0001493152-23-012229.txt : 20230414
0001493152-23-012229.hdr.sgml : 20230414
20230414103435
ACCESSION NUMBER: 0001493152-23-012229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230412
FILED AS OF DATE: 20230414
DATE AS OF CHANGE: 20230414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOOTHBAY FUND MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001549230
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40778
FILM NUMBER: 23820104
BUSINESS ADDRESS:
STREET 1: 140 EAST 45TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 332-2679
MAIL ADDRESS:
STREET 1: 140 EAST 45TH STREET
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxus Acquisition Corp.
CENTRAL INDEX KEY: 0001852973
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300/26 DOSTYK AVENUE
CITY: ALMATY
STATE: 1P
ZIP: 050020
BUSINESS PHONE: 7 727 355-8021
MAIL ADDRESS:
STREET 1: 300/26 DOSTYK AVENUE
CITY: ALMATY
STATE: 1P
ZIP: 050020
4
1
ownership.xml
X0407
4
2023-04-12
1
0001852973
Oxus Acquisition Corp.
OXUS
0001549230
BOOTHBAY FUND MANAGEMENT, LLC
140 EAST 45TH STREET, 14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0
Class A Ordinary Shares, par value $0.0001 per share
2023-04-12
4
J
0
0
0
D
235331
I
See Footnote
Oxus Acquisition Corp.'s (the "Issuer") Form 8-K filed with the SEC on April 12, 2023 reported that the Issuer's sponsor exercised its right to convert 1,500,000 Class B ordinary shares into 1,500,000 Class A ordinary shares on April 5, 2023. Following the conversion there were 3,749,468 Class A ordinary shares of the Issuer issued and outstanding.
The Class A ordinary shares are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors ("Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Fund, and such Shares may be reported in regulatory filings made by such Subadvisors. As of April 12, 2023, the Funds hold an aggregate of 235,331 Class A ordinary shares. This report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting person herein are deemed to beneficially own an aggregate of 235,331 Shares, or 6.27% of the 3,749,468 Class A ordinary Shares that were issued and outstanding as of April 12, 2023, as disclosed in the Issuer's Form 8-K, as filed with the SEC on April 12, 2023.
This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reporting person herein, the Funds, and Ari Glass disclaims beneficial ownership of the Class A ordinary shares reported herein except to the extent of the reporting person's pecuniary interest therein.
Boothbay Fund Management LLC By: /s/ Ari Glass, Managing Member
2023-04-14