Regulatory Consultant

0001085146-19-002034.txt : 20190801 0001085146-19-002034.hdr.sgml : 20190801 20190801142621 ACCESSION NUMBER: 0001085146-19-002034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 EFFECTIVENESS DATE: 20190801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 19992224 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549042 XXXXXXXX 06-30-2019 06-30-2019 false Diligent Investors, LLC

132 WEST RAMSEY STREET BANNING CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 08-01-2019 0 220 201176 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 551 3179 SH SOLE 0 0 3179 ABBOTT LABS COM 002824100 684 8130 SH SOLE 0 0 8130 ABBVIE INC COM 00287Y109 598 8227 SH SOLE 0 0 8227 ADOBE INC COM 00724F101 2054 6971 SH SOLE 0 0 6971 AES CORP COM 00130H105 201 11970 SH SOLE 0 0 11970 AFLAC INC COM 001055102 493 9000 SH SOLE 0 0 9000 AGNC INVT CORP COM 00123Q104 186 11056 SH SOLE 0 0 11056 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 298 1760 SH SOLE 0 0 1760 ALLEGION PUB LTD CO ORD SHS G0176J109 447 4047 SH SOLE 0 0 4047 ALPHABET INC CAP STK CL A 02079K305 453 418 SH SOLE 0 0 418 AMAZON COM INC COM 023135106 1117 590 SH SOLE 0 0 590 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 184 10900 SH SOLE 0 0 10900 AMERICAN EXPRESS CO COM 025816109 414 3351 SH SOLE 0 0 3351 AMERICAN HOMES 4 RENT CL A 02665T306 410 16881 SH SOLE 0 0 16881 AMGEN INC COM 031162100 683 3707 SH SOLE 0 0 3707 ANTHEM INC COM 036752103 201 712 SH SOLE 0 0 712 APARTMENT INVT & MGMT CO CL A 03748R754 324 6459 SH SOLE 0 0 6459 APOLLO INVT CORP COM NEW 03761U502 278 17564 SH SOLE 0 0 17564 APPLE INC COM 037833100 5857 29592 SH SOLE 0 0 29592 APPLIED MATLS INC COM 038222105 798 17774 SH SOLE 0 0 17774 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 146 20000 SH SOLE 0 0 20000 ARROW ELECTRS INC COM 042735100 449 6300 SH SOLE 0 0 6300 ASHLAND GLOBAL HLDGS INC COM 044186104 309 3858 SH SOLE 0 0 3858 AT&T INC COM 00206R102 2929 87400 SH SOLE 0 0 87400 AVIS BUDGET GROUP INC COM 053774105 386 10971 SH SOLE 0 0 10971 BANK AMER CORP COM 060505104 1211 41766 SH SOLE 0 0 41766 BANK AMER CORP 7.25%CNV PFD L 060505682 236 172 SH SOLE 0 0 172 BB&T CORP COM 054937107 271 5510 SH SOLE 0 0 5510 BEACON ROOFING SUPPLY INC COM 073685109 281 7661 SH SOLE 0 0 7661 BERKLEY W R CORP COM 084423102 277 4200 SH SOLE 0 0 4200 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2245 10530 SH SOLE 0 0 10530 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 519 38053 SH SOLE 0 0 38053 BOEING CO COM 097023105 1257 3454 SH SOLE 0 0 3454 BRIGHTHOUSE FINL INC COM 10922N103 805 21952 SH SOLE 0 0 21952 BRISTOL MYERS SQUIBB CO COM 110122108 605 13337 SH SOLE 0 0 13337 CANADIAN PAC RY LTD COM 13645T100 1705 7248 SH SOLE 0 0 7248 CARDINAL HEALTH INC COM 14149Y108 642 13634 SH SOLE 0 0 13634 CATERPILLAR INC DEL COM 149123101 389 2853 SH SOLE 0 0 2853 CDN IMPERIAL BK COMM TORONTO COM 136069101 228 2906 SH SOLE 0 0 2906 CELGENE CORP COM 151020104 334 3615 SH SOLE 0 0 3615 CHEVRON CORP NEW COM 166764100 1817 14604 SH SOLE 0 0 14604 CHUBB LIMITED COM H1467J104 253 1720 SH SOLE 0 0 1720 CIGNA CORP NEW COM 125523100 462 2932 SH SOLE 0 0 2932 CISCO SYS INC COM 17275R102 1847 33739 SH SOLE 0 0 33739 COCA COLA CO COM 191216100 1456 28585 SH SOLE 0 0 28585 CONOCOPHILLIPS COM 20825C104 313 5127 SH SOLE 0 0 5127 CORNING INC COM 219350105 1107 33312 SH SOLE 0 0 33312 CORTEVA INC COM 22052L104 1319 44612 SH SOLE 0 0 44612 CVS HEALTH CORP COM 126650100 1567 28753 SH SOLE 0 0 28753 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 467 20029 SH SOLE 0 0 20029 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 319 13633 SH SOLE 0 0 13633 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 515 22071 SH SOLE 0 0 22071 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 296 16575 SH SOLE 0 0 16575 DEUTSCHE BANK AG NAMEN AKT D18190898 80 10500 SH SOLE 0 0 10500 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 908 18295 SH SOLE 0 0 18295 DISCOVER FINL SVCS COM 254709108 888 11450 SH SOLE 0 0 11450 DISCOVERY INC COM SER C 25470F302 216 7575 SH SOLE 0 0 7575 DISNEY WALT CO COM DISNEY 254687106 5071 36318 SH SOLE 0 0 36318 DOVER CORP COM 260003108 785 7832 SH SOLE 0 0 7832 DOW INC COM 260557103 651 13201 SH SOLE 0 0 13201 DUPONT DE NEMOURS INC COM 26614N102 697 9282 SH SOLE 0 0 9282 DXC TECHNOLOGY CO COM 23355L106 211 3820 SH SOLE 0 0 3820 EATON CORP PLC SHS G29183103 525 6307 SH SOLE 0 0 6307 EATON VANCE FLTING RATE INC COM 278279104 294 21800 SH SOLE 0 0 21800 EDISON INTL COM 281020107 340 5044 SH SOLE 0 0 5044 EMCOR GROUP INC COM 29084Q100 726 8240 SH SOLE 0 0 8240 EXXON MOBIL CORP COM 30231G102 327 4265 SH SOLE 0 0 4265 FACEBOOK INC CL A 30303M102 1026 5318 SH SOLE 0 0 5318 FORD MTR CO DEL COM 345370860 501 48999 SH SOLE 0 0 48999 FREEPORT-MCMORAN INC CL B 35671D857 202 17382 SH SOLE 0 0 17382 FS KKR CAPITAL CORP COM 302635107 92 15423 SH SOLE 0 0 15423 GCI LIBERTY INC COM CLASS A 36164V305 243 3957 SH SOLE 0 0 3957 GENERAL ELECTRIC CO COM 369604103 600 57155 SH SOLE 0 0 57155 GENERAL MLS INC COM 370334104 696 13260 SH SOLE 0 0 13260 GILEAD SCIENCES INC COM 375558103 219 3245 SH SOLE 0 0 3245 GLADSTONE LD CORP COM 376549101 310 26920 SH SOLE 0 0 26920 GLOBAL PMTS INC COM 37940X102 3068 19161 SH SOLE 0 0 19161 GOLDMAN SACHS GROUP INC COM 38141G104 440 2152 SH SOLE 0 0 2152 GREEN DOT CORP CL A 39304D102 1268 25933 SH SOLE 0 0 25933 HALLIBURTON CO COM 406216101 212 9331 SH SOLE 0 0 9331 HANESBRANDS INC COM 410345102 374 21704 SH SOLE 0 0 21704 HARLEY DAVIDSON INC COM 412822108 251 7009 SH SOLE 0 0 7009 HARRIS CORP DEL COM 413875105 1248 6600 SH SOLE 0 0 6600 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 450 27225 SH SOLE 0 0 27225 HERSHEY CO COM 427866108 793 5920 SH SOLE 0 0 5920 HOME DEPOT INC COM 437076102 683 3282 SH SOLE 0 0 3282 HONEYWELL INTL INC COM 438516106 284 1626 SH SOLE 0 0 1626 ING GROEP N V SPONSORED ADR 456837103 126 10857 SH SOLE 0 0 10857 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 736 29531 SH SOLE 0 0 29531 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 658 26291 SH SOLE 0 0 26291 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 662 25700 SH SOLE 0 0 25700 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 203 7846 SH SOLE 0 0 7846 INNOVIVA INC COM 45781M101 384 26343 SH SOLE 0 0 26343 INTEL CORP COM 458140100 3735 78032 SH SOLE 0 0 78032 INTUITIVE SURGICAL INC COM NEW 46120E602 365 696 SH SOLE 0 0 696 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 820 12619 SH SOLE 0 0 12619 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 852 7133 SH SOLE 0 0 7133 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 644 39412 SH SOLE 0 0 39412 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 1084 57177 SH SOLE 0 0 57177 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 885 30487 SH SOLE 0 0 30487 INVESCO EXCHNG TRADED FD TR DWA DEV MKTS 46138E875 613 22673 SH SOLE 0 0 22673 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 885 16575 SH SOLE 0 0 16575 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 255 10212 SH SOLE 0 0 10212 INVESCO QQQ TR UNIT SER 1 46090E103 345 1846 SH SOLE 0 0 1846 ISHARES TR CORE US AGGBD ET 464287226 10276 92290 SH SOLE 0 0 92290 ISHARES TR BARCLAYS 7 10 YR 464287440 384 3491 SH SOLE 0 0 3491 ISHARES TR NASDAQ BIOTECH 464287556 382 3501 SH SOLE 0 0 3501 ISHARES TR NATIONAL MUN ETF 464288414 246 2171 SH SOLE 0 0 2171 ISHARES TR USD INV GRDE ETF 464288620 1993 34929 SH SOLE 0 0 34929 JABIL INC COM 466313103 332 10500 SH SOLE 0 0 10500 JOHNSON & JOHNSON COM 478160104 1137 8167 SH SOLE 0 0 8167 KIMBERLY CLARK CORP COM 494368103 215 1611 SH SOLE 0 0 1611 KKR & CO INC CL A 48251W104 398 15761 SH SOLE 0 0 15761 KNOWLES CORP COM 49926D109 240 13126 SH SOLE 0 0 13126 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 657 15069 SH SOLE 0 0 15069 KRAFT HEINZ CO COM 500754106 918 29574 SH SOLE 0 0 29574 KROGER CO COM 501044101 385 17754 SH SOLE 0 0 17754 LEGG MASON INC COM 524901105 200 5219 SH SOLE 0 0 5219 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 221 10600 SH SOLE 0 0 10600 MARSH & MCLENNAN COS INC COM 571748102 300 3010 SH SOLE 0 0 3010 MCDONALDS CORP COM 580135101 1047 5040 SH SOLE 0 0 5040 MEDICAL PPTYS TRUST INC COM 58463J304 201 11507 SH SOLE 0 0 11507 MEDTRONIC PLC SHS G5960L103 910 9348 SH SOLE 0 0 9348 MERCK & CO INC COM 58933Y105 1481 17664 SH SOLE 0 0 17664 MESOBLAST LTD SPONS ADR 590717104 62 11648 SH SOLE 0 0 11648 METLIFE INC COM 59156R108 1060 21346 SH SOLE 0 0 21346 MICROSOFT CORP COM 594918104 8912 66524 SH SOLE 0 0 66524 MONDELEZ INTL INC CL A 609207105 1826 33875 SH SOLE 0 0 33875 MORGAN STANLEY COM NEW 617446448 745 17011 SH SOLE 0 0 17011 MOTOROLA SOLUTIONS INC COM NEW 620076307 285 1712 SH SOLE 0 0 1712 NEW GOLD INC CDA COM 644535106 11 11544 SH SOLE 0 0 11544 NEW YORK CMNTY BANCORP INC COM 649445103 250 25000 SH SOLE 0 0 25000 NOKIA CORP SPONSORED ADR 654902204 151 30100 SH SOLE 0 0 30100 NUTRIEN LTD COM 67077M108 431 8065 SH SOLE 0 0 8065 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 298 20418 SH SOLE 0 0 20418 NUVEEN QUALITY MUNCP INCOME COM 67066V101 214 15310 SH SOLE 0 0 15310 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 998 37989 SH SOLE 0 0 37989 ONE LIBERTY PPTYS INC COM 682406103 387 13359 SH SOLE 0 0 13359 OSI ETF TR OSHARES FTSE 67110P100 347 12644 SH SOLE 0 0 12644 OSI ETF TR OSHS GBL INTER 67110P704 230 9212 SH SOLE 0 0 9212 PACIFIC PREMIER BANCORP COM 69478X105 6971 225744 SH SOLE 0 0 225744 PAPA JOHNS INTL INC COM 698813102 744 16640 SH SOLE 0 0 16640 PEPSICO INC COM 713448108 200 1527 SH SOLE 0 0 1527 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 61 10000 SH SOLE 0 0 10000 PFIZER INC COM 717081103 2718 62747 SH SOLE 0 0 62747 PHILLIPS 66 COM 718546104 206 2204 SH SOLE 0 0 2204 PIMCO ETF TR INV GRD CRP BD 72201R817 1036 9645 SH SOLE 0 0 9645 POOL CORPORATION COM 73278L105 1776 9300 SH SOLE 0 0 9300 PROCTER AND GAMBLE CO COM 742718109 2178 19865 SH SOLE 0 0 19865 PS BUSINESS PKS INC CALIF COM 69360J107 1791 10628 SH SOLE 0 0 10628 PUBLIC STORAGE COM 74460D109 1010 4242 SH SOLE 0 0 4242 QUALCOMM INC COM 747525103 2516 33070 SH SOLE 0 0 33070 QURATE RETAIL INC COM SER A 74915M100 575 46372 SH SOLE 0 0 46372 RAYTHEON CO COM NEW 755111507 202 1160 SH SOLE 0 0 1160 REGENCY CTRS CORP COM 758849103 245 3664 SH SOLE 0 0 3664 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 286 4351 SH SOLE 0 0 4351 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 224 3440 SH SOLE 0 0 3440 S&P GLOBAL INC COM 78409V104 3066 13459 SH SOLE 0 0 13459 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 929 13166 SH SOLE 0 0 13166 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1178 16484 SH SOLE 0 0 16484 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 339 12919 SH SOLE 0 0 12919 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2625 47766 SH SOLE 0 0 47766 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 957 18918 SH SOLE 0 0 18918 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 366 11224 SH SOLE 0 0 11224 SEAGATE TECHNOLOGY PLC SHS G7945M107 754 16000 SH SOLE 0 0 16000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1139 12294 SH SOLE 0 0 12294 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 203 1700 SH SOLE 0 0 1700 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 395 14297 SH SOLE 0 0 14297 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 472 6100 SH SOLE 0 0 6100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 248 29985 SH SOLE 0 0 29985 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 601 16792 SH SOLE 0 0 16792 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 227 5073 SH SOLE 0 0 5073 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2472 83528 SH SOLE 0 0 83528 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 963 15813 SH SOLE 0 0 15813 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 876 20284 SH SOLE 0 0 20284 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 931 15337 SH SOLE 0 0 15337 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 4180 107938 SH SOLE 0 0 107938 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 379 12322 SH SOLE 0 0 12322 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 4208 134514 SH SOLE 0 0 134514 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 1282 33601 SH SOLE 0 0 33601 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 3168 58367 SH SOLE 0 0 58367 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 3004 58482 SH SOLE 0 0 58482 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 388 7730 SH SOLE 0 0 7730 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 315 6428 SH SOLE 0 0 6428 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 119 10500 SH SOLE 0 0 10500 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 63 11000 SH SOLE 0 0 11000 STARBUCKS CORP COM 855244109 376 4485 SH SOLE 0 0 4485 SYNCHRONY FINL COM 87165B103 943 27192 SH SOLE 0 0 27192 SYSCO CORP COM 871829107 250 3538 SH SOLE 0 0 3538 TEREX CORP NEW COM 880779103 460 14660 SH SOLE 0 0 14660 TEXAS INSTRS INC COM 882508104 384 3343 SH SOLE 0 0 3343 THE CHARLES SCHWAB CORPORATI COM 808513105 269 6703 SH SOLE 0 0 6703 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 934 7535 SH SOLE 0 0 7535 TRANSOCEAN LTD REG SHS H8817H100 75 11761 SH SOLE 0 0 11761 TRUSTMARK CORP COM 898402102 375 11264 SH SOLE 0 0 11264 TTEC HLDGS INC COM 89854H102 466 10000 SH SOLE 0 0 10000 TYSON FOODS INC CL A 902494103 367 4550 SH SOLE 0 0 4550 UBS GROUP AG SHS H42097107 128 10800 SH SOLE 0 0 10800 UNILEVER PLC SPON ADR NEW 904767704 490 7900 SH SOLE 0 0 7900 UNION PACIFIC CORP COM 907818108 341 2019 SH SOLE 0 0 2019 UNISYS CORP COM NEW 909214306 133 13677 SH SOLE 0 0 13677 UNITED PARCEL SERVICE INC CL B 911312106 340 3297 SH SOLE 0 0 3297 VALVOLINE INC COM 92047W101 708 36265 SH SOLE 0 0 36265 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 428 4900 SH SOLE 0 0 4900 VANGUARD INDEX FDS MID CAP ETF 922908629 368 2200 SH SOLE 0 0 2200 VANGUARD INDEX FDS TOTAL STK MKT 922908769 204 1360 SH SOLE 0 0 1360 VANGUARD WORLD FDS ENERGY ETF 92204A306 242 2845 SH SOLE 0 0 2845 VERIZON COMMUNICATIONS INC COM 92343V104 354 6203 SH SOLE 0 0 6203 VISA INC COM CL A 92826C839 5910 34051 SH SOLE 0 0 34051 W P CAREY INC COM 92936U109 742 9139 SH SOLE 0 0 9139 WALGREENS BOOTS ALLIANCE INC COM 931427108 894 16345 SH SOLE 0 0 16345 WALMART INC COM 931142103 2214 20038 SH SOLE 0 0 20038 WASTE MGMT INC DEL COM 94106L109 273 2362 SH SOLE 0 0 2362 WELLS FARGO CO NEW COM 949746101 540 11412 SH SOLE 0 0 11412 WESTERN UN CO COM 959802109 863 43392 SH SOLE 0 0 43392 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 140 10093 SH SOLE 0 0 10093 WYNDHAM DESTINATIONS INC COM 98310W108 333 7584 SH SOLE 0 0 7584 WYNDHAM HOTELS & RESORTS INC COM 98311A105 429 7705 SH SOLE 0 0 7705 ZIMMER BIOMET HLDGS INC COM 98956P102 389 3300 SH SOLE 0 0 3300 ZOETIS INC CL A 98978V103 1974 17390 SH SOLE 0 0 17390