8-A12B 1 s123353_8a12b.htm 8-A12B

 

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES 

PURSUANT TO SECTION 12(b) or (g) OF THE 

SECURITIES EXCHANGE ACT OF 1934

 

Exchange Listed Funds Trust 

(Exact name of registrant as specified in its charter)

 

Delaware 

(State of incorporation or organization)

See below 

(IRS Employer Identification No.)

 

10900 Hefner Pointe Drive 

Suite 207 

Oklahoma City, Oklahoma 73120 

(Address of principal executive offices including zip code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each

class to be registered

Name of exchange on which each class is to be registered

I.R.S. Employer

Identification Number

QRAFT AI-Enhanced U.S. High Dividend ETF NYSE Arca, Inc. 35-2673774

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

 

Securities Act registration statement file number to which this form relates: 333-180871

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

 

 

 

Item 1.Description of Registrant’s Securities to be Registered

 

A description of the shares is set forth in Post-Effective Amendment No. 163 to the Registrant’s Registration Statement on Form N-1A (the “Registration Statement”) (File Nos. 333-180871; 811-22700), as filed with the U.S. Securities and Exchange Commission (the “SEC”) via EDGAR on February 24, 2020, which description is incorporated herein by reference. Any form of supplement to the Registration Statement that is subsequently filed with the SEC that relates to the shares is hereby also incorporated herein by reference.

 

Item 2.Exhibits

 

A.Registrant’s Certificate of Trust dated April 3, 2012, as filed with the State of Delaware on April 4, 2012, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A (File Nos. 333-180871 and 811-22700), as filed with the SEC via EDGAR (Accession No. 0001144204-12-023014) on April 20, 2012.

 

B.Certificate of Amendment, dated June 2, 2015, to the Certificate of Trust dated April 3, 2012, as filed with the State of Delaware on June 2, 2015, is incorporated herein by reference to Exhibit (a)(2) of Post-Effective Amendment No. 16 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-180871 and 811-22700), as filed with the SEC via EDGAR (Accession No. 0001398344-15-003746) on June 5, 2015.

 

C.Registrant’s Agreement and Declaration of Trust dated September 10, 2012, is incorporated herein by reference to Exhibit (a)(2) of Post-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-180871 and 811-22700), as filed with the SEC via EDGAR (Accession No. 0001144204-12-050445) on September 10, 2012.

 

D.Registrant’s By-Laws, as amended December 5, 2013, are incorporated herein by reference to Exhibit (b)(2) of Post-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-180871 and 811-22700), as filed with the SEC via EDGAR (Accession No. 0001398344-14-000396) on January 27, 2014.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: February 24, 2020

Exchange Listed Funds Trust

 
       
  By:  /s/ J. Garrett Stevens  
    J. Garrett Stevens  
    President