0001548309-18-000028.txt : 20180131 0001548309-18-000028.hdr.sgml : 20180131 20180131161125 ACCESSION NUMBER: 0001548309-18-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180130 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Michael Patrick CENTRAL INDEX KEY: 0001653805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35641 FILM NUMBER: 18562830 MAIL ADDRESS: STREET 1: 5500 TRILLIUM BLVD, SUITE 501, E5-112B STREET 2: ELM BUILDING ENTRANCE CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEARS HOMETOWN & OUTLET STORES, INC. CENTRAL INDEX KEY: 0001548309 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 800808358 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 5500 TRILLIUM BOULEVARD STREET 2: SUITE 501 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 BUSINESS PHONE: 847-286-7000 MAIL ADDRESS: STREET 1: 5500 TRILLIUM BOULEVARD STREET 2: SUITE 501 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 FORMER COMPANY: FORMER CONFORMED NAME: Sears Hometown & Outlet Stores, Inc. DATE OF NAME CHANGE: 20120425 4 1 wf-form4_151743307050491.xml FORM 4 X0306 4 2018-01-30 0 0001548309 SEARS HOMETOWN & OUTLET STORES, INC. SHOS 0001653805 McCarthy Michael Patrick 5500 TRILLIUM BOULEVARD, SUITE 501 HOFFMAN ESTATES IL 60192 0 1 0 0 VP, Merchandising & Inventory Common Stock 2018-01-30 4 M 0 3333 0 A 3333 D Common Stock 2018-01-30 4 D 0 3333 2.625 D 0 D Phantom Stock (stock units) 0.0 2018-01-30 4 M 0 3333 0 D 2020-01-30 2020-01-30 Common Stock 3333.0 6667 D Each share of Phantom Stock (stock units) is the economic equivalent of one share of the Company's common stock and is exercisable solely in cash. These shares of Phantom Stock (stock units) vested on 1-30-18 in accordance with their terms. The remaining shares of Phantom Stock (stock units) with respect to this grant vest one-half on 1-30-19 and the other half on 1-30-20. /s/ Charles J. Hansen, as Attorney-in-Fact for Michael Patrick McCarthy 2018-01-31