0000919574-14-002885.txt : 20140512 0000919574-14-002885.hdr.sgml : 20140512 20140512154703 ACCESSION NUMBER: 0000919574-14-002885 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBERT ASIAN OPPORTUNITIES FUND, LP CENTRAL INDEX KEY: 0001548967 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-178087 FILM NUMBER: 14833309 BUSINESS ADDRESS: STREET 1: HARBERT ASIAN OPPORTUNITIES FUND GP, LLC STREET 2: 2100 THIRD AVENUE NORTH, SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 205-987-5500 MAIL ADDRESS: STREET 1: HARBERT ASIAN OPPORTUNITIES FUND GP, LLC STREET 2: 2100 THIRD AVENUE NORTH, SUITE 600 CITY: BIRMINGHAM STATE: AL ZIP: 35203 D/A 1 primary_doc.xml X0707 D/A LIVE 0001548967 HARBERT ASIAN OPPORTUNITIES FUND, LP Harbert Asian Opportunities Fund GP, LLC 2100 THIRD AVENUE NORTH, SUITE 600 BIRMINGHAM AL ALABAMA 35203 205-987-5500 DELAWARE None None Limited Partnership true 2012 John W. McCullough Harbert Asian Opportunities Fund GP, LLC 2100 Third Avenue North, Suite 600 Birmingham AL ALABAMA 35203 Executive Officer Mr. McCullough also serves as the Senior Vice President of Harbert Asian Opportunities Fund GP, LLC, the general partner of the Issuer. Michael D. Luce Harbert Asian Opportunities Fund GP, LLC 2100 Third Avenue North, Suite 600 Birmingham AL ALABAMA 35203 Executive Officer Mr. Luce also serves as the President and Chief Operating Officer of Harbert Asian Opportunities Fund GP, LLC, the general partner of the Issuer. Raymond J. Harbert Harbert Asian Opportunities Fund GP, LLC 2100 Third Avenue North, Suite 600 Birmingham AL ALABAMA 35203 Executive Officer Mr. Harbert also serves as the Chief Executive Officer of Harbert Asian Opportunities Fund GP, LLC, the general partner of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-13-003048 2012-05-01 true true false 1000000 Indefinite 25375000 Indefinite false 9 0 0 0 The general partner, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false HARBERT ASIAN OPPORTUNITIES FUND, LP /s/ John W. McCullough John W. McCullough Senior Vice President of the General Partner of the Issuer 2014-05-12