0001548468-18-000006.txt : 20180820
0001548468-18-000006.hdr.sgml : 20180820
20180820124036
ACCESSION NUMBER: 0001548468-18-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180820
DATE AS OF CHANGE: 20180820
EFFECTIVENESS DATE: 20180820
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cognios Capital, LLC
CENTRAL INDEX KEY: 0001548468
IRS NUMBER: 263288496
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15894
FILM NUMBER: 181027738
BUSINESS ADDRESS:
STREET 1: 11250 TOMAHAWK CREEK PARKWAY
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-214-5000
MAIL ADDRESS:
STREET 1: 11250 TOMAHAWK CREEK PARKWAY
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TCP Fund Management, LLC
DATE OF NAME CHANGE: 20120426
13F-HR
1
primary_doc.xml
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false
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0001548468
XXXXXXXX
06-30-2018
06-30-2018
Cognios Capital, LLC
11250 TOMAHAWK CREEK PARKWAY
LEAWOOD
KS
66211
13F HOLDINGS REPORT
028-15894
N
Jeffrey Groene
Compliance Officer
859-578-1098
Jeffrey Groene
Fort Mitchell
KY
08-20-2018
0
299
285798
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0
30255
P G & E CORP
COM
69331C108
761
17891
SH
SOLE
15462
0
2429
P G & E CORP
COM
69331C108
1030
24202
SH
DFND
24202
0
0
P G & E CORP
COM
69331C108
626
14722
SH
OTR
0
14722
0
PPL CORP
COM
69351t106
673
23596
SH
SOLE
21013
0
2583
PPL CORP
COM
69351t106
1098
38470
SH
DFND
38470
0
0
PPL CORP
COM
69351t106
668
23400
SH
OTR
0
23400
0
PEARSON PLC F SPONSORED ADR 1
ADR
705015105
840
72486
SH
SOLE
59290
0
13196
PEPSICO INC
COM
713448108
430
3950
SH
SOLE
3852
0
98
PEPSICO INC
COM
713448108
1084
9965
SH
DFND
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0
0
PEPSICO INC
COM
713448108
659
6061
SH
OTR
0
6061
0
PFIZER INC
COM
717081103
934
25764
SH
SOLE
21086
0
4678
PHILLIPS 66
COM
718546104
349
3110
SH
SOLE
0
0
3110
PROCTER & GAMBLE CO/THE
COM
742718109
2310
29591
SH
SOLE
14293
0
15298
PROCTER & GAMBLE CO/THE
COM
742718109
1049
13451
SH
DFND
13451
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
640
8199
SH
OTR
0
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0
PROGRESSIVE CO OHIO
COM
743315103
1892
31989
SH
SOLE
26372
0
5617
PROGRESSIVE CO OHIO
COM
743315103
939
15885
SH
DFND
15885
0
0
PROGRESSIVE CO OHIO
COM
743315103
571
9662
SH
OTR
0
9662
0
PUBLIC SERVICE ENTERPRISE GP
COM
744573106
1006
18583
SH
SOLE
15519
0
3064
PUBLIC SERVICE ENTERPRISE GP
COM
744573106
1052
19447
SH
DFND
19447
0
0
PUBLIC SERVICE ENTERPRISE GP
COM
744573106
640
11828
SH
OTR
0
11828
0
PUBLIC STORAGE
COM
74460D109
998
4400
SH
SOLE
3684
0
716
PUBLIC STORAGE
COM
74460D109
1058
4667
SH
DFND
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0
0
PUBLIC STORAGE
COM
74460D109
645
2845
SH
OTR
0
2845
0
QUEST DIAGNOSTICS INC
COM
74834L100
918
8355
SH
SOLE
5016
0
3339
QUEST DIAGNOSTICS INC
COM
74834L100
1018
9268
SH
DFND
9268
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
619
5636
SH
OTR
0
5636
0
RALPH LAUREN CORP
COM
751212101
571
4548
SH
SOLE
4023
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525
RALPH LAUREN CORP
COM
751212101
892
7100
SH
DFND
7100
0
0
RALPH LAUREN CORP
COM
751212101
542
4318
SH
OTR
0
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0
RANGE RESOURCES CORP
COM
75281A109
418
25021
SH
SOLE
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0
625
RANGE RESOURCES CORP
COM
75281A109
1055
63110
SH
DFND
63110
0
0
RANGE RESOURCES CORP
COM
75281A109
642
38387
SH
OTR
0
38387
0
RAYTHEON COMPANY
COM
755111507
1089
5642
SH
SOLE
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1210
RAYTHEON COMPANY
COM
755111507
903
4678
SH
DFND
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0
0
RAYTHEON COMPANY
COM
755111507
548
2840
SH
OTR
0
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0
REPUBLIC SERVICES INC
COM
760759100
945
13827
SH
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2265
REPUBLIC SERVICES INC
COM
760759100
1000
14629
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DFND
14629
0
0
REPUBLIC SERVICES INC
COM
760759100
608
8898
SH
OTR
0
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0
ROCKWELL COLLINS INC
COM
774341101
384
2856
SH
SOLE
2785
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71
ROCKWELL COLLINS INC
COM
774341101
972
7219
SH
DFND
7219
0
0
ROCKWELL COLLINS INC
COM
774341101
591
4391
SH
OTR
0
4391
0
S&P GLOBAL INC
COM
78409v104
1134
5562
SH
SOLE
4393
0
1169
SPDR PORTFOLIO SHORT TERMCORPO
ETF
78464a474
447
14841
SH
SOLE
0
0
14841
SCANA CORP
COM
80589M102
865
22461
SH
SOLE
19186
0
3275
SCANA CORP
COM
80589M102
1078
28011
SH
DFND
28011
0
0
SCANA CORP
COM
80589M102
657
17067
SH
OTR
0
17067
0
CHARLES SCHWAB CORP
COM
808513105
950
18598
SH
SOLE
14179
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4419
SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF
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808524797
248
5032
SH
SOLE
0
0
5032
SEMPRA ENERGY
COM
816851109
732
6308
SH
SOLE
5577
0
731
SEMPRA ENERGY
COM
816851109
1141
9829
SH
DFND
9829
0
0
SEMPRA ENERGY
COM
816851109
694
5978
SH
OTR
0
5978
0
J M SMUCKER CO
COM
832696405
268
2495
SH
SOLE
1839
0
656
SOUTHERN CO
COM
842587107
549
11870
SH
SOLE
10918
0
952
SOUTHERN CO
COM
842587107
1065
23003
SH
DFND
23003
0
0
SOUTHERN CO
COM
842587107
647
13991
SH
OTR
0
13991
0
SQUARE INC CLASS A
COM
852234103
1513
24549
SH
SOLE
20058
0
4491
STARBUCKS CORP
COM
855244109
442
9051
SH
SOLE
6789
0
2262
STARBUCKS CORP
COM
855244109
857
17562
SH
DFND
17562
0
0
STARBUCKS CORP
COM
855244109
521
10682
SH
OTR
0
10682
0
STERICYCLE INC
COM
858912108
901
13806
SH
SOLE
11652
0
2154
STERICYCLE INC
COM
858912108
1025
15711
SH
DFND
15711
0
0
STERICYCLE INC
COM
858912108
624
9568
SH
OTR
0
9568
0
SYSCO CORP
COM
871829107
2031
29749
SH
SOLE
24527
0
5222
SYSCO CORP
COM
871829107
1036
15182
SH
DFND
15182
0
0
SYSCO CORP
COM
871829107
630
9234
SH
OTR
0
9234
0
TJX COMPANIES INC
COM
872540109
487
5123
SH
SOLE
4786
0
337
TJX COMPANIES INC
COM
872540109
1016
10680
SH
DFND
10680
0
0
TJX COMPANIES INC
COM
872540109
618
6496
SH
OTR
0
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0
TAPESTRY INC
COM
876030107
937
20070
SH
SOLE
16861
0
3209
TAPESTRY INC
COM
876030107
1029
22048
SH
DFND
22048
0
0
TAPESTRY INC
COM
876030107
627
13440
SH
OTR
0
13440
0
TARGET CORP
COM
87612E106
873
11479
SH
SOLE
9656
0
1823
TARGET CORP
COM
87612E106
967
12714
SH
DFND
12714
0
0
TARGET CORP
COM
87612E106
588
7734
SH
OTR
0
7734
0
3M COMPANY
COM
88579y101
2628
13364
SH
SOLE
4060
0
9304
TRANSDIGM GROUP INC
COM
893641100
896
2598
SH
SOLE
2194
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404
TRANSDIGM GROUP INC
COM
893641100
1019
2953
SH
DFND
2953
0
0
TRANSDIGM GROUP INC
COM
893641100
619
1796
SH
OTR
0
1796
0
TWITTER INC
COM
90184l102
3051
69887
SH
SOLE
56990
0
12897
TYSON FOODS INC-CL A
COM
902494103
918
13336
SH
SOLE
11207
0
2129
TYSON FOODS INC-CL A
COM
902494103
1010
14670
SH
DFND
14670
0
0
TYSON FOODS INC-CL A
COM
902494103
614
8922
SH
OTR
0
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ULTA BEAUTY INC
COM
90384S303
658
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SH
SOLE
2449
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372
ULTA BEAUTY INC
COM
90384S303
915
3920
SH
DFND
3920
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0
ULTA BEAUTY INC
COM
90384S303
555
2379
SH
OTR
0
2379
0
UNITEDHEALTH GRP INC
COM
91324p102
1195
4873
SH
SOLE
3744
0
1129
VANGUARD WORLD FD EXTENDED DURATION TREAS ETF SHS
ETF
921910709
471
4105
SH
SOLE
0
0
4105
VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS
ETF
921946406
244
2937
SH
SOLE
0
0
2937
VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 INDEX FD ETF SHS
ETF
92206C730
254
2031
SH
SOLE
0
0
2031
VARIAN MED SYS INC COM
COM
92220p105
302
2658
SH
SOLE
1959
0
699
VANGUARD INDEX FDS VANGUARD MID-CAP ETF
ETF
922908629
718
4557
SH
SOLE
0
0
4557
VERISIGN INC
COM
92343e102
375
2729
SH
SOLE
1770
0
959
VERIZON COMMUNICATIONS INC
COM
92343V104
2237
44474
SH
SOLE
18965
0
25509
VERIZON COMMUNICATIONS INC
COM
92343V104
1043
20736
SH
DFND
20736
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
634
12612
SH
OTR
0
12612
0
VERISK ANALYTICS INC CLASS A
COM
92345y106
1498
13920
SH
SOLE
11988
0
1932
VERISK ANALYTICS INC CLASS A
COM
92345y106
982
9125
SH
DFND
9125
0
0
VERISK ANALYTICS INC CLASS A
COM
92345y106
597
5549
SH
OTR
0
5549
0
VMWARE INC CLASS A
COM
928563402
1130
7694
SH
SOLE
6311
0
1383
WEC ENERGY GROUP INC
COM
92939U106
961
14877
SH
SOLE
12536
0
2341
WEC ENERGY GROUP INC
COM
92939U106
1080
16720
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DFND
16720
0
0
WEC ENERGY GROUP INC
COM
92939U106
657
10170
SH
OTR
0
10170
0
WALMART INC
COM
931142103
2373
27712
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SOLE
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0
17927
WALMART INC
COM
931142103
1007
11766
SH
DFND
11766
0
0
WALMART INC
COM
931142103
614
7174
SH
OTR
0
7174
0
WASTE MANAGEMENT INC
COM
94106L109
383
4714
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SOLE
4597
0
117
WASTE MANAGEMENT INC
COM
94106L109
967
11891
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DFND
11891
0
0
WASTE MANAGEMENT INC
COM
94106L109
588
7233
SH
OTR
0
7233
0
WELLS FARGO CO NEW COM
COM
949746101
1816
32761
SH
SOLE
9868
0
22893
XCEL ENERGY INC
COM
98389B100
673
14740
SH
SOLE
13069
0
1671
XCEL ENERGY INC
COM
98389B100
1068
23397
SH
DFND
23397
0
0
XCEL ENERGY INC
COM
98389B100
650
14231
SH
OTR
0
14231
0
EVEREST RE GROUP LTD
COM
G3223R108
783
3400
SH
SOLE
2923
0
477
EVEREST RE GROUP LTD
COM
G3223R108
1013
4398
SH
DFND
4398
0
0
EVEREST RE GROUP LTD
COM
G3223R108
616
2675
SH
OTR
0
2675
0
MEDTRONIC PLC
COM
G5960L103
2162
25258
SH
SOLE
6931
0
18327
MICHAEL KORS HOLDINGS LTD
COM
G60754101
1522
22861
SH
SOLE
18317
0
4544
MICHAEL KORS HOLDINGS LTD
COM
G60754101
1049
15757
SH
DFND
15757
0
0
MICHAEL KORS HOLDINGS LTD
COM
G60754101
638
9584
SH
OTR
0
9584
0
LYONDELLBASELL INDUSTRIESN V C
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n53745100
2107
19189
SH
SOLE
6255
0
12934