0001548468-19-000004.txt : 20190809
0001548468-19-000004.hdr.sgml : 20190809
20190809125249
ACCESSION NUMBER: 0001548468-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190809
DATE AS OF CHANGE: 20190809
EFFECTIVENESS DATE: 20190809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cognios Capital, LLC
CENTRAL INDEX KEY: 0001548468
IRS NUMBER: 263288496
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15894
FILM NUMBER: 191012218
BUSINESS ADDRESS:
STREET 1: 11250 TOMAHAWK CREEK PARKWAY
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-214-5000
MAIL ADDRESS:
STREET 1: 11250 TOMAHAWK CREEK PARKWAY
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TCP Fund Management, LLC
DATE OF NAME CHANGE: 20120426
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001548468
XXXXXXXX
06-30-2019
06-30-2019
Cognios Capital, LLC
11250 TOMAHAWK CREEK PARKWAY
LEAWOOD
KS
66211
13F HOLDINGS REPORT
028-15894
N
Patrick Hayes
Chief Compliance Officer
5135275048
Patrick Hayes
Covington
KY
08-09-2019
0
199
260644
false
INFORMATION TABLE
2
Cognios13FQ219.xml
3M COMPANY
COM
88579y101
945
5456
SH
SOLE
3250
0
2205
A T & T INC
COM
00206r102
2844
84879
SH
SOLE
68494
0
16385
A T & T INC
COM
00206r102
1550
46281
SH
DFND
46281
0
0
ADOBE INC
COM
00724f101
1874
6362
SH
SOLE
4947
0
1415
ADVANCED MICRO DEVIC
COM
007903107
3307
108893
SH
SOLE
89352
0
19541
AFLAC INC COM USD0.10
COM
001055102
680
12420
SH
SOLE
11054
0
1366
AFLAC INC COM USD0.10
COM
001055102
1505
27463
SH
DFND
27463
0
0
AKAMAI TECHNOLOGIES COMUSD0.01
COM
00971t101
988
12335
SH
SOLE
7607
0
4728
AKAMAI TECHNOLOGIES COMUSD0.01
COM
00971t101
1514
18897
SH
DFND
18897
0
0
ALASKA AIR GROUP INC COMUSD0.0
COM
011659109
756
11835
SH
SOLE
9862
0
1973
ALASKA AIR GROUP INC COMUSD0.0
COM
011659109
1565
24499
SH
DFND
24499
0
0
ALLSTATE CORP
COM
020002101
607
5978
SH
SOLE
5978
0
0
ALLSTATE CORP
COM
020002101
1510
14850
SH
DFND
14850
0
0
ALPHABET INC CAP STK CLC
COM
02079k107
597
553
SH
SOLE
39
0
514
ALPHABET INC. CLASS A
COM
02079k305
3918
3619
SH
SOLE
1917
0
1702
ALTRIA GROUP INC
COM
02209s103
737
15574
SH
SOLE
11707
0
3867
ALTRIA GROUP INC
COM
02209s103
1377
29082
SH
DFND
29082
0
0
AMAZON.COM INC
COM
023135106
4881
2578
SH
SOLE
2107
0
471
AMERICAN WATER WORKS COMPANYIN
COM
030420103
488
4208
SH
SOLE
0
0
4208
ANADARKO PETROLEUM CORPCOM USD
COM
032511107
816
11570
SH
SOLE
8270
0
3300
APPLE INC
COM
037833100
7657
38690
SH
SOLE
18024
0
20665
AUTOZONE INC COM USD0.01
COM
053332102
676
615
SH
SOLE
544
0
71
AUTOZONE INC COM USD0.01
COM
053332102
1485
1351
SH
DFND
1351
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
3668
17211
SH
SOLE
6574
0
10637
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
1549
7271
SH
DFND
7271
0
0
BERKSHIRE HATHAWAY INCDEL CL A
COM
084670108
2228
7
SH
SOLE
0
0
7
BLOCK H & R INC
COM
093671105
829
28326
SH
SOLE
22008
0
6318
BLOCK H & R INC
COM
093671105
1601
54673
SH
DFND
54673
0
0
BRISTOL-MYERS SQUIBB COCOM USD
COM
110122108
613
13533
SH
SOLE
12887
0
646
BRISTOL-MYERS SQUIBB COCOM USD
COM
110122108
1451
32015
SH
DFND
32015
0
0
CABOT OIL & GAS CORP COM
COM
127097103
542
23638
SH
SOLE
23638
0
0
CABOT OIL & GAS CORP COM
COM
127097103
1348
58722
SH
DFND
58722
0
0
CAMPBELL SOUP CO CAP USD0.0375
COM
134429109
722
18042
SH
SOLE
13871
0
4171
CAMPBELL SOUP CO CAP USD0.0375
COM
134429109
1380
34459
SH
DFND
34459
0
0
CAPRI HOLDINGS LTD COMNPV
COM
g1890l107
722
20823
SH
SOLE
17779
0
3044
CAPRI HOLDINGS LTD COMNPV
COM
g1890l107
1531
44166
SH
DFND
44166
0
0
CBOE GLOBAL MARKETS INC
COM
12503m108
755
7287
SH
SOLE
5422
0
1865
CBOE GLOBAL MARKETS INC
COM
12503m108
1395
13469
SH
DFND
13469
0
0
CENTURYLINK INC COM USD1.00
COM
156700106
708
60265
SH
SOLE
57808
0
2457
CENTURYLINK INC COM USD1.00
COM
156700106
1688
143609
SH
DFND
143609
0
0
CH ROBINSON WORLDWIDEINC COM U
COM
12541w209
743
8820
SH
SOLE
7463
0
1357
CH ROBINSON WORLDWIDEINC COM U
COM
12541w209
1563
18540
SH
DFND
18540
0
0
CHURCH &DWIGHT COM USD1.00
COM
171340102
762
10442
SH
SOLE
7681
0
2761
CHURCH &DWIGHT COM USD1.00
COM
171340102
1394
19082
SH
DFND
19082
0
0
CISCO SYSTEMS INC
COM
17275r102
5147
94044
SH
SOLE
38121
0
55923
CLOROX CO COM USD1.00
COM
189054109
754
4929
SH
SOLE
3777
0
1152
CLOROX CO COM USD1.00
COM
189054109
1436
9383
SH
DFND
9383
0
0
CME GROUP INC COM
COM
12572q105
214
1104
SH
SOLE
0
0
1104
COLGATE-PALMOLIVE CO COMUSD1.0
COM
194162103
1614
22527
SH
SOLE
15850
0
6677
COLGATE-PALMOLIVE CO COMUSD1.0
COM
194162103
1450
20241
SH
DFND
20241
0
0
CONAGRA BRANDS INC
COM
205887102
677
25537
SH
SOLE
20229
0
5308
CONAGRA BRANDS INC
COM
205887102
1332
50254
SH
DFND
50254
0
0
CONSTELLATION BRANDS INCCOM US
COM
21036p108
784
3982
SH
SOLE
3202
0
780
CONSTELLATION BRANDS INCCOM US
COM
21036p108
1566
7955
SH
DFND
7955
0
0
COOPER COS INC COM USD0.10
COM
216648402
708
2104
SH
SOLE
1875
0
229
COOPER COS INC COM USD0.10
COM
216648402
1569
4658
SH
DFND
4658
0
0
COPART INC COM USD0.0001
COM
217204106
601
8042
SH
SOLE
8042
0
0
COPART INC COM USD0.0001
COM
217204106
1493
19980
SH
DFND
19980
0
0
CORNING INC
COM
219350105
320
9642
SH
SOLE
0
0
9642
COSTCO WHOLESALE CORPCOM USD0.
COM
22160k105
850
3220
SH
SOLE
3093
0
127
DARDEN RESTAURANTS
COM
237194105
792
6508
SH
SOLE
4939
0
1569
DARDEN RESTAURANTS
COM
237194105
1493
12271
SH
DFND
12271
0
0
DAVITA INC COM
COM
23918k108
522
9288
SH
SOLE
6905
0
2383
DOLLAR GEN CORP NEW COM
COM
256677105
686
5081
SH
SOLE
4527
0
554
DOLLAR GEN CORP NEW COM
COM
256677105
1519
11245
SH
DFND
11245
0
0
DOLLAR TREE INC COM
COM
256746108
696
6486
SH
SOLE
5836
0
650
DOLLAR TREE INC COM
COM
256746108
1557
14499
SH
DFND
14499
0
0
DOMINION ENERGY INC COM
COM
25746u109
218
2821
SH
SOLE
866
0
1955
EMERSON ELECTRIC CO
COM
291011104
779
11685
SH
SOLE
8793
0
2892
FACEBOOK INC CLASS A
COM
30303m102
1436
7443
SH
SOLE
4382
0
3061
FISERV INC
COM
337738108
673
7385
SH
SOLE
6670
0
715
FISERV INC
COM
337738108
1510
16570
SH
DFND
16570
0
0
GAP INC COM
COM
364760108
672
37443
SH
SOLE
33672
0
3771
GAP INC COM
COM
364760108
1503
83648
SH
DFND
83648
0
0
GENERAL MILLS INC COMUSD0.10
COM
370334104
755
14388
SH
SOLE
12716
0
1672
GENERAL MILLS INC COMUSD0.10
COM
370334104
1520
28958
SH
DFND
28958
0
0
GILEAD SCIENCES INC COMUSD0.00
COM
375558103
521
7726
SH
SOLE
5851
0
1875
HARRIS CORPORATION COMUSD1.00
COM
413875105
1600
8464
SH
SOLE
6965
0
1499
HARTFORD FINANCIAL SERVICESGRP
COM
416515104
639
11469
SH
SOLE
10895
0
574
HARTFORD FINANCIAL SERVICESGRP
COM
416515104
1508
27066
SH
DFND
27066
0
0
HCA HEALTHCARE INC COM
COM
40412c101
829
6140
SH
SOLE
4742
0
1398
HCA HEALTHCARE INC COM
COM
40412c101
1592
11779
SH
DFND
11779
0
0
HERSHEY COMPANY COM USD1.00
COM
427866108
793
5923
SH
SOLE
4348
0
1575
HERSHEY COMPANY COM USD1.00
COM
427866108
1447
10801
SH
DFND
10801
0
0
HORMEL FOODS CORP COM
COM
440452100
751
18526
SH
SOLE
14363
0
4163
HORMEL FOODS CORP COM
COM
440452100
1446
35681
SH
DFND
35681
0
0
INCYTE CORP
COM
45337c102
1165
13716
SH
SOLE
11287
0
2429
INTEL CORP COM USD0.001
COM
458140100
985
20597
SH
SOLE
13245
0
7352
INTEL CORP COM USD0.001
COM
458140100
1571
32821
SH
DFND
32821
0
0
INTERCONTINENTAL EXCHANGEINC C
COM
45866f104
742
8635
SH
SOLE
7036
0
1599
INTERCONTINENTAL EXCHANGEINC C
COM
45866f104
1502
17481
SH
DFND
17481
0
0
JOHNSON &JOHNSON COM USD1.00
COM
478160104
1203
8640
SH
SOLE
4323
0
4317
JOHNSON &JOHNSON COM USD1.00
COM
478160104
1495
10740
SH
DFND
10740
0
0
KELLOGG COMPANY COM USD0.25
COM
487836108
711
13283
SH
SOLE
10726
0
2557
KELLOGG COMPANY COM USD0.25
COM
487836108
1427
26646
SH
DFND
26646
0
0
KEURIG DR PEPPER INC COM
COM
49271v100
393
13619
SH
SOLE
13619
0
0
KEYSIGHT TECH INC
COM
49338l103
1973
21979
SH
SOLE
18089
0
3890
KIMBERLY CLARK CORP COMUSD1.25
COM
494368103
728
5465
SH
SOLE
4448
0
1017
KIMBERLY CLARK CORP COMUSD1.25
COM
494368103
1472
11049
SH
DFND
11049
0
0
KROGER CO COM USD1.00
COM
501044101
572
26389
SH
SOLE
25235
0
1154
KROGER CO COM USD1.00
COM
501044101
1360
62688
SH
DFND
62688
0
0
L BRANDS INCCOM
COM
501797104
806
30908
SH
SOLE
26522
0
4386
L BRANDS INCCOM
COM
501797104
1719
65887
SH
DFND
65887
0
0
LABORATORY CORP AMER HLDGSCOM
COM
50540r409
345
2000
SH
SOLE
0
0
2000
LAMB WESTON HLDGS INCCOM
COM
513272104
674
10638
SH
SOLE
9711
0
927
LAMB WESTON HLDGS INCCOM
COM
513272104
1528
24125
SH
DFND
24125
0
0
LULULEMON ATHLETICA
COM
550021109
1385
7690
SH
SOLE
6317
0
1373
LYONDELLBASELL INDUSTRIESN V C
COM
n53745100
616
7161
SH
SOLE
5393
0
1768
MACY S INC COM USD0.01
COM
55616p104
710
33114
SH
SOLE
29426
0
3688
MACY S INC COM USD0.01
COM
55616p104
1568
73101
SH
DFND
73101
0
0
MARSH &MCLENNAN COMPANIESINC C
COM
571748102
601
6026
SH
SOLE
6026
0
0
MARSH &MCLENNAN COMPANIESINC C
COM
571748102
1493
14970
SH
DFND
14970
0
0
MC DONALDS CORP
COM
580135101
2320
11175
SH
SOLE
8824
0
2351
MC DONALDS CORP
COM
580135101
1511
7281
SH
DFND
7281
0
0
MCCORMICK &COMPANY INCCOM NPV
COM
579780206
801
5169
SH
SOLE
3787
0
1382
MCCORMICK &COMPANY INCCOM NPV
COM
579780206
1458
9408
SH
DFND
9408
0
0
MEDTRONIC PLC USD0.0001
COM
g5960l103
824
8461
SH
SOLE
6280
0
2181
METLIFE INC
COM
59156r108
1521
30638
SH
SOLE
25126
0
5512
MICROSOFT CORP
COM
594918104
3625
27062
SH
SOLE
18214
0
8848
MOLSON COORS BREWING COMPANYCO
COM
60871r209
670
11978
SH
SOLE
10440
0
1538
MOLSON COORS BREWING COMPANYCO
COM
60871r209
1452
25936
SH
DFND
25936
0
0
MONDELEZ INTL INC COM
COM
609207105
1084
20114
SH
SOLE
13432
0
6682
MORGAN STANLEY
COM
617446448
1363
31129
SH
SOLE
25523
0
5606
MOTOROLA SOLUTIONS INCCOM NEW
COM
620076307
617
3705
SH
SOLE
3705
0
0
MOTOROLA SOLUTIONS INCCOM NEW
COM
620076307
1534
9204
SH
DFND
9204
0
0
NASDAQ INC COMSTK
COM
631103108
739
7687
SH
SOLE
6265
0
1422
NASDAQ INC COMSTK
COM
631103108
1496
15565
SH
DFND
15565
0
0
NIKE INC CLASS B
COM
654106103
782
9320
SH
SOLE
7269
0
2051
NIKE INC CLASS B
COM
654106103
1515
18057
SH
DFND
18057
0
0
NORDSTROM INC COM NPV
COM
655664100
693
21758
SH
SOLE
19236
0
2522
NORDSTROM INC COM NPV
COM
655664100
1522
47786
SH
DFND
47786
0
0
NORTHROP GRUMMAN CO
COM
666807102
689
2133
SH
SOLE
1900
0
233
NORTHROP GRUMMAN CO
COM
666807102
1525
4721
SH
DFND
4721
0
0
NUTRIEN LTD COM NPV ISIN#CA670
COM
67077m108
868
16240
SH
SOLE
0
0
16240
O'REILLY AUTOMOTIVE INC
COM
67103H107
580
1571
SH
SOLE
1571
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
1441
3903
SH
DFND
3903
0
0
OMNICOM GROUP INC COMUSD0.15
COM
681919106
777
9484
SH
SOLE
8423
0
1061
OMNICOM GROUP INC COMUSD0.15
COM
681919106
1541
18813
SH
DFND
18813
0
0
ORACLE CORP COM
COM
68389x105
1055
18535
SH
SOLE
13193
0
5342
PEPSICO INC
COM
713448108
729
5565
SH
SOLE
4495
0
1070
PEPSICO INC
COM
713448108
1464
11167
SH
DFND
11167
0
0
PHILLIPS 66 COM
COM
718546104
334
3576
SH
SOLE
0
0
3576
PLANET FITNESS INC CLA
COM
72703h101
200
2769
SH
SOLE
1812
0
957
PROCTER & GAMBLE
COM
742718109
3744
34154
SH
SOLE
26765
0
7389
PROCTER & GAMBLE
COM
742718109
1503
13709
SH
DFND
13709
0
0
PROGRESSIVE CO OHIO
COM
743315103
2366
29602
SH
SOLE
23499
0
6103
PROGRESSIVE CO OHIO
COM
743315103
1422
17797
SH
DFND
17797
0
0
PUBLIC STORAGE COM USD0.10
COM
74460d109
772
3243
SH
SOLE
2439
0
804
PUBLIC STORAGE COM USD0.10
COM
74460d109
1442
6058
SH
DFND
6058
0
0
PULTE GROUP INC COM USD0.01
COM
745867101
662
20947
SH
SOLE
18629
0
2318
PULTE GROUP INC COM USD0.01
COM
745867101
1463
46279
SH
DFND
46279
0
0
QUEST DIAGNOSTIC INC
COM
74834l100
2290
22496
SH
SOLE
16896
0
5600
QUEST DIAGNOSTIC INC
COM
74834l100
1535
15086
SH
DFND
15086
0
0
RALPH LAUREN CORP
COM
751212101
753
6635
SH
SOLE
5500
0
1135
RALPH LAUREN CORP
COM
751212101
1551
13663
SH
DFND
13663
0
0
REPUBLIC SERVICES
COM
760759100
795
9186
SH
SOLE
6912
0
2274
REPUBLIC SERVICES
COM
760759100
1487
17172
SH
DFND
17172
0
0
SALESFORCE COM
COM
79466l302
1282
8455
SH
SOLE
6622
0
1833
SPLUNK INC
COM
848637104
1487
11829
SH
SOLE
10067
0
1762
SQUARE INC CLASS A
COM
852234103
1354
18678
SH
SOLE
14969
0
3709
STARBUCKS CORP COM USD0.001
COM
855244109
773
9222
SH
SOLE
7259
0
1963
STARBUCKS CORP COM USD0.001
COM
855244109
1511
18033
SH
DFND
18033
0
0
SYNCHRONY FINL
COM
87165b103
1513
43660
SH
SOLE
35929
0
7731
SYSCO CORP
COM
871829107
780
11038
SH
SOLE
8472
0
2566
SYSCO CORP
COM
871829107
1488
21048
SH
DFND
21048
0
0
TAKE-TWO INTERACTIVE SOFTWAREC
COM
874054109
612
5397
SH
SOLE
5397
0
0
TAKE-TWO INTERACTIVE SOFTWAREC
COM
874054109
1522
13408
SH
DFND
13408
0
0
TAPESTRY INC COM
COM
876030107
763
24075
SH
SOLE
20061
0
4014
TAPESTRY INC COM
COM
876030107
1581
49836
SH
DFND
49836
0
0
TARGET CORP
COM
87612e106
1425
16455
SH
SOLE
12204
0
4251
THE COCA-COLA CO
COM
191216100
1421
27916
SH
SOLE
22028
0
5888
TJX COS INC NEW COM
COM
872540109
710
13437
SH
SOLE
11607
0
1830
TJX COS INC NEW COM
COM
872540109
1524
28836
SH
DFND
28836
0
0
TOTAL SYS SVCS INC
COM
891906109
604
4713
SH
SOLE
4713
0
0
TOTAL SYS SVCS INC
COM
891906109
1501
11707
SH
DFND
11707
0
0
TWILIO INC CLASS A
COM
90138f102
2588
18987
SH
SOLE
15582
0
3405
TYSON FOODS INC CL A
COM
902494103
789
9774
SH
SOLE
7291
0
2483
TYSON FOODS INC CL A
COM
902494103
1462
18112
SH
DFND
18112
0
0
UNITEDHEALTH GROUP
COM
91324p102
661
2713
SH
SOLE
2466
0
247
UNITEDHEALTH GROUP
COM
91324p102
1494
6125
SH
DFND
6125
0
0
VERISK ANALYTICS INC COM
COM
92345y106
784
5358
SH
SOLE
4113
0
1245
VERISK ANALYTICS INC COM
COM
92345y106
1496
10218
SH
DFND
10218
0
0
VERIZON COMMUNICATIONS
COM
92343v104
867
15188
SH
SOLE
11406
0
3782
VMWARE INC CLASS A
COM
928563402
1610
9630
SH
SOLE
7924
0
1706
WALGREENS BOOTS ALLIANCEINC CO
COM
931427108
642
11748
SH
SOLE
11748
0
0
WALGREENS BOOTS ALLIANCEINC CO
COM
931427108
1595
29184
SH
DFND
29184
0
0
WALMART INC
COM
931142103
2672
24190
SH
SOLE
16632
0
7558
WALMART INC
COM
931142103
1569
14204
SH
DFND
14204
0
0
WALT DISNEY CO
COM
254687106
4192
30021
SH
SOLE
20838
0
9183
WASTE MANAGEMENT INC
COM
94106l109
755
6549
SH
SOLE
5240
0
1309
WASTE MANAGEMENT INC
COM
94106l109
1501
13017
SH
DFND
13017
0
0
WELLCARE HEALTH PLAN
COM
94946t106
1428
5011
SH
SOLE
4124
0
887
WELLS FARGO CO NEW COM
COM
949746101
584
12356
SH
SOLE
9288
0
3068
WILLIS TOWERS WATSON PLC
COM
g96629103
648
3388
SH
SOLE
3226
0
162
WILLIS TOWERS WATSON PLC
COM
g96629103
1535
8016
SH
DFND
8016
0
0
YUM BRANDS INC
COM
988498101
715
6467
SH
SOLE
5511
0
956
YUM BRANDS INC
COM
988498101
1515
13691
SH
DFND
13691
0
0
ICICI BANK LTD F SPONSORED ADR
ADR
45104g104
1213
96354
SH
SOLE
79289
0
17065
SPDR S&P500 ETF TRUSTS&P 500 E
ETF
78462f103
1778
6070
SH
SOLE
2896
0
3174