The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADDUS HOMECARE | COM | 006739106 | 90,708 | 3,896,371 | SH | SOLE | 3,896,371 | 0 | 0 | ||
AMERICAN INTL GROUP, INC. CMN | COM | 026874784 | 2,479 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
APPLE, INC. CMN | COM | 037833100 | 2,988 | 28,385 | SH | SOLE | 28,385 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC. CLASS B | COM | 084670702 | 4,390 | 33,250 | SH | SOLE | 33,250 | 0 | 0 | ||
BLACKROCK DEBT STRATEGIES FUND | COM | 09255R103 | 242 | 71,822 | SH | SOLE | 71,822 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. MUTUAL FUND | COM | 09255X100 | 139 | 10,794 | SH | SOLE | 10,794 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CREDIT FUND CMN | COM | 09257R101 | 179 | 13,382 | SH | SOLE | 13,382 | 0 | 0 | ||
CAMPBELL SOUP CO CMN | COM | 134429109 | 981 | 18,668 | SH | SOLE | 18,668 | 0 | 0 | ||
CHEMOURS COMPANY (THE) CMN | COM | 163851108 | 14 | 2,566 | SH | SOLE | 2,566 | 0 | 0 | ||
COHEN & STEERS LTD DUR PFD INC AND INCOME FD, INC | COM | 19248C105 | 434 | 19,270 | SH | SOLE | 19,270 | 0 | 0 | ||
CONOCOPHILLIPS CMN | COM | 20825C104 | 388 | 8,318 | SH | SOLE | 8,318 | 0 | 0 | ||
DEUTSCHE HIGH INCOME OPPORTUNITIES FD INC | COM | 25158Y102 | 262 | 20,086 | SH | SOLE | 20,086 | 0 | 0 | ||
E.I. DU PONT DE NEMOURS AND CO CMN | COM | 263534109 | 855 | 12,834 | SH | SOLE | 12,834 | 0 | 0 | ||
EATON VANCE SENIOR INCOME TRUST | COM | 27826S103 | 303 | 52,465 | SH | SOLE | 52,465 | 0 | 0 | ||
EATON VANCE FLTG-RT INCOME TR MUTUAL FUND | COM | 278279104 | 483 | 38,202 | SH | SOLE | 38,202 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME FD MUTUAL FUND | COM | 27828H105 | 18 | 1,440 | SH | SOLE | 1,440 | 0 | 0 | ||
EXXON MOBIL CORPORATION CMN | COM | 30231G102 | 1,190 | 15,260 | SH | SOLE | 15,260 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN FD MUTUAL FUND | COM | 33718W103 | 436 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
FIRST TRUST ADVISORS LP-FIRST *TR HIGH INCOME LONG/SHORT FD MUTUAL FUND | COM | 33738E109 | 487 | 34,575 | SH | SOLE | 34,575 | 0 | 0 | ||
FRANCO-NEVADA CORPORATION CMN | COM | 351858105 | 618 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
GENERAL ELECTRIC CO CMN | COM | 369604103 | 2,570 | 82,493 | SH | SOLE | 82,493 | 0 | 0 | ||
GENERAL MOTORS COMPANY CMN | COM | 37045V100 | 536 | 15,750 | SH | SOLE | 15,750 | 0 | 0 | ||
GENUINE PARTS CO. CMN | COM | 372460105 | 838 | 9,760 | SH | SOLE | 9,760 | 0 | 0 | ||
GENWORTH FINANCIAL INC CMN CLASS A | COM | 37247D106 | 155 | 41,500 | SH | SOLE | 41,500 | 0 | 0 | ||
THE HOME DEPOT, INC. CMN | COM | 437076102 | 921 | 6,964 | SH | SOLE | 6,964 | 0 | 0 | ||
INVESCO SENIOR INCOME TRUST MUTUAL FUND | COM | 46131H107 | 331 | 82,000 | SH | SOLE | 82,000 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND MUTUAL FUND | COM | 46132R104 | 362 | 34,354 | SH | SOLE | 34,354 | 0 | 0 | ||
CALL/HYG @ 80 EXP 01/15/2016/iShares iBoxx $ High Yield Corporate Bond ETF | CALL | 464288513 | 24 | 204 | SH | Call | SOLE | 204 | 0 | 0 | |
JPMORGAN CHASE & CO CMN | COM | 46625H100 | 5,613 | 85,007 | SH | SOLE | 85,007 | 0 | 0 | ||
JPMORGAN CHASE & CO CMN | COM | 46625H100 | 1,717 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
JOHNSON & JOHNSON CMN | COM | 478160104 | 949 | 9,236 | SH | SOLE | 9,236 | 0 | 0 | ||
MERCK & CO., INC. CMN | COM | 58933Y105 | 369 | 6,979 | SH | SOLE | 6,979 | 0 | 0 | ||
MICROSOFT CORPORATION CMN | COM | 594918104 | 1,199 | 21,620 | SH | SOLE | 21,620 | 0 | 0 | ||
NEW AMERICA HIGH INCOME FUND, *INC. (THE) MUTUAL FUND | COM | 641876800 | 384 | 50,143 | SH | SOLE | 50,143 | 0 | 0 | ||
NUVEEN FLTG RT INC OPPORTUNITY MUTUAL FUND | COM | 6706EN100 | 209 | 21,372 | SH | SOLE | 21,372 | 0 | 0 | ||
NUVEEN PREFERRED INCOME OPPORTUNITIES FUND MUTUAL FUND | COM | 67073B106 | 412 | 44,990 | SH | SOLE | 44,990 | 0 | 0 | ||
NUVEEN CREDIT STRATEGIES INCOME FUND MUTUAL FUND | COM | 67073D102 | 598 | 76,271 | SH | SOLE | 76,271 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 18,338 | 89,950 | SH | SOLE | 89,950 | 0 | 0 | ||
CALL/JNK @ 34 EXP 01/15/2016/SPDR BARCLAYS HIGH YIELD BOND EXCHANGE TRADED FUND | CALL | 78464A417 | 18 | 615 | SH | Call | SOLE | 615 | 0 | 0 | |
SEALED AIR CORPORATION CMN | COM | 81211K100 | 757 | 16,970 | SH | SOLE | 16,970 | 0 | 0 | ||
TIME WARNER CABLE INC. CMN | COM | 88732J207 | 860 | 4,634 | SH | SOLE | 4,634 | 0 | 0 | ||
TOTAL SA SPONSORED ADR CMN | COM | 89151E109 | 526 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP CMN | COM | 913017109 | 784 | 8,158 | SH | SOLE | 8,158 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC. CMN | COM | 92343V104 | 265 | 5,739 | SH | SOLE | 5,739 | 0 | 0 | ||
VOYA PRIME RATE TRUST | COM | 92913A100 | 184 | 36,449 | SH | SOLE | 36,449 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE, INC. CMN | COM | 931427108 | 779 | 9,143 | SH | SOLE | 9,143 | 0 | 0 | ||
WELLS FARGO INCOME OPPORTUNITIES FUND | COM | 94987B105 | 148 | 19,825 | SH | SOLE | 19,825 | 0 | 0 | ||
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND | COM | 95766K109 | 370 | 78,941 | SH | SOLE | 78,941 | 0 | 0 | ||
MANAGED HIGH INCOME PORTFOLIO FUND INC MUTUAL FUND | COM | 95766L107 | 200 | 44,341 | SH | SOLE | 44,341 | 0 | 0 |