Regulatory Consultant

0001085146-19-002616.txt : 20191022 0001085146-19-002616.hdr.sgml : 20191022 20191022134619 ACCESSION NUMBER: 0001085146-19-002616 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 EFFECTIVENESS DATE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 191161236 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001549042 XXXXXXXX 09-30-2019 09-30-2019 false Diligent Investors, LLC

132 WEST RAMSEY STREET BANNING CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 10-22-2019 0 215 204699 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 523 3179 SH SOLE 0 0 3179 ABBOTT LABS COM 002824100 680 8130 SH SOLE 0 0 8130 ABBVIE INC COM 00287Y109 677 8936 SH SOLE 0 0 8936 ADOBE INC COM 00724F101 1911 6916 SH SOLE 0 0 6916 AES CORP COM 00130H105 196 11970 SH SOLE 0 0 11970 AFLAC INC COM 001055102 471 9000 SH SOLE 0 0 9000 AGNC INVT CORP COM 00123Q104 187 11631 SH SOLE 0 0 11631 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 242 1447 SH SOLE 0 0 1447 ALLEGION PUB LTD CO ORD SHS G0176J109 409 3947 SH SOLE 0 0 3947 ALPHABET INC CAP STK CL A 02079K305 517 423 SH SOLE 0 0 423 AMAZON COM INC COM 023135106 1083 624 SH SOLE 0 0 624 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 170 10475 SH SOLE 0 0 10475 AMERICAN EXPRESS CO COM 025816109 394 3331 SH SOLE 0 0 3331 AMERICAN HOMES 4 RENT CL A 02665T306 437 16881 SH SOLE 0 0 16881 AMERICAN STS WTR CO COM 029899101 229 2550 SH SOLE 0 0 2550 AMGEN INC COM 031162100 718 3711 SH SOLE 0 0 3711 APARTMENT INVT & MGMT CO CL A 03748R754 323 6190 SH SOLE 0 0 6190 APOLLO INVT CORP COM NEW 03761U502 283 17564 SH SOLE 0 0 17564 APPLE INC COM 037833100 6643 29659 SH SOLE 0 0 29659 APPLIED MATLS INC COM 038222105 887 17774 SH SOLE 0 0 17774 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 247 36700 SH SOLE 0 0 36700 ARROW ELECTRS INC COM 042735100 454 6090 SH SOLE 0 0 6090 ASHLAND GLOBAL HLDGS INC COM 044186104 285 3697 SH SOLE 0 0 3697 AT&T INC COM 00206R102 3315 87593 SH SOLE 0 0 87593 AVIS BUDGET GROUP INC COM 053774105 270 9555 SH SOLE 0 0 9555 BANK AMER CORP 7.25%CNV PFD L 060505682 259 173 SH SOLE 0 0 173 BANK AMER CORP COM 060505104 1194 40919 SH SOLE 0 0 40919 BB&T CORP COM 054937107 280 5255 SH SOLE 0 0 5255 BEACON ROOFING SUPPLY INC COM 073685109 257 7661 SH SOLE 0 0 7661 BERKLEY W R CORP COM 084423102 303 4200 SH SOLE 0 0 4200 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2266 10892 SH SOLE 0 0 10892 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 539 38177 SH SOLE 0 0 38177 BLACKSTONE GROUP INC COM CL A 09260D107 1735 35520 SH SOLE 0 0 35520 BOEING CO COM 097023105 1396 3670 SH SOLE 0 0 3670 BRIGHTHOUSE FINL INC COM 10922N103 854 21102 SH SOLE 0 0 21102 BRISTOL MYERS SQUIBB CO COM 110122108 651 12832 SH SOLE 0 0 12832 CANADIAN PAC RY LTD COM 13645T100 1601 7198 SH SOLE 0 0 7198 CARDINAL HEALTH INC COM 14149Y108 643 13636 SH SOLE 0 0 13636 CATERPILLAR INC DEL COM 149123101 372 2943 SH SOLE 0 0 2943 CDN IMPERIAL BK COMM TORONTO COM 136069101 227 2753 SH SOLE 0 0 2753 CHEVRON CORP NEW COM 166764100 1712 14434 SH SOLE 0 0 14434 CHUBB LIMITED COM H1467J104 278 1720 SH SOLE 0 0 1720 CIGNA CORP NEW COM 125523100 464 3060 SH SOLE 0 0 3060 CISCO SYS INC COM 17275R102 1682 34050 SH SOLE 0 0 34050 COCA COLA CO COM 191216100 1551 28487 SH SOLE 0 0 28487 CONAGRA BRANDS INC COM 205887102 215 7000 SH SOLE 0 0 7000 CONOCOPHILLIPS COM 20825C104 284 4977 SH SOLE 0 0 4977 CORNING INC COM 219350105 939 32912 SH SOLE 0 0 32912 CORTEVA INC COM 22052L104 1313 46902 SH SOLE 0 0 46902 CVS HEALTH CORP COM 126650100 1841 29185 SH SOLE 0 0 29185 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 281 16175 SH SOLE 0 0 16175 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 431 18154 SH SOLE 0 0 18154 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 325 13633 SH SOLE 0 0 13633 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 500 21871 SH SOLE 0 0 21871 DEUTSCHE BANK AG NAMEN AKT D18190898 79 10500 SH SOLE 0 0 10500 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 815 16494 SH SOLE 0 0 16494 DISCOVER FINL SVCS COM 254709108 912 11250 SH SOLE 0 0 11250 DISNEY WALT CO COM DISNEY 254687106 4759 36519 SH SOLE 0 0 36519 DOVER CORP COM 260003108 770 7732 SH SOLE 0 0 7732 DOW INC COM 260557103 663 13924 SH SOLE 0 0 13924 DUPONT DE NEMOURS INC COM 26614N102 719 10079 SH SOLE 0 0 10079 EATON CORP PLC SHS G29183103 524 6307 SH SOLE 0 0 6307 EATON VANCE FLTING RATE INC COM 278279104 288 21800 SH SOLE 0 0 21800 EDISON INTL COM 281020107 380 5045 SH SOLE 0 0 5045 EMCOR GROUP INC COM 29084Q100 701 8140 SH SOLE 0 0 8140 EXXON MOBIL CORP COM 30231G102 321 4545 SH SOLE 0 0 4545 FACEBOOK INC CL A 30303M102 1011 5679 SH SOLE 0 0 5679 FORD MTR CO DEL COM 345370860 450 49121 SH SOLE 0 0 49121 FREEPORT-MCMORAN INC CL B 35671D857 166 17387 SH SOLE 0 0 17387 FS KKR CAPITAL CORP COM 302635107 93 15899 SH SOLE 0 0 15899 GCI LIBERTY INC COM CLASS A 36164V305 243 3918 SH SOLE 0 0 3918 GENERAL ELECTRIC CO COM 369604103 482 53916 SH SOLE 0 0 53916 GENERAL MLS INC COM 370334104 718 13033 SH SOLE 0 0 13033 GILEAD SCIENCES INC COM 375558103 220 3471 SH SOLE 0 0 3471 GLADSTONE LD CORP COM 376549101 317 26627 SH SOLE 0 0 26627 GLOBAL PMTS INC COM 37940X102 3109 19551 SH SOLE 0 0 19551 GOLDMAN SACHS GROUP INC COM 38141G104 446 2153 SH SOLE 0 0 2153 GREEN DOT CORP CL A 39304D102 933 36933 SH SOLE 0 0 36933 HANESBRANDS INC COM 410345102 279 18240 SH SOLE 0 0 18240 HARLEY DAVIDSON INC COM 412822108 245 6809 SH SOLE 0 0 6809 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 390 26225 SH SOLE 0 0 26225 HERSHEY CO COM 427866108 768 4952 SH SOLE 0 0 4952 HOME DEPOT INC COM 437076102 737 3176 SH SOLE 0 0 3176 HONEYWELL INTL INC COM 438516106 401 2370 SH SOLE 0 0 2370 ING GROEP N V SPONSORED ADR 456837103 113 10857 SH SOLE 0 0 10857 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 759 30503 SH SOLE 0 0 30503 INNOVATOR ETFS TR S&P 500 BUFFER 45782C698 540 21509 SH SOLE 0 0 21509 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 206 7846 SH SOLE 0 0 7846 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 668 25700 SH SOLE 0 0 25700 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 955 38356 SH SOLE 0 0 38356 INNOVIVA INC COM 45781M101 273 25943 SH SOLE 0 0 25943 INTEL CORP COM 458140100 4027 78156 SH SOLE 0 0 78156 INTUITIVE SURGICAL INC COM NEW 46120E602 376 696 SH SOLE 0 0 696 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 546 34065 SH SOLE 0 0 34065 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 761 6429 SH SOLE 0 0 6429 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 743 11459 SH SOLE 0 0 11459 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 540 20463 SH SOLE 0 0 20463 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 839 28772 SH SOLE 0 0 28772 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 1000 52565 SH SOLE 0 0 52565 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 798 14799 SH SOLE 0 0 14799 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 249 9801 SH SOLE 0 0 9801 INVESCO QQQ TR UNIT SER 1 46090E103 226 1196 SH SOLE 0 0 1196 ISHARES TR BARCLAYS 7 10 YR 464287440 393 3491 SH SOLE 0 0 3491 ISHARES TR CORE US AGGBD ET 464287226 11037 97526 SH SOLE 0 0 97526 ISHARES TR NASDAQ BIOTECH 464287556 448 4501 SH SOLE 0 0 4501 ISHARES TR NATIONAL MUN ETF 464288414 298 2612 SH SOLE 0 0 2612 ISHARES TR US AER DEF ETF 464288760 202 900 SH SOLE 0 0 900 ISHARES TR USD INV GRDE ETF 464288620 2146 36825 SH SOLE 0 0 36825 JABIL INC COM 466313103 376 10500 SH SOLE 0 0 10500 JOHNSON & JOHNSON COM 478160104 1096 8473 SH SOLE 0 0 8473 KIMBERLY CLARK CORP COM 494368103 229 1611 SH SOLE 0 0 1611 KKR & CO INC CL A 48251W104 415 15467 SH SOLE 0 0 15467 KNOWLES CORP COM 49926D109 264 12990 SH SOLE 0 0 12990 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 677 14669 SH SOLE 0 0 14669 KRAFT HEINZ CO COM 500754106 843 30161 SH SOLE 0 0 30161 KROGER CO COM 501044101 447 17354 SH SOLE 0 0 17354 L3HARRIS TECHNOLOGIES INC COM 502431109 1377 6600 SH SOLE 0 0 6600 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 208 10900 SH SOLE 0 0 10900 MARSH & MCLENNAN COS INC COM 571748102 271 2710 SH SOLE 0 0 2710 MCDONALDS CORP COM 580135101 1082 5040 SH SOLE 0 0 5040 MEDICAL PPTYS TRUST INC COM 58463J304 225 11507 SH SOLE 0 0 11507 MEDTRONIC PLC SHS G5960L103 1015 9348 SH SOLE 0 0 9348 MERCK & CO INC COM 58933Y105 1462 17373 SH SOLE 0 0 17373 MESOBLAST LTD SPONS ADR 590717104 81 11648 SH SOLE 0 0 11648 METLIFE INC COM 59156R108 1011 21446 SH SOLE 0 0 21446 MICROSOFT CORP COM 594918104 8275 59523 SH SOLE 0 0 59523 MONDELEZ INTL INC CL A 609207105 1842 33305 SH SOLE 0 0 33305 MORGAN STANLEY COM NEW 617446448 726 17011 SH SOLE 0 0 17011 MOTOROLA SOLUTIONS INC COM NEW 620076307 272 1598 SH SOLE 0 0 1598 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 140 10002 SH SOLE 0 0 10002 NEW YORK CMNTY BANCORP INC COM 649445103 314 25000 SH SOLE 0 0 25000 NOKIA CORP SPONSORED ADR 654902204 152 30100 SH SOLE 0 0 30100 NUTRIEN LTD COM 67077M108 390 7825 SH SOLE 0 0 7825 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 309 20441 SH SOLE 0 0 20441 NUVEEN QUALITY MUNCP INCOME COM 67066V101 220 15352 SH SOLE 0 0 15352 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 1214 39611 SH SOLE 0 0 39611 ONE LIBERTY PPTYS INC COM 682406103 368 13359 SH SOLE 0 0 13359 OSI ETF TR OSHARES FTSE 67110P100 335 12020 SH SOLE 0 0 12020 OSI ETF TR OSHS GBL INTER 67110P704 216 9212 SH SOLE 0 0 9212 PACIFIC PREMIER BANCORP COM 69478X105 7038 225642 SH SOLE 0 0 225642 PAPA JOHNS INTL INC COM 698813102 845 16140 SH SOLE 0 0 16140 PEPSICO INC COM 713448108 201 1466 SH SOLE 0 0 1466 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 52 10000 SH SOLE 0 0 10000 PFIZER INC COM 717081103 2274 63287 SH SOLE 0 0 63287 PHILLIPS 66 COM 718546104 226 2204 SH SOLE 0 0 2204 PIMCO ETF TR INV GRD CRP BD 72201R817 977 8906 SH SOLE 0 0 8906 POOL CORPORATION COM 73278L105 1694 8400 SH SOLE 0 0 8400 PROCTER & GAMBLE CO COM 742718109 2472 19876 SH SOLE 0 0 19876 PS BUSINESS PKS INC CALIF COM 69360J107 1812 9958 SH SOLE 0 0 9958 PUBLIC STORAGE COM 74460D109 930 3792 SH SOLE 0 0 3792 QUALCOMM INC COM 747525103 2520 33041 SH SOLE 0 0 33041 QURATE RETAIL INC COM SER A 74915M100 477 46289 SH SOLE 0 0 46289 RAYTHEON CO COM NEW 755111507 228 1162 SH SOLE 0 0 1162 REGENCY CTRS CORP COM 758849103 253 3639 SH SOLE 0 0 3639 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 734 12251 SH SOLE 0 0 12251 S&P GLOBAL INC COM 78409V104 3297 13459 SH SOLE 0 0 13459 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 280 11141 SH SOLE 0 0 11141 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 341 10717 SH SOLE 0 0 10717 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2804 50459 SH SOLE 0 0 50459 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 896 17716 SH SOLE 0 0 17716 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 889 12525 SH SOLE 0 0 12525 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1209 17337 SH SOLE 0 0 17337 SEAGATE TECHNOLOGY PLC SHS G7945M107 861 16000 SH SOLE 0 0 16000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1088 12068 SH SOLE 0 0 12068 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 381 13597 SH SOLE 0 0 13597 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 474 6100 SH SOLE 0 0 6100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 275 29685 SH SOLE 0 0 29685 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2612 88979 SH SOLE 0 0 88979 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 602 17570 SH SOLE 0 0 17570 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 390 7963 SH SOLE 0 0 7963 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 413 8139 SH SOLE 0 0 8139 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 1266 30850 SH SOLE 0 0 30850 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 380 12323 SH SOLE 0 0 12323 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 4471 114964 SH SOLE 0 0 114964 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 4580 143315 SH SOLE 0 0 143315 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 3110 57884 SH SOLE 0 0 57884 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 3067 59756 SH SOLE 0 0 59756 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 931 15630 SH SOLE 0 0 15630 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 931 15205 SH SOLE 0 0 15205 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 787 17824 SH SOLE 0 0 17824 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 124 10500 SH SOLE 0 0 10500 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 69 11000 SH SOLE 0 0 11000 STARBUCKS CORP COM 855244109 397 4492 SH SOLE 0 0 4492 SYNCHRONY FINL COM 87165B103 873 25615 SH SOLE 0 0 25615 SYSCO CORP COM 871829107 281 3538 SH SOLE 0 0 3538 TEREX CORP NEW COM 880779103 381 14660 SH SOLE 0 0 14660 TEXAS INSTRS INC COM 882508104 432 3343 SH SOLE 0 0 3343 THE CHARLES SCHWAB CORPORATI COM 808513105 280 6703 SH SOLE 0 0 6703 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 973 7235 SH SOLE 0 0 7235 TRANSOCEAN LTD REG SHS H8817H100 52 11650 SH SOLE 0 0 11650 TRUSTMARK CORP COM 898402102 349 10244 SH SOLE 0 0 10244 TTEC HLDGS INC COM 89854H102 479 10000 SH SOLE 0 0 10000 TYSON FOODS INC CL A 902494103 383 4450 SH SOLE 0 0 4450 UBS GROUP AG SHS H42097107 116 10300 SH SOLE 0 0 10300 UNILEVER PLC SPON ADR NEW 904767704 469 7800 SH SOLE 0 0 7800 UNION PACIFIC CORP COM 907818108 329 2028 SH SOLE 0 0 2028 UNISYS CORP COM NEW 909214306 99 13310 SH SOLE 0 0 13310 UNITED PARCEL SERVICE INC CL B 911312106 395 3297 SH SOLE 0 0 3297 VALVOLINE INC COM 92047W101 796 36128 SH SOLE 0 0 36128 VANGUARD INDEX FDS MID CAP ETF 922908629 369 2200 SH SOLE 0 0 2200 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 457 4900 SH SOLE 0 0 4900 VANGUARD INDEX FDS TOTAL STK MKT 922908769 205 1360 SH SOLE 0 0 1360 VERIZON COMMUNICATIONS INC COM 92343V104 392 6494 SH SOLE 0 0 6494 VISA INC COM CL A 92826C839 5783 33620 SH SOLE 0 0 33620 W P CAREY INC COM 92936U109 795 8880 SH SOLE 0 0 8880 WALGREENS BOOTS ALLIANCE INC COM 931427108 893 16145 SH SOLE 0 0 16145 WALMART INC COM 931142103 2360 19888 SH SOLE 0 0 19888 WASTE MGMT INC DEL COM 94106L109 223 1937 SH SOLE 0 0 1937 WELLS FARGO CO NEW COM 949746101 594 11775 SH SOLE 0 0 11775 WESTERN UN CO COM 959802109 974 42050 SH SOLE 0 0 42050 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 120 10093 SH SOLE 0 0 10093 WYNDHAM DESTINATIONS INC COM 98310W108 342 7439 SH SOLE 0 0 7439 WYNDHAM HOTELS & RESORTS INC COM 98311A105 395 7640 SH SOLE 0 0 7640 ZIMMER BIOMET HLDGS INC COM 98956P102 453 3300 SH SOLE 0 0 3300 ZOETIS INC CL A 98978V103 2121 17020 SH SOLE 0 0 17020