0001162044-15-000151.txt : 20150210
0001162044-15-000151.hdr.sgml : 20150210
20150210105630
ACCESSION NUMBER: 0001162044-15-000151
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150210
DATE AS OF CHANGE: 20150210
EFFECTIVENESS DATE: 20150210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Catalyst Capital Advisors LLC
CENTRAL INDEX KEY: 0001549275
IRS NUMBER: 421692370
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14953
FILM NUMBER: 15591012
BUSINESS ADDRESS:
STREET 1: 22 HIGH STREET
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4909
MAIL ADDRESS:
STREET 1: 22 HIGH STREET
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001549275
XXXXXXXX
12-31-2014
12-31-2014
false
Catalyst Capital Advisors LLC
22 High Street
Huntington
NY
11743
13F COMBINATION REPORT
028-14953
0001071341
028-13429
Pinnacle Summer Investments, Inc.
N
Jerry Szilagyi
Chief Compliance Officer
631-629-4909
Jerry Szilagyi
Huntington
NY
01-30-2015
3
643
852067
1
0000923116
028-04288
GROESBECK INVESTMENT MANAGEMENT CORP /NJ/
2
0001141455
028-06545
COOKSON PEIRCE & CO INC
3
0001526528
028-14513
Lyons Wealth Management, LLC.
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
628
13950
SH
OTR
1
0
13950
0
ABBVIE INC
COM
00287Y109
553
8450
SH
OTR
1
0
8450
0
ABBVIE INC
COM
00287Y109
5403
82568
SH
OTR
3
0
82568
0
ABBVIE INC
COM
00287Y109
164
2500
SH
SOLE
2500
0
0
ACE LTD
SHS
H0023R105
1493
13000
SH
OTR
2
0
13000
0
ACTAVIS PLC
SHS
G0083B108
36
140
SH
OTR
1
0
140
0
ACTAVIS PLC
SHS
G0083B108
2090
8120
SH
OTR
2
0
8120
0
ADAMS EXPRESS CO
COM
006212104
12
900
SH
OTR
0
900
0
ADVISORSHARES TR
TRIMTABS FLT
00768Y818
20
370
SH
OTR
0
370
0
AEGION CORP
COM
00770F104
1489
80000
SH
SOLE
80000
0
0
AEGION CORP
COM
00770F104
465
25000
SH
SOLE
25000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
8
199
SH
SOLE
199
0
0
AGCO CORP
COM
001084102
542
12000
SH
OTR
0
12000
0
AIR LEASE CORP
CL A
00912X302
41
1200
SH
OTR
1
0
1200
0
AIR PRODS & CHEMS INC
COM
009158106
13269
92000
SH
SOLE
92000
0
0
AIR PRODS & CHEMS INC
COM
009158106
16
110
SH
SOLE
110
0
0
AK STL HLDG CORP
COM
001547108
2079
350000
SH
SOLE
350000
0
0
AK STL HLDG CORP
COM
001547108
624
105000
SH
SOLE
105000
0
0
AK STL HLDG CORP
COM
001547108
416
70000
SH
SOLE
70000
0
0
AKORN INC
COM
009728106
18
500
SH
OTR
1
0
500
0
ALASKA AIR GROUP INC
COM
011659109
341
5711
SH
OTR
3
0
5711
0
ALCOA INC
COM
013817101
9790
620000
SH
SOLE
620000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
32
175
SH
OTR
1
0
175
0
ALLERGAN INC
COM
018490102
319
1500
SH
SOLE
1500
0
0
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
21
1700
SH
OTR
0
1700
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
1788
140000
SH
SOLE
140000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
894
70000
SH
SOLE
70000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
511
40000
SH
SOLE
40000
0
0
AMERICAN CAP SR FLOATING LTD
COM
02504D108
6
500
SH
OTR
0
500
0
AMERICAN INTL GROUP INC
COM NEW
026874784
6301
112500
SH
SOLE
112500
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
5
100
SH
OTR
0
100
0
AMGEN INC
COM
031162100
813
5105
SH
OTR
1
0
5105
0
ANADIGICS INC
COM
032515108
79
105000
SH
SOLE
105000
0
0
ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
303
11000
SH
SOLE
11000
0
0
ANTHEM INC
COM
036752103
1328
10570
SH
OTR
2
0
10570
0
AOL INC
COM
00184X105
831
18000
SH
OTR
0
18000
0
AON PLC
SHS CL A
G0408V102
8061
85000
SH
SOLE
85000
0
0
APOLLO ED GROUP INC
CL A
037604105
342
10033
SH
OTR
3
0
10033
0
APPLE INC
COM
037833100
927
8400
SH
OTR
1
0
8400
0
APPLE INC
COM
037833100
2760
25000
SH
OTR
2
0
25000
0
APPLE INC
COM
037833100
5237
47447
SH
OTR
3
0
47447
0
APPLE INC
COM
037833100
292
2641
SH
OTR
3
0
2641
0
ARES CAP CORP
COM
04010L103
43
2766
SH
OTR
0
2766
0
ARROW ELECTRS INC
COM
042735100
507
8750
SH
OTR
0
8750
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
499
11400
SH
SOLE
11400
0
0
ASPEN TECHNOLOGY INC
COM
045327103
255
7271
SH
OTR
3
0
7271
0
AT&T INC
COM
00206R102
12428
370000
SH
SOLE
370000
0
0
AT&T INC
COM
00206R102
37
1100
SH
OTR
0
1100
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
268
25000
SH
SOLE
25000
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
230
21500
SH
SOLE
21500
0
0
AUTOBYTEL INC
COM NEW
05275N205
1221
112000
SH
SOLE
112000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
5460
65492
SH
OTR
3
0
65492
0
AUTOZONE INC
COM
053332102
323
522
SH
OTR
3
0
522
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
610
17745
SH
SOLE
17745
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
2213
22000
SH
OTR
2
0
22000
0
AVANIR PHARMACEUTICALS INC
CL A NEW
05348P401
424
25000
SH
SOLE
25000
0
0
AVIV REIT INC MD
COM
05381L101
421
12222
SH
SOLE
12222
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
524
10250
SH
OTR
0
10250
0
BAIDU INC
SPON ADR REP A
056752108
34
150
SH
OTR
1
0
150
0
BALL CORP
COM
058498106
1704
25000
SH
OTR
2
0
25000
0
BANCO SANTANDER SA
ADR
05964H105
209
25032
SH
SOLE
25032
0
0
BANCORP INC DEL
COM
05969A105
1143
105000
SH
SOLE
105000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
2759
68000
SH
OTR
2
0
68000
0
BARD C R INC
COM
067383109
300
1801
SH
OTR
3
0
1801
0
BARRETT BILL CORP
COM
06846N104
2734
240000
SH
SOLE
240000
0
0
BARRETT BILL CORP
COM
06846N104
570
50000
SH
SOLE
50000
0
0
BARRETT BUSINESS SERVICES IN
COM
068463108
1233
45000
SH
SOLE
45000
0
0
BAXTER INTL INC
COM
071813109
678
9250
SH
OTR
1
0
9250
0
BED BATH & BEYOND INC
COM
075896100
318
4173
SH
OTR
3
0
4173
0
BEST BUY INC
COM
086516101
5618
144120
SH
OTR
3
0
144120
0
BEST BUY INC
COM
086516101
312
7997
SH
OTR
3
0
7997
0
BIOGEN IDEC INC
COM
09062X103
34
100
SH
OTR
1
0
100
0
BLACKBERRY LTD
COM
09228F103
110
10000
SH
SOLE
10000
0
0
BLACKROCK INC
COM
09247X101
697
1950
SH
OTR
1
0
1950
0
BLACKROCK INC
COM
09247X101
36
100
SH
OTR
1
0
100
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
8
500
SH
OTR
0
500
0
BLACKROCK MUNIVEST FD II INC
COM
09253T101
12
800
SH
OTR
0
800
0
BLACKROCK NJ MUNICIPAL BOND
COM
09249A109
13
865
SH
OTR
0
865
0
BLACKROCK NY MUNICIPAL BOND
COM
09249P106
11
760
SH
OTR
0
760
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
4
105
SH
OTR
0
105
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
5
180
SH
OTR
0
180
0
BLOCK H & R INC
COM
093671105
5205
154551
SH
OTR
3
0
154551
0
BLOCK H & R INC
COM
093671105
287
8525
SH
OTR
3
0
8525
0
BOB EVANS FARMS INC
COM
096761101
1003
19600
SH
OTR
0
19600
0
BOB EVANS FARMS INC
COM
096761101
256
5000
SH
OTR
0
5000
0
BOEING CO
COM
097023105
4987
38367
SH
OTR
3
0
38367
0
BOEING CO
COM
097023105
533
4100
SH
OTR
0
4100
0
BOEING CO
COM
097023105
39
300
SH
OTR
0
300
0
BOSTON SCIENTIFIC CORP
COM
101137107
14310
1080000
SH
SOLE
1080000
0
0
BP PLC
SPONSORED ADR
055622104
762
20000
SH
OTR
0
20000
0
BP PLC
SPONSORED ADR
055622104
210
5500
SH
OTR
0
5500
0
BREITBURN ENERGY PARTNERS LP
PUT
106776957
202
148
SH
Put
SOLE
148
0
0
BRIXMOR PPTY GROUP INC
COM
11120U105
9
344
SH
OTR
0
344
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1231
26660
SH
OTR
2
0
26660
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
918
77500
SH
OTR
0
77500
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
225
19000
SH
OTR
0
19000
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
6
150
SH
OTR
0
150
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
58
768
SH
OTR
0
768
0
CALIFORNIA RES CORP
COM
13057Q107
4
800
SH
SOLE
800
0
0
CAMPBELL SOUP CO
COM
134429109
1100
25000
SH
OTR
0
25000
0
CAMPBELL SOUP CO
COM
134429109
198
4500
SH
OTR
0
4500
0
CANADIAN PAC RY LTD
COM
13645T100
17
90
SH
SOLE
90
0
0
CAPITALA FIN CORP
COM
14054R106
36
2000
SH
SOLE
2000
0
0
CARPENTER TECHNOLOGY CORP
COM
144285103
508
10317
SH
OTR
0
10317
0
CATALYST PHARM PARTNERS INC
COM
14888U101
2836
955000
SH
SOLE
955000
0
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
3
370
SH
OTR
0
370
0
CBS CORP NEW
CL B
124857202
553
10000
SH
SOLE
10000
0
0
CELGENE CORP
COM
151020104
2685
24000
SH
OTR
2
0
24000
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
114
6250
SH
SOLE
6250
0
0
CENTER COAST MLP & INFRSTR F
COM SHS
151461100
7
405
SH
OTR
0
405
0
CENTRAL FD CDA LTD
CL A
153501101
292
25250
SH
OTR
0
25250
0
CENTRAL FD CDA LTD
CL A
153501101
87
7500
SH
OTR
0
7500
0
CENTURYLINK INC
COM
156700106
5
120
SH
OTR
0
120
0
CF INDS HLDGS INC
COM
125269100
10084
37000
SH
SOLE
37000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
11718
598758
SH
SOLE
598758
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
294
15000
SH
SOLE
15000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
538
27500
SH
OTR
0
27500
0
CHESAPEAKE ENERGY CORP
COM
165167107
9
449
SH
SOLE
449
0
0
CHEVRON CORP NEW
COM
166764100
583
5200
SH
OTR
1
0
5200
0
CHEVRON CORP NEW
COM
166764100
33
298
SH
OTR
0
298
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
2875
4200
SH
OTR
2
0
4200
0
CHRISTOPHER & BANKS CORP
COM
171046105
1542
270000
SH
SOLE
270000
0
0
CISCO SYS INC
COM
17275R102
695
25000
SH
OTR
0
25000
0
CISCO SYS INC
COM
17275R102
403
14500
SH
OTR
0
14500
0
CITIZENS FINL GROUP INC
COM
174610105
684
27500
SH
SOLE
27500
0
0
CITIZENS FINL GROUP INC
COM
174610105
4848
195000
SH
SOLE
195000
0
0
CIVEO CORP
COM
178787107
41
10000
SH
SOLE
10000
0
0
CLEARBRIDGE ENERGY MLP FD IN
COM
184692101
15
560
SH
OTR
0
560
0
CLEARBRIDGE ENERGY MLP OPP F
COM
18469P100
9
372
SH
OTR
0
372
0
CLEARBRIDGE ENERGY MLP TR FD
COM
18469Q108
11
509
SH
OTR
0
509
0
CLEARWATER PAPER CORP
COM
18538R103
514
7500
SH
OTR
0
7500
0
CNO FINL GROUP INC
COM
12621E103
577
33500
SH
OTR
0
33500
0
COACH INC
COM
189754104
5108
135984
SH
OTR
3
0
135984
0
COBALT INTL ENERGY INC
COM
19075F106
67
7500
SH
SOLE
7500
0
0
COBALT INTL ENERGY INC
CALL
19075F906
5
200
SH
Call
SOLE
200
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
509
11500
SH
OTR
0
11500
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
32
600
SH
OTR
1
0
600
0
COLGATE PALMOLIVE CO
COM
194162103
5055
73062
SH
OTR
3
0
73062
0
COMMERCIAL VEH GROUP INC
COM
202608105
1032
155000
SH
SOLE
155000
0
0
COMSTOCK RES INC
COM NEW
205768203
2315
340000
SH
SOLE
340000
0
0
COMSTOCK RES INC
COM NEW
205768203
272
40000
SH
SOLE
40000
0
0
COMVERSE INC
COM
20585P105
3151
167799
SH
SOLE
167799
0
0
COMVERSE INC
COM
20585P105
610
32500
SH
SOLE
32500
0
0
COMVERSE INC
COM
20585P105
470
25000
SH
SOLE
25000
0
0
CONOCOPHILLIPS
COM
20825C104
42
604
SH
OTR
0
604
0
CONSOLIDATED EDISON INC
COM
209115104
264
4000
SH
OTR
0
4000
0
CONSOLIDATED EDISON INC
COM
209115104
264
4000
SH
OTR
0
4000
0
CONSOLIDATED TOMOKA LD CO
COM
210226106
84
1500
SH
SOLE
1500
0
0
CONTINENTAL RESOURCES INC
COM
212015101
6713
175000
SH
SOLE
175000
0
0
CORENERGY INFRASTRUCTURE TR
COM
21870U205
19
3000
SH
OTR
0
3000
0
CORNING INC
COM
219350105
487
21250
SH
OTR
0
21250
0
COSTCO WHSL CORP NEW
COM
22160K105
2693
19000
SH
OTR
2
0
19000
0
COVIDIEN PLC
CALL
G2554F903
69
25
SH
Call
SOLE
25
0
0
COVIDIEN PLC
SHS
G2554F113
19791
193500
SH
SOLE
193500
0
0
COVIDIEN PLC
CALL
G2554F903
18
13
SH
Call
SOLE
13
0
0
CROCS INC
COM
227046109
1062
85000
SH
SOLE
85000
0
0
CROCS INC
COM
227046109
500
40000
SH
SOLE
40000
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
8264
105000
SH
SOLE
105000
0
0
CSX CORP
COM
126408103
756
20875
SH
OTR
1
0
20875
0
CUBIST PHARMACEUTICALS INC
COM
229678107
503
5000
SH
SOLE
5000
0
0
CUBIST PHARMACEUTICALS INC
RIGHT 99/99/9999
229678123
1
20000
SH
SOLE
20000
0
0
CURRENCYSHS JAPANESE YEN TR
PUT
23130A952
7
11
SH
Put
SOLE
11
0
0
CVR ENERGY INC
COM
12662P108
10
254
SH
SOLE
254
0
0
CVS HEALTH CORP
COM
126650100
539
5600
SH
OTR
0
5600
0
CYPRESS ENERGY PARTNERS LP
LTD PARTNER INT
232751107
358
25000
SH
SOLE
25000
0
0
CYPRESS ENERGY PARTNERS LP
LTD PARTNER INT
232751107
65
4517
SH
SOLE
4517
0
0
DAKOTA PLAINS HLDGS INC
COM
234255107
26
15000
SH
SOLE
15000
0
0
DARDEN RESTAURANTS INC
COM
237194105
12
211
SH
SOLE
211
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
11
145
SH
SOLE
145
0
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
9
195
SH
OTR
0
195
0
DEERE & CO
COM
244199105
679
7680
SH
OTR
1
0
7680
0
DEJOUR ENERGY INC
COM
24486R103
129
717345
SH
SOLE
717345
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
336
6832
SH
OTR
3
0
6832
0
DICKS SPORTING GOODS INC
COM
253393102
546
11000
SH
SOLE
11000
0
0
DIGITAL RLTY TR INC
COM
253868103
564
8500
SH
OTR
1
0
8500
0
DIGITALGLOBE INC
COM NEW
25389M877
1394
45000
SH
SOLE
45000
0
0
DIRECTV
COM
25490A309
542
6250
SH
SOLE
6250
0
0
DOLLAR TREE INC
COM
256746108
326
4628
SH
OTR
3
0
4628
0
DOMINION RES INC VA NEW
COM
25746U109
15765
205000
SH
SOLE
205000
0
0
DOVER CORP
COM
260003108
645
9000
SH
OTR
1
0
9000
0
DOW CHEM CO
COM
260543103
520
11400
SH
OTR
0
11400
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
5307
74037
SH
OTR
3
0
74037
0
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
51
6460
SH
OTR
0
6460
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
20
2400
SH
OTR
0
2400
0
DU PONT E I DE NEMOURS & CO
COM
263534109
10
140
SH
SOLE
140
0
0
DUFF & PHELPS SLCT ENGY MLP
COM
26433F108
14
1015
SH
OTR
0
1015
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
279
2306
SH
OTR
3
0
2306
0
DXP ENTERPRISES INC NEW
COM NEW
233377407
556
11000
SH
SOLE
11000
0
0
DXP ENTERPRISES INC NEW
COM NEW
233377407
303
6000
SH
SOLE
6000
0
0
DXP ENTERPRISES INC NEW
COM NEW
233377407
366
7250
SH
SOLE
7250
0
0
EATON CORP PLC
SHS
G29183103
693
10200
SH
OTR
1
0
10200
0
EATON VANCE N Y MUN BD FD II
COM
27828T109
13
1100
SH
OTR
0
1100
0
EATON VANCE NJ MUNI INCOME T
SH BEN INT
27826V106
10
800
SH
OTR
0
800
0
EBAY INC
COM
278642103
140
2500
SH
OTR
0
2500
0
ECLIPSE RES CORP
COM
27890G100
703
100000
SH
SOLE
100000
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
315
2475
SH
OTR
3
0
2475
0
EMERSON ELEC CO
COM
291011104
4767
77227
SH
OTR
3
0
77227
0
EMERSON ELEC CO
COM
291011104
39
630
SH
OTR
0
630
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
3170
163500
SH
SOLE
163500
0
0
ENBRIDGE INC
COM
29250N105
68
1328
SH
OTR
0
1328
0
ENDO INTL PLC
SHS
G30401106
12982
180000
SH
SOLE
180000
0
0
ENDOLOGIX INC
COM
29266S106
344
22500
SH
SOLE
22500
0
0
ENDOLOGIX INC
COM
29266S106
382
25000
SH
SOLE
25000
0
0
ENERGIZER HLDGS INC
COM
29266R108
2314
18000
SH
OTR
2
0
18000
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
9037
157500
SH
SOLE
157500
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
24
416
SH
OTR
0
416
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
68
1189
SH
OTR
0
1189
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
10
285
SH
OTR
0
285
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
130
3642
SH
OTR
0
3642
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
17
600
SH
OTR
0
600
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
8
227
SH
OTR
0
227
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
34
941
SH
OTR
0
941
0
EP ENERGY CORP
CL A
268785102
361
34550
SH
SOLE
34550
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
5
60
SH
OTR
0
60
0
EQUINIX INC
COM NEW
29444U502
13
57
SH
SOLE
57
0
0
ESSEX PPTY TR INC
COM
297178105
1
5
SH
OTR
0
5
0
EVEREST RE GROUP LTD
COM
G3223R108
511
3000
SH
OTR
0
3000
0
EXCEL TR INC
COM
30068C109
1138
85000
SH
SOLE
85000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
34
400
SH
OTR
1
0
400
0
EXXON MOBIL CORP
COM
30231G102
50
546
SH
OTR
0
546
0
F5 NETWORKS INC
COM
315616102
286
2194
SH
OTR
3
0
2194
0
FACTSET RESH SYS INC
COM
303075105
771
5480
SH
OTR
1
0
5480
0
FAMILY DLR STORES INC
COM
307000109
594
7500
SH
SOLE
7500
0
0
FASTENAL CO
COM
311900104
642
13500
SH
SOLE
13500
0
0
FASTENAL CO
COM
311900104
16170
340000
SH
SOLE
340000
0
0
FASTENAL CO
COM
311900104
699
14700
SH
SOLE
14700
0
0
FEDERAL MOGUL HOLDINGS CORP
COM
313549404
9
574
SH
SOLE
574
0
0
FEDERATED PREM INTR MUN INC
COM
31423M105
10
790
SH
OTR
0
790
0
FEDERATED PREM MUN INC FD
COM
31423P108
44
3040
SH
OTR
0
3040
0
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
1099
50000
SH
SOLE
50000
0
0
FIBROCELL SCIENCE INC
COM NEW
315721209
1176
459193
SH
SOLE
459193
0
0
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
2
94
SH
OTR
0
94
0
FIRST INTERNET BANCORP
COM
320557101
117
7000
SH
SOLE
7000
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
1307
155000
SH
SOLE
155000
0
0
FIRST TR ENERGY INCOME & GRW
COM
33738G104
4
120
SH
OTR
0
120
0
FISERV INC
COM
337738108
14194
200000
SH
SOLE
200000
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
1416
90000
SH
SOLE
90000
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
30
200
SH
OTR
1
0
200
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
783
70000
SH
SOLE
70000
0
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
17161
1535000
SH
SOLE
1535000
0
0
FOOT LOCKER INC
COM
344849104
4883
86909
SH
OTR
3
0
86909
0
FORD MTR CO DEL
COM PAR $0.01
345370860
798
51500
SH
OTR
0
51500
0
FORD MTR CO DEL
COM PAR $0.01
345370860
326
21000
SH
OTR
0
21000
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
442
21300
SH
OTR
0
21300
0
FREEPORT-MCMORAN INC
CL B
35671D857
584
25000
SH
SOLE
25000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
14600
625000
SH
SOLE
625000
0
0
FS INVT CORP
COM
302635107
12
1215
SH
OTR
0
1215
0
FST TR NEW OPPORT MLP & ENE
COM
33739M100
18
1005
SH
OTR
0
1005
0
FURMANITE CORPORATION
COM
361086101
1290
165000
SH
SOLE
165000
0
0
GAMESTOP CORP NEW
CL A
36467W109
230
6792
SH
OTR
3
0
6792
0
GAMESTOP CORP NEW
CL A
36467W109
502
14850
SH
OTR
0
14850
0
GANNETT INC
CALL
364730901
19
75
SH
Call
SOLE
75
0
0
GANNETT INC
COM
364730101
17
540
SH
SOLE
540
0
0
GAP INC DEL
COM
364760108
4875
115758
SH
OTR
3
0
115758
0
GARTNER INC
COM
366651107
302
3586
SH
OTR
3
0
3586
0
GASTAR EXPL INC NEW
COM
36729W202
1205
500000
SH
SOLE
500000
0
0
GENERAL DYNAMICS CORP
COM
369550108
5220
37929
SH
OTR
3
0
37929
0
GENERAL ELECTRIC CO
COM
369604103
594
23500
SH
SOLE
23500
0
0
GENERAL ELECTRIC CO
COM
369604103
38
1500
SH
OTR
0
1500
0
GENUINE PARTS CO
COM
372460105
14387
135000
SH
SOLE
135000
0
0
GENUINE PARTS CO
COM
372460105
5810
54517
SH
OTR
3
0
54517
0
GILEAD SCIENCES INC
COM
375558103
30
320
SH
OTR
1
0
320
0
GILEAD SCIENCES INC
COM
375558103
247
2620
SH
OTR
3
0
2620
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
54
1270
SH
OTR
0
1270
0
GLOBAL BRASS & COPPR HLDGS I
COM
37953G103
921
70000
SH
SOLE
70000
0
0
GLOBAL BRASS & COPPR HLDGS I
COM
37953G103
362
27500
SH
SOLE
27500
0
0
GLOBALSTAR INC
COM
378973408
3163
1150000
SH
SOLE
1150000
0
0
GLOBALSTAR INC
COM
378973408
756
275000
SH
SOLE
275000
0
0
GLOBALSTAR INC
COM
378973408
619
225000
SH
SOLE
225000
0
0
GNC HLDGS INC
COM CL A
36191G107
718
15300
SH
OTR
1
0
15300
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
429
11750
SH
OTR
0
11750
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
4
100
SH
OTR
0
100
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
6
200
SH
OTR
0
200
0
GOLUB CAP BDC INC
COM
38173M102
12
650
SH
OTR
0
650
0
GREEN BRICK PARTNERS INC
COM
392709101
16
1968
SH
SOLE
1968
0
0
GULF COAST ULTRA DEEP RTY TR
ROYALTY TR UNT
40222T104
83
65000
SH
SOLE
65000
0
0
H & E EQUIPMENT SERVICES INC
COM
404030108
562
20000
SH
SOLE
20000
0
0
HALLIBURTON CO
COM
406216101
197
5000
SH
SOLE
5000
0
0
HARMAN INTL INDS INC
COM
413086109
491
4600
SH
OTR
0
4600
0
HARRIS CORP DEL
COM
413875105
5157
71806
SH
OTR
3
0
71806
0
HCP INC
COM
40414L109
18
420
SH
OTR
0
420
0
HEALTH CARE REIT INC
COM
42217K106
23
300
SH
OTR
0
300
0
HEICO CORP NEW
COM
422806109
483
8000
SH
SOLE
8000
0
0
HEICO CORP NEW
COM
422806109
302
5000
SH
SOLE
5000
0
0
HERCULES TECH GROWTH CAP INC
COM
427096508
32
2168
SH
OTR
0
2168
0
HERITAGE OAKS BANCORP
COM
42724R107
776
92500
SH
SOLE
92500
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
499
20000
SH
SOLE
20000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
13717
550000
SH
SOLE
550000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
374
15000
SH
SOLE
15000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
17
700
SH
SOLE
700
0
0
HESS CORP
COM
42809H107
9
121
SH
SOLE
121
0
0
HEWLETT PACKARD CO
COM
428236103
1003
25000
SH
OTR
1
0
25000
0
HEWLETT PACKARD CO
COM
428236103
5462
136103
SH
OTR
3
0
136103
0
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
621
20000
SH
SOLE
20000
0
0
HOLOGIC INC
COM
436440101
16
600
SH
SOLE
600
0
0
HOME DEPOT INC
COM
437076102
5443
51854
SH
OTR
3
0
51854
0
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
5
160
SH
OTR
0
160
0
HUNT J B TRANS SVCS INC
COM
445658107
13480
160000
SH
SOLE
160000
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
10
112
SH
SOLE
112
0
0
ILLUMINA INC
COM
452327109
2215
12000
SH
OTR
2
0
12000
0
IMPERIAL HLDGS INC
COM
452834104
1076
165000
SH
SOLE
165000
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
918
23500
SH
SOLE
23500
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
769
19700
SH
SOLE
19700
0
0
INDEPENDENT BK GROUP INC
COM
45384B106
137
3500
SH
SOLE
3500
0
0
INGREDION INC
COM
457187102
594
7000
SH
OTR
0
7000
0
INGREDION INC
COM
457187102
594
7000
SH
OTR
0
7000
0
INGREDION INC
COM
457187102
492
5800
SH
OTR
0
5800
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
3259
355000
SH
SOLE
355000
0
0
INTEL CORP
COM
458140100
1815
50000
SH
OTR
2
0
50000
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
4137
25787
SH
OTR
3
0
25787
0
INTERNATIONAL GAME TECHNOLOG
COM
459902102
45
2600
SH
OTR
0
2600
0
INTERNATIONAL RECTIFIER CORP
COM
460254105
523
13100
SH
SOLE
13100
0
0
INTERVAL LEISURE GROUP INC
COM
46113M108
1704
81590
SH
SOLE
81590
0
0
INTERVAL LEISURE GROUP INC
COM
46113M108
574
27500
SH
SOLE
27500
0
0
INTERVAL LEISURE GROUP INC
COM
46113M108
476
22800
SH
SOLE
22800
0
0
INVESCO MUNI INCOME OPP TRST
COM
46132X101
15
2100
SH
OTR
0
2100
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
78
5685
SH
OTR
0
5685
0
ISHARES
MRG RL ES CP ETF
464288539
35
3000
SH
OTR
0
3000
0
ISHARES TR
PUT
464287955
27
650
SH
Put
SOLE
650
0
0
ISHARES TR
CALL
464287905
1363
1770
SH
Call
SOLE
1770
0
0
ISHARES TR
PUT
464287955
0
9
SH
Put
SOLE
9
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
61
800
SH
OTR
0
800
0
JMP GROUP INC
COM
46629U107
953
125000
SH
SOLE
125000
0
0
JMP GROUP INC
COM
46629U107
76
10000
SH
SOLE
10000
0
0
JOHNSON & JOHNSON
COM
478160104
784
7500
SH
OTR
0
7500
0
JOHNSON & JOHNSON
COM
478160104
460
4400
SH
OTR
0
4400
0
JONES ENERGY INC
COM CL A
48019R108
1883
165000
SH
SOLE
165000
0
0
KAYNE ANDERSON MLP INVT CO
COM
486606106
1
28
SH
OTR
0
28
0
KEURIG GREEN MTN INC
COM
49271M100
12578
95000
SH
SOLE
95000
0
0
KEURIG GREEN MTN INC
COM
49271M100
1986
15000
SH
OTR
2
0
15000
0
KEYCORP NEW
COM
493267108
695
50000
SH
SOLE
50000
0
0
KEYCORP NEW
COM
493267108
16999
1222929
SH
SOLE
1222929
0
0
KEYCORP NEW
COM
493267108
765
55000
SH
SOLE
55000
0
0
KIMCO RLTY CORP
COM
49446R109
8
325
SH
OTR
0
325
0
KINDER MORGAN INC DEL
COM
49456B101
904
21360
SH
OTR
1
0
21360
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
320
75000
SH
SOLE
75000
0
0
KINDER MORGAN INC DEL
COM
49456B101
45
1062
SH
OTR
0
1062
0
KINDER MORGAN INC DEL
COM
49456B101
135
3188
SH
OTR
0
3188
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
135
26953
SH
SOLE
26953
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
843
168000
SH
OTR
0
168000
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
85
17000
SH
OTR
0
17000
0
KROGER CO
COM
501044101
2055
32000
SH
OTR
2
0
32000
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
486
3850
SH
OTR
0
3850
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
988
250000
SH
SOLE
250000
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
851
215420
SH
SOLE
215420
0
0
LANDS END INC NEW
COM
51509F105
3103
57500
SH
SOLE
57500
0
0
LANDS END INC NEW
COM
51509F105
863
16000
SH
SOLE
16000
0
0
LAS VEGAS SANDS CORP
COM
517834107
657
11300
SH
OTR
1
0
11300
0
LAS VEGAS SANDS CORP
COM
517834107
23
400
SH
OTR
1
0
400
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
8
205
SH
OTR
0
205
0
LEAPFROG ENTERPRISES INC
CL A
52186N106
1086
230000
SH
SOLE
230000
0
0
LEUCADIA NATL CORP
COM
527288104
1827
81500
SH
SOLE
81500
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
13
2500
SH
OTR
0
2500
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
1330
25000
SH
SOLE
25000
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
639
12000
SH
SOLE
12000
0
0
LIGHTBRIDGE CORP
COM
53224K104
147
95000
SH
SOLE
95000
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
5011
109883
SH
OTR
3
0
109883
0
LOCKHEED MARTIN CORP
COM
539830109
5149
26736
SH
OTR
3
0
26736
0
LOCKHEED MARTIN CORP
COM
539830109
291
1509
SH
OTR
3
0
1509
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
669
8504
SH
SOLE
8504
0
0
LORILLARD INC
COM
544147101
472
7500
SH
SOLE
7500
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
499
6625
SH
OTR
0
6625
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
28
333
SH
OTR
0
333
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
49
598
SH
OTR
0
598
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
838
8458
SH
OTR
1
0
8458
0
MARATHON OIL CORP
COM
565849106
438
15500
SH
OTR
0
15500
0
MARATHON OIL CORP
COM
565849106
283
10000
SH
OTR
0
10000
0
MARATHON PETE CORP
COM
56585A102
6770
75000
SH
SOLE
75000
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
14
203
SH
OTR
0
203
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
77
1145
SH
OTR
0
1145
0
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
269
10000
SH
SOLE
10000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
13
925
SH
SOLE
925
0
0
MATTEL INC
COM
577081102
9206
297500
SH
SOLE
297500
0
0
MCDONALDS CORP
COM
580135101
39
420
SH
OTR
0
420
0
MCGRAW HILL FINL INC
COM
580645109
1335
15000
SH
OTR
2
0
15000
0
MEDIA GEN INC NEW
COM
58441K100
251
15000
SH
SOLE
15000
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
30
400
SH
OTR
1
0
400
0
MICHAELS COS INC
COM
59408Q106
618
25000
SH
SOLE
25000
0
0
MICHAELS COS INC
COM
59408Q106
495
20000
SH
SOLE
20000
0
0
MICRON TECHNOLOGY INC
COM
595112103
35
1000
SH
OTR
1
0
1000
0
MICRON TECHNOLOGY INC
COM
595112103
298
8510
SH
OTR
3
0
8510
0
MICROSOFT CORP
COM
594918104
735
15830
SH
OTR
1
0
15830
0
MICROSOFT CORP
COM
594918104
4794
103213
SH
OTR
3
0
103213
0
MICROSOFT CORP
COM
594918104
1022
22000
SH
OTR
0
22000
0
MIDCOAST ENERGY PARTNERS L P
COM UT LTD PTN
59564N103
410
30000
SH
SOLE
30000
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
1359
225000
SH
SOLE
225000
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
423
70000
SH
SOLE
70000
0
0
MOLSON COORS BREWING CO
CL B
60871R209
917
12300
SH
OTR
0
12300
0
MOLSON COORS BREWING CO
CL B
60871R209
522
7000
SH
OTR
0
7000
0
MONSTER BEVERAGE CORP
COM
611740101
316
2912
SH
OTR
3
0
2912
0
MOODYS CORP
COM
615369105
277
2890
SH
OTR
3
0
2890
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
8
884
SH
SOLE
884
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
553
8250
SH
OTR
0
8250
0
MRC GLOBAL INC
COM
55345K103
1288
85000
SH
SOLE
85000
0
0
MRC GLOBAL INC
COM
55345K103
530
35000
SH
SOLE
35000
0
0
MYERS INDS INC
COM
628464109
1188
67500
SH
SOLE
67500
0
0
MYERS INDS INC
COM
628464109
352
20000
SH
SOLE
20000
0
0
MYRIAD GENETICS INC
COM
62855J104
256
7502
SH
OTR
3
0
7502
0
NASDAQ OMX GROUP INC
COM
631103108
2782
58000
SH
OTR
2
0
58000
0
NAVISTAR INTL CORP NEW
COM
63934E108
16
482
SH
SOLE
482
0
0
NEONODE INC
COM NEW
64051M402
2479
733321
SH
SOLE
733321
0
0
NETAPP INC
COM
64110D104
4727
114034
SH
OTR
3
0
114034
0
NETEASE INC
SPONSORED ADR
64110W102
2776
28000
SH
OTR
2
0
28000
0
NEW MTN FIN CORP
COM
647551100
48
3240
SH
OTR
0
3240
0
NISOURCE INC
COM
65473P105
13
300
SH
OTR
0
300
0
NOBLE CORP PLC
CALL
G65431901
3
90
SH
Call
SOLE
90
0
0
NOBLE CORP PLC
CALL
G65431901
0
55
SH
Call
SOLE
55
0
0
NORDSTROM INC
COM
655664100
3017
38000
SH
OTR
2
0
38000
0
NORTHROP GRUMMAN CORP
COM
666807102
486
3300
SH
OTR
0
3300
0
NOVARTIS A G
SPONSORED ADR
66987V109
1066
11500
SH
OTR
0
11500
0
NOVARTIS A G
SPONSORED ADR
66987V109
438
4725
SH
OTR
0
4725
0
NOVATEL WIRELESS INC
COM NEW
66987M604
725
225000
SH
SOLE
225000
0
0
NOVAVAX INC
COM
670002104
3291
555000
SH
SOLE
555000
0
0
NOVAVAX INC
COM
670002104
623
105000
SH
SOLE
105000
0
0
NOVAVAX INC
COM
670002104
1103
186000
SH
SOLE
186000
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
81
2359
SH
OTR
0
2359
0
NUVEEN ALL CAP ENE MLP OPPO
COM
67075E108
19
1215
SH
OTR
0
1215
0
NUVEEN OHIO QUALITY INCOME M
COM
670980101
43
2830
SH
OTR
0
2830
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
14
1210
SH
OTR
0
1210
0
NUVEEN TX ADV TOTAL RET STRG
COM
67090H102
8
600
SH
OTR
0
600
0
NUVERRA ENVIRONMENTAL SOLUTI
COM NEW
67091K203
1388
250000
SH
SOLE
250000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
23
300
SH
OTR
1
0
300
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
39
200
SH
OTR
1
0
200
0
OCEANEERING INTL INC
COM
675232102
515
8750
SH
OTR
0
8750
0
OFFICE DEPOT INC
COM
676220106
16
1918
SH
SOLE
1918
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
39
500
SH
OTR
1
0
500
0
OMNOVA SOLUTIONS INC
COM
682129101
1221
150000
SH
SOLE
150000
0
0
OMNOVA SOLUTIONS INC
COM
682129101
122
15000
SH
SOLE
15000
0
0
ONEOK INC NEW
COM
682680103
21
430
SH
OTR
0
430
0
ONEOK INC NEW
COM
682680103
76
1524
SH
OTR
0
1524
0
OPKO HEALTH INC
COM
68375N103
4795
480000
SH
SOLE
480000
0
0
OPKO HEALTH INC
COM
68375N103
1029
103006
SH
SOLE
103006
0
0
OPKO HEALTH INC
COM
68375N103
1058
105918
SH
SOLE
105918
0
0
ORANGE
SPONSORED ADR
684060106
1151
68000
SH
OTR
0
68000
0
ORANGE
SPONSORED ADR
684060106
465
27500
SH
OTR
0
27500
0
OVASCIENCE INC
COM
69014Q101
5180
117147
SH
SOLE
117147
0
0
PACHOLDER HIGH YIELD FD INC
COM
693742108
10
1300
SH
OTR
0
1300
0
PARSLEY ENERGY INC
CL A
701877102
16
1000
SH
OTR
1
0
1000
0
PAYCHEX INC
COM
704326107
2955
64000
SH
OTR
2
0
64000
0
PEBBLEBROOK HOTEL TR
COM
70509V100
9
190
SH
OTR
0
190
0
PENTAIR PLC
SHS
G7S00T104
498
7500
SH
OTR
0
7500
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
30
2000
SH
OTR
0
2000
0
PERRIGO CO PLC
SHS
G97822103
33
200
SH
OTR
1
0
200
0
PETSMART INC
COM
716768106
312
3833
SH
OTR
3
0
3833
0
PFIZER INC
COM
717081103
22
720
SH
OTR
0
720
0
PHILIP MORRIS INTL INC
COM
718172109
11607
142500
SH
SOLE
142500
0
0
PHILIP MORRIS INTL INC
COM
718172109
85
1041
SH
OTR
0
1041
0
PHILLIPS 66
COM
718546104
7887
110000
SH
SOLE
110000
0
0
PHILLIPS 66
COM
718546104
42
580
SH
OTR
0
580
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
272
8283
SH
OTR
3
0
8283
0
PIMCO MUN INCOME FD III
COM
72201A103
2
225
SH
OTR
0
225
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
10
900
SH
OTR
0
900
0
PIONEER DIV HIGH INCOME TRUS
COM
723653101
8
445
SH
SOLE
445
0
0
PIONEER DIV HIGH INCOME TRUS
COM
723653101
10
550
SH
OTR
0
550
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
22
429
SH
OTR
0
429
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
13
500
SH
OTR
0
500
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
129
5023
SH
OTR
0
5023
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
16
700
SH
SOLE
700
0
0
POLARIS INDS INC
COM
731068102
30
200
SH
OTR
1
0
200
0
POLYONE CORP
COM
73179P106
1327
35000
SH
SOLE
35000
0
0
POLYONE CORP
COM
73179P106
512
13500
SH
SOLE
13500
0
0
POLYONE CORP
COM
73179P106
569
15000
SH
SOLE
15000
0
0
POTASH CORP SASK INC
COM
73755L107
1024
29000
SH
OTR
0
29000
0
POTASH CORP SASK INC
COM
73755L107
389
11000
SH
OTR
0
11000
0
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X286
51
1054
SH
OTR
0
1054
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
345
14375
SH
OTR
0
14375
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
77
3200
SH
OTR
0
3200
0
PRAXAIR INC
COM
74005P104
700
5400
SH
OTR
1
0
5400
0
PRICE T ROWE GROUP INC
COM
74144T108
713
8300
SH
OTR
1
0
8300
0
PRICE T ROWE GROUP INC
COM
74144T108
485
5650
SH
OTR
0
5650
0
PRICELINE GRP INC
COM NEW
741503403
23
20
SH
OTR
1
0
20
0
PROCTER & GAMBLE CO
COM
742718109
48
530
SH
OTR
0
530
0
PROLOGIS INC
COM
74340W103
8
195
SH
OTR
0
195
0
PROSHARES TR
PSHS SHTRUSS2000
74347R826
20
1300
SH
OTR
0
1300
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
7
150
SH
OTR
0
150
0
PROSHARES TR II
ULT VIX SHRT TRM
74347W346
119
4750
SH
SOLE
4750
0
0
PROSHARES TR II
ULTRASHORT YEN N
74347W569
16
178
SH
SOLE
178
0
0
PROSHARES TR II
CALL
74347W907
5
5
SH
Call
SOLE
5
0
0
PROSPERITY BANCSHARES INC
COM
743606105
717
12950
SH
OTR
1
0
12950
0
PULTE GROUP INC
COM
745867101
306
14272
SH
OTR
3
0
14272
0
QUALCOMM INC
COM
747525103
702
9450
SH
OTR
1
0
9450
0
QUALCOMM INC
COM
747525103
31
420
SH
OTR
1
0
420
0
QUALCOMM INC
COM
747525103
4777
64269
SH
OTR
3
0
64269
0
QUIKSILVER INC
COM
74838C106
243
110000
SH
SOLE
110000
0
0
RALLY SOFTWARE DEV CORP
COM
751198102
551
48500
SH
SOLE
48500
0
0
REALTY INCOME CORP
COM
756109104
12
249
SH
OTR
0
249
0
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
2
85
SH
OTR
0
85
0
REGIS CORP MINN
COM
758932107
11
673
SH
SOLE
673
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
281
7190
SH
SOLE
7190
0
0
REX ENERGY CORPORATION
COM
761565100
1122
220000
SH
SOLE
220000
0
0
REX ENERGY CORPORATION
COM
761565100
46
9000
SH
SOLE
9000
0
0
RICE ENERGY INC
COM
762760106
21
1000
SH
OTR
1
0
1000
0
RICE MIDSTREAM PARTNERS LP
UNIT LTD PARTN
762819100
335
20000
SH
SOLE
20000
0
0
RING ENERGY INC
COM
76680V108
630
60000
SH
SOLE
60000
0
0
RING ENERGY INC
COM
76680V108
137
13000
SH
SOLE
13000
0
0
RLJ LODGING TR
COM
74965L101
15
450
SH
OTR
0
450
0
ROCK-TENN CO
CL A
772739207
732
12000
SH
OTR
1
0
12000
0
ROCKWELL AUTOMATION INC
COM
773903109
4879
43875
SH
OTR
3
0
43875
0
ROCKWOOD HLDGS INC
COM
774415103
1182
15000
SH
SOLE
15000
0
0
ROUSE PPTYS INC
COM
779287101
796
43000
SH
SOLE
43000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
770
11500
SH
OTR
0
11500
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
234
3500
SH
OTR
0
3500
0
SAFEWAY INC
COM NEW
786514208
878
25000
SH
SOLE
25000
0
0
SANOFI
SPONSORED ADR
80105N105
1113
24400
SH
OTR
0
24400
0
SANOFI
SPONSORED ADR
80105N105
525
11500
SH
OTR
0
11500
0
SANOFI
RIGHT 12/31/2020
80105N113
237
300000
SH
SOLE
300000
0
0
SEACHANGE INTL INC
COM
811699107
622
97500
SH
OTR
0
97500
0
SEACHANGE INTL INC
COM
811699107
128
20100
SH
OTR
0
20100
0
SEALED AIR CORP NEW
COM
81211K100
573
13500
SH
SOLE
13500
0
0
SEALED AIR CORP NEW
COM
81211K100
12729
300000
SH
SOLE
300000
0
0
SEALED AIR CORP NEW
COM
81211K100
318
7500
SH
SOLE
7500
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
112
2370
SH
OTR
0
2370
0
SEMGROUP CORP
CL A
81663A105
2
26
SH
OTR
0
26
0
SEMGROUP CORP
CL A
81663A105
17
249
SH
OTR
0
249
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
5
220
SH
OTR
0
220
0
SERVISFIRST BANCSHARES INC
COM
81768T108
346
10500
SH
SOLE
10500
0
0
SEVENTY SEVEN ENERGY INC
COM
818097107
1894
350000
SH
SOLE
350000
0
0
SEVENTY SEVEN ENERGY INC
COM
818097107
189
35000
SH
SOLE
35000
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
328
8000
SH
SOLE
8000
0
0
SHERWIN WILLIAMS CO
COM
824348106
2893
11000
SH
OTR
2
0
11000
0
SIMON PPTY GROUP INC NEW
COM
828806109
1
7
SH
OTR
0
7
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
6
130
SH
OTR
0
130
0
SKYWORKS SOLUTIONS INC
COM
83088M102
36
500
SH
OTR
1
0
500
0
SKYWORKS SOLUTIONS INC
COM
83088M102
2559
35200
SH
OTR
2
0
35200
0
SKYWORKS SOLUTIONS INC
COM
83088M102
330
4543
SH
OTR
3
0
4543
0
SMITH & NEPHEW PLC
SPDN ADR NEW
83175M205
367
10000
SH
SOLE
10000
0
0
SMUCKER J M CO
COM NEW
832696405
482
4773
SH
OTR
0
4773
0
SNYDERS-LANCE INC
COM
833551104
865
28307
SH
OTR
0
28307
0
SNYDERS-LANCE INC
COM
833551104
353
11564
SH
OTR
0
11564
0
SOLERA HOLDINGS INC
COM
83421A104
550
10750
SH
OTR
0
10750
0
SONUS NETWORKS INC
COM
835916107
596
150000
SH
SOLE
150000
0
0
SONUS NETWORKS INC
COM
835916107
854
215000
SH
SOLE
215000
0
0
SOTHEBYS
COM
835898107
11
254
SH
SOLE
254
0
0
SOUTHERN COPPER CORP
COM
84265V105
13395
475000
SH
SOLE
475000
0
0
SOUTHWEST AIRLS CO
COM
844741108
3386
80000
SH
OTR
2
0
80000
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
77
2000
SH
OTR
0
2000
0
SPECTRA ENERGY CORP
COM
847560109
18
495
SH
OTR
0
495
0
SPECTRA ENERGY CORP
COM
847560109
75
2075
SH
OTR
0
2075
0
SPIRIT AIRLS INC
COM
848577102
285
3773
SH
OTR
3
0
3773
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
366
30762
SH
SOLE
30762
0
0
STAPLES INC
COM
855030102
18
1000
SH
SOLE
1000
0
0
STARWOOD PPTY TR INC
COM
85571B105
7
300
SH
OTR
0
300
0
STATOIL ASA
SPONSORED ADR
85771P102
299
17000
SH
OTR
0
17000
0
STATOIL ASA
SPONSORED ADR
85771P102
79
4500
SH
OTR
0
4500
0
SUN BANCORP INC
COM NEW
86663B201
340
17500
SH
SOLE
17500
0
0
SUNEDISON INC
COM
86732Y109
12
625
SH
SOLE
625
0
0
SUNOCO LP
COM U REP LP
86765K109
15
310
SH
OTR
0
310
0
SUPERIOR ENERGY SVCS INC
COM
868157108
499
24750
SH
OTR
0
24750
0
SUPERVALU INC
COM
868536103
10
1028
SH
SOLE
1028
0
0
SWS GROUP INC
COM
78503N107
66
9548
SH
SOLE
9548
0
0
SYMANTEC CORP
COM
871503108
13225
515500
SH
SOLE
515500
0
0
SYMANTEC CORP
COM
871503108
562
21900
SH
OTR
0
21900
0
SYNCHRONY FINL
COM
87165B103
15321
515000
SH
SOLE
515000
0
0
SYNTEL INC
COM
87162H103
278
6171
SH
OTR
3
0
6171
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
11
398
SH
SOLE
398
0
0
TAL ED GROUP
ADS REPSTG COM
874080104
14
500
SH
OTR
1
0
500
0
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
5
115
SH
OTR
0
115
0
TARGA RES CORP
COM
87612G101
20
190
SH
OTR
0
190
0
TARGA RES CORP
COM
87612G101
128
1209
SH
OTR
0
1209
0
TCP CAP CORP
COM
87238Q103
32
1886
SH
OTR
0
1886
0
TEARLAB CORP
COM
878193101
1126
425000
SH
SOLE
425000
0
0
TEEKAY OFFSHORE PARTNERS L P
PARTNERSHIP UN
Y8565J101
8
300
SH
OTR
0
300
0
TELECOMMUNICATION SYS INC
CL A
87929J103
780
249862
SH
OTR
0
249862
0
TELECOMMUNICATION SYS INC
CL A
87929J103
268
86000
SH
OTR
0
86000
0
TELEFLEX INC
COM
879369106
1665
14500
SH
OTR
2
0
14500
0
TESORO CORP
COM
881609101
17
222
SH
OTR
0
222
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
334
50000
SH
SOLE
50000
0
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
25
3787
SH
OTR
0
3787
0
TETRALOGIC PHARMACEUTICALS C
COM
88165U109
337
70000
SH
SOLE
70000
0
0
TEXTURA CORP
COM
883211104
1424
50000
SH
SOLE
50000
0
0
THE ADT CORPORATION
COM
00101J106
480
13250
SH
SOLE
13250
0
0
THERAVANCE INC
COM
88338T104
142
10000
SH
SOLE
10000
0
0
THL CR INC
COM
872438106
1070
91000
SH
SOLE
91000
0
0
TIDEWATER INC
COM
886423102
1215
37500
SH
SOLE
37500
0
0
TIME WARNER CABLE INC
COM
88732J207
1445
9500
SH
SOLE
9500
0
0
TIME WARNER INC
COM NEW
887317303
7474
87500
SH
SOLE
87500
0
0
TIME WARNER INC
COM NEW
887317303
769
9000
SH
OTR
1
0
9000
0
TORNIER N V
SHS
N87237108
383
15000
SH
SOLE
15000
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
10
239
SH
OTR
0
239
0
TORTOISE MLP FD INC
COM
89148B101
8
289
SH
OTR
0
289
0
TOTAL S A
SPONSORED ADR
89151E109
666
13000
SH
OTR
0
13000
0
TOTAL S A
SPONSORED ADR
89151E109
102
2000
SH
OTR
0
2000
0
TPG SPECIALTY LENDING INC
COM
87265K102
18
1050
SH
OTR
0
1050
0
TRANSCANADA CORP
COM
89353D107
68
1394
SH
OTR
0
1394
0
TRANSDIGM GROUP INC
COM
893641100
20
100
SH
OTR
1
0
100
0
TRANSOCEAN LTD
PUT
H8817H950
2
50
SH
Put
SOLE
50
0
0
TRIANGLE CAP CORP
COM
895848109
24
1164
SH
OTR
0
1164
0
TRINITY INDS INC
COM
896522109
20
700
SH
OTR
1
0
700
0
TRIPLEPOINT VENTR GRW BDC CO
COM
89677Y100
149
10000
SH
SOLE
10000
0
0
TRIPLEPOINT VENTR GRW BDC CO
COM
89677Y100
30
2000
SH
SOLE
2000
0
0
TRIPLEPOINT VENTR GRW BDC CO
COM
89677Y100
19
1309
SH
OTR
0
1309
0
TRIUMPH BANCORP INC
COM
89679E300
136
10000
SH
SOLE
10000
0
0
U S G CORP
COM NEW
903293405
12
446
SH
SOLE
446
0
0
U S SILICA HLDGS INC
COM
90346E103
642
25000
SH
SOLE
25000
0
0
U S SILICA HLDGS INC
COM
90346E103
42
1633
SH
OTR
0
1633
0
UDR INC
COM
902653104
2157
70000
SH
OTR
2
0
70000
0
UNILEVER PLC
SPON ADR NEW
904767704
39
960
SH
OTR
0
960
0
UNITED INS HLDGS CORP
COM
910710102
2250
102500
SH
SOLE
102500
0
0
UNITED RENTALS INC
COM
911363109
31
300
SH
OTR
1
0
300
0
UNITED STATES STL CORP NEW
COM
912909108
414
15500
SH
SOLE
15500
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
725
6300
SH
OTR
1
0
6300
0
UNITEDHEALTH GROUP INC
COM
91324P102
1077
10655
SH
OTR
1
0
10655
0
V F CORP
COM
918204108
749
10000
SH
OTR
1
0
10000
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
17531
122500
SH
SOLE
122500
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
21
150
SH
OTR
1
0
150
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
17
118
SH
SOLE
118
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
33
675
SH
OTR
0
675
0
VALSPAR CORP
COM
920355104
497
5750
SH
OTR
0
5750
0
VANGUARD INDEX FDS
REIT ETF
922908553
41
500
SH
OTR
0
500
0
VENTAS INC
COM
92276F100
681
9500
SH
OTR
1
0
9500
0
VENTAS INC
COM
92276F100
24
330
SH
OTR
0
330
0
VERASTEM INC
COM
92337C104
229
25000
SH
SOLE
25000
0
0
VERIFONE SYS INC
COM
92342Y109
911
24500
SH
OTR
0
24500
0
VERIFONE SYS INC
COM
92342Y109
580
15600
SH
OTR
0
15600
0
VERISIGN INC
COM
92343E102
279
4888
SH
OTR
3
0
4888
0
VERITIV CORP
COM
923454102
648
12500
SH
SOLE
12500
0
0
VISA INC
COM CL A
92826C839
692
2640
SH
OTR
1
0
2640
0
VISA INC
COM CL A
92826C839
39
150
SH
OTR
1
0
150
0
VITAL THERAPIES INC
COM
92847R104
137
5500
SH
SOLE
5500
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
957
28000
SH
OTR
0
28000
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
242
7090
SH
OTR
0
7090
0
W P CAREY INC
COM
92936U109
1
16
SH
OTR
0
16
0
WABCO HLDGS INC
COM
92927K102
303
2888
SH
OTR
3
0
2888
0
WABCO HLDGS INC
COM
92927K102
492
4700
SH
OTR
0
4700
0
WARREN RES INC
COM
93564A100
1208
750000
SH
SOLE
750000
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
385
15500
SH
OTR
0
15500
0
WENDYS CO
COM
95058W100
1150
127400
SH
OTR
0
127400
0
WENDYS CO
COM
95058W100
825
91400
SH
OTR
0
91400
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
17
274
SH
OTR
0
274
0
WESTERN REFNG LOGISTICS LP
COM UNIT REP LTP
95931Q205
6
200
SH
OTR
0
200
0
WESTERN UN CO
COM
959802109
5353
298876
SH
OTR
3
0
298876
0
WESTERN UN CO
COM
959802109
39
2200
SH
OTR
0
2200
0
WEYERHAEUSER CO
COM
962166104
16
450
SH
OTR
0
450
0
WHITEHORSE FIN INC
COM
96524V106
6
500
SH
OTR
0
500
0
WILLIAMS COS INC DEL
COM
969457100
836
18600
SH
OTR
1
0
18600
0
WILLIAMS COS INC DEL
COM
969457100
17
384
SH
OTR
0
384
0
WILLIAMS COS INC DEL
COM
969457100
159
3544
SH
OTR
0
3544
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
11
242
SH
SOLE
242
0
0
WRIGHT MED GROUP INC
COM
98235T107
398
14828
SH
SOLE
14828
0
0
XEROX CORP
COM
984121103
12266
885000
SH
SOLE
885000
0
0
ZAGG INC
COM
98884U108
1086
160000
SH
SOLE
160000
0
0
ZOETIS INC
CL A
98978V103
215
5000
SH
SOLE
5000
0
0
ZOETIS INC
CL A
98978V103
16
380
SH
SOLE
380
0
0