165 SH OTR 3 0 5165 0 VALERO ENERGY CORP NEW COM 91913Y100 60 938 SH OTR 0 938 0 VALMONT INDS INC COM 920253101 461 3750 SH OTR 0 3750 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 39 485 SH OTR 0 485 0 VARIAN MED SYS INC COM 92220P105 4705 50000 SH OTR 2 0 50000 0 VASCULAR BIOGENICS LTD COM M96883109 41 7825 SH SOLE 7825 0 0 VENTAS INC COM 92276F100 365 5000 SH OTR 1 0 5000 0 VENTAS INC COM 92276F100 43 590 SH OTR 0 590 0 VERASTEM INC COM 92337C104 1068 105000 SH SOLE 105000 0 0 VERIFONE SYS INC COM 92342Y109 855 24500 SH OTR 0 24500 0 VERIFONE SYS INC COM 92342Y109 544 15600 SH OTR 0 15600 0 VERISIGN INC COM 92343E102 284 4246 SH OTR 3 0 4246 0 VERITIV CORP COM 923454102 1522 34500 SH SOLE 34500 0 0 VERITIV CORP COM 923454102 375 8500 SH SOLE 8500 0 0 VERITIV CORP COM 923454102 397 9000 SH SOLE 9000 0 0 VIOLIN MEMORY INC COM 92763A101 2074 550000 SH SOLE 550000 0 0 VIOLIN MEMORY INC COM 92763A101 320 85000 SH SOLE 85000 0 0 VISA INC COM CL A 92826C839 691 10560 SH OTR 1 0 10560 0 VISA INC COM CL A 92826C839 39 600 SH OTR 1 0 600 0 VITAL THERAPIES INC COM 92847R104 138 5500 SH SOLE 5500 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 915 28000 SH OTR 0 28000 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 232 7090 SH OTR 0 7090 0 W P CAREY INC COM 92936U109 1 16 SH OTR 0 16 0 WABCO HLDGS INC COM 92927K102 297 2418 SH OTR 3 0 2418 0 WARREN RES INC COM 93564A100 134 150000 SH SOLE 150000 0 0 WENDYS CO COM 95058W100 1171 107400 SH OTR 0 107400 0 WENDYS CO COM 95058W100 896 82200 SH OTR 0 82200 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 48 803 SH OTR 0 803 0 WEYERHAEUSER CO COM 962166104 15 450 SH OTR 0 450 0 WHIRLPOOL CORP COM 963320106 5658 28000 SH OTR 2 0 28000 0 WILLIAMS COS INC DEL COM 969457100 941 18600 SH OTR 1 0 18600 0 WILLIAMS COS INC DEL COM 969457100 19 384 SH OTR 0 384 0 WILLIAMS COS INC DEL COM 969457100 503 9952 SH OTR 0 9952 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 73 1100 SH OTR 0 1100 0 WISDOMTREE TR EQTY INC FD 97717W208 39 640 SH OTR 0 640 0 WISDOMTREE TR EUR HDG SMLCAP 97717X552 26 1000 SH OTR 0 1000 0 WISDOMTREE TR ITL HDG DIV GT 97717X594 19 700 SH OTR 0 700 0 WRIGHT MED GROUP INC COM 98235T107 383 14828 SH SOLE 14828 0 0 YAHOO INC COM 984332106 400 9000 SH SOLE 9000 0 0 YAHOO INC COM 984332106 533 12000 SH SOLE 12000 0 0 YAHOO INC COM 984332106 467 10500 SH OTR 0 10500 0 YAHOO INC COM 984332106 38 850 SH SOLE 850 0 0 ZAGG INC COM 98884U108 867 100000 SH SOLE 100000 0 0 ZOETIS INC CL A 98978V103 18 380 SH SOLE 380 0 0