0000899140-17-000392.txt : 20170421
0000899140-17-000392.hdr.sgml : 20170421
20170421121717
ACCESSION NUMBER: 0000899140-17-000392
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20170421
DATE AS OF CHANGE: 20170421
EFFECTIVENESS DATE: 20170421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legion Strategies, Ltd.
CENTRAL INDEX KEY: 0001547953
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-177339
FILM NUMBER: 17774796
BUSINESS ADDRESS:
STREET 1: C/O SKYBRIDGE CAPITAL II, LLC
STREET 2: 527 MADISON AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-485-3100
MAIL ADDRESS:
STREET 1: C/O SKYBRIDGE CAPITAL II, LLC
STREET 2: 527 MADISON AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001547953
Legion Strategies, Ltd.
C/O SKYBRIDGE CAPITAL II, LLC
527 MADISON AVENUE, 16TH FLOOR
NEW YORK
NY
NEW YORK
10022
212-485-3100
CAYMAN ISLANDS
None
None
Other
A Cayman Islands Exempted Company with Limited Liability.
true
Jennifer
Fischetti
CIBC Financial Centre, 11 Roy's Drive
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1107
Director
Jennifer Fischetti is a director of Commerce Corporate Services Limited, a director of the Issuer.
Michael
F.B.
Gillooly
CIBC Financial Centre, 11 Roy's Drive
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1107
Director
Michael F.B. Gillooly is a director of Commerce Corporate Services Limited, a director of the Issuer.
Michael
Halsey
CIBC Financial Centre, 11 Roy's Drive
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1107
Director
Michael Halsey is a director of Commerce Corporate Services Limited, a director of the Issuer.
Bruno
A.
Roberts
C/O SKYBRIDGE CAPITAL II, LLC
527 MADISON AVENUE, 16TH FLOOR
NEW YORK
NY
NEW YORK
10022
Director
Peter
Burnett
Evans
C/O SKYBRIDGE CAPITAL II, LLC
527 MADISON AVENUE, 16TH FLOOR
NEW YORK
NY
NEW YORK
10022
Director
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0000899140-16-001377
2011-10-01
true
true
true
false
50000
MORGAN STANLEY SMITH BARNEY
149777
MORGAN STANLEY SMITH BARNEY
149777
2000 WESTCHESTER AVENUE
PURCHASE
NY
NEW YORK
10577-2530
All States
false
CITIGROUP GLOBAL MARKETS INC.
7059
CITIGROUP GLOBAL MARKETS INC.
7059
390 - 388 GREENWICH STREET
NEW YORK
NY
NEW YORK
10013-2396
All States
false
Stuart Portfolio Consultants , LP
44487
Stuart Portfolio Consultants , LP
44487
223 East 83 Street, Suite 2
New York
NY
NEW YORK
10028
NY
NEW YORK
OH
OHIO
false
Hastings Capital Group LLC
142998
Hastings Capital Group LLC
142998
527 Madison Avenue-16th Floor
New York
NY
NEW YORK
10022
All States
false
UBS Financial Services, Inc.
8174
UBS Financial Services, Inc.
8174
1200 HARBOR BOULEVARD
WEEHAWKEN
NJ
NEW JERSEY
07086
All States
false
Wells Fargo Advisors, LLC
19616
Wells Fargo Advisors, LLC
19616
ONE NORTH JEFFERSON AVENUE
ST. LOUIS
MO
MISSOURI
63103
All States
false
Indefinite
185573322
Indefinite
Responses provided in Item #13 is an estimate.
false
16
821037
true
0
Estimate includes fees that may be paid over the next 12 months.
0
false
Legion Strategies, Ltd.
Christopher Hutt
Christopher Hutt
Authorized Signatory
2017-04-21