0001493152-23-012229.txt : 20230414 0001493152-23-012229.hdr.sgml : 20230414 20230414103435 ACCESSION NUMBER: 0001493152-23-012229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230412 FILED AS OF DATE: 20230414 DATE AS OF CHANGE: 20230414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOOTHBAY FUND MANAGEMENT, LLC CENTRAL INDEX KEY: 0001549230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40778 FILM NUMBER: 23820104 BUSINESS ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 332-2679 MAIL ADDRESS: STREET 1: 140 EAST 45TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxus Acquisition Corp. CENTRAL INDEX KEY: 0001852973 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300/26 DOSTYK AVENUE CITY: ALMATY STATE: 1P ZIP: 050020 BUSINESS PHONE: 7 727 355-8021 MAIL ADDRESS: STREET 1: 300/26 DOSTYK AVENUE CITY: ALMATY STATE: 1P ZIP: 050020 4 1 ownership.xml X0407 4 2023-04-12 1 0001852973 Oxus Acquisition Corp. OXUS 0001549230 BOOTHBAY FUND MANAGEMENT, LLC 140 EAST 45TH STREET, 14TH FLOOR NEW YORK NY 10017 0 0 1 0 0 Class A Ordinary Shares, par value $0.0001 per share 2023-04-12 4 J 0 0 0 D 235331 I See Footnote Oxus Acquisition Corp.'s (the "Issuer") Form 8-K filed with the SEC on April 12, 2023 reported that the Issuer's sponsor exercised its right to convert 1,500,000 Class B ordinary shares into 1,500,000 Class A ordinary shares on April 5, 2023. Following the conversion there were 3,749,468 Class A ordinary shares of the Issuer issued and outstanding. The Class A ordinary shares are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors ("Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Fund, and such Shares may be reported in regulatory filings made by such Subadvisors. As of April 12, 2023, the Funds hold an aggregate of 235,331 Class A ordinary shares. This report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting person herein are deemed to beneficially own an aggregate of 235,331 Shares, or 6.27% of the 3,749,468 Class A ordinary Shares that were issued and outstanding as of April 12, 2023, as disclosed in the Issuer's Form 8-K, as filed with the SEC on April 12, 2023. This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reporting person herein, the Funds, and Ari Glass disclaims beneficial ownership of the Class A ordinary shares reported herein except to the extent of the reporting person's pecuniary interest therein. Boothbay Fund Management LLC By: /s/ Ari Glass, Managing Member 2023-04-14