EX-99.(H)(10) 7 ea166919_ex99-h10.htm EXHIBIT (H)(10)

Exhibit (h)(10) 

 

THIRD AMENDED AND RESTATED EXHIBIT A

TO THE PLATFORM SERVICES ADMINISTATION AGREEMENT

BETWEEN EXCHANGE TRADED CONCEPTS LLC and EXCHANGE LISTED FUNDS TRUST

 

As amended: December 5, 2023

 

Platform Services Fees

 

Consistent with the terms of Section 2(F) of this Agreement, Trust and Adviser agree that each Fund shall pay Platform Services fees at the following rates, which payment shall be made out of the Advisory Fee payable to Adviser and not separately charged to the Fund, for the payment of all operational expenses of the Trust and the Funds. Platform Services, in its capacity as Paying Agent, shall also remit to Adviser fees as described below:

 

Fund/Fund Family Fee Retained Adviser Minimum or Asset-
Based Fees

Cabana

Cabana Target Drawdown 7 ETF (TDSB)

Cabana Target Drawdown 10 ETF (TDSC)

Cabana Target Drawdown 13 ETF (TDSD)

Cabana Target Drawdown 16 ETF (TDSE)

Cabana Target Leading Sector Aggressive ETF (CLSA)

Cabana Target Leading Sector Moderate ETF (CLSM)

Cabana Target Leading Sector Conservative ETF (CLSC)

0.80%

$20,000 annually for the first fund, $15,000
annually for each additional Fund

 

Asset based fees of:

 

2.5 bps on The First $1 Billion

2 bps on AUM above $1 Billion

Saba Closed-End Funds ETF (CEFS) 1.10% $20,000 annually
Armor US Equity Index ETF (ARMR) 0.50%

$20,000 annually for the first fund, $15,000
annually for each additional Fund

 

Asset based fees of:

 

4 bps on The First $1 Billion

3 bps on AUM above $1 Billion

Corbett Road Tactical Opportunity ETF (OPPX) 0.75%

$20,000 annually for the first fund, $15,000
annually for each additional Fund

Asset based fees of:

4 bps on The First $1 Billion

3 bps on the next $2 Billion in AUM

2 bps on AUM above $3 Billion

 

QRAFT

QRAFT AI-Enhanced U.S. Large Cap Momentum ETF (AMOM)

QRAFT AI-Enhanced U.S Large Cap ETF (QRFT)

QRAFT AI-Enhanced Next Value ETF (NVQ)

QRAFT AI-Pilot U.S. Large Cap Dynamic Beta ETF (AIDP)

LG QRAFT AI-Powered U.S. Large Cap Core ETF (LGAI)

 

0.75%

0.75%

0.75%

0.75%

0.75%

$25,000 annually for the first fund, $15,000
annually for each additional Fund

 

Asset based fees of:

 

5 bps on the First $500 Million

4 bps on the next $500 Million in AUM

3 bps on AUM above $1 Billion

 

 

 

 

 

Akros Monthly Payout ETF (MPAY)

0.75%

 

$25,000 annually for the first fund, $20,000
annually for each additional Fund

 

Asset based fees of:

 

5 bps on the First $2 Billion

4 bps on AUM above $2 Billion

 

Bancreek U.S. Large Cap ETF 0.80%

$15,000 annually

 

Asset based fees of:

 

2 bps

 

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This Amendment may be executed in one or more counterparts, each of which shall be an original and all of which together shall constitute one instrument.

 

IN WITNESS WHEREOF, the parties have caused this Amendment to be signed by their respective officers thereunto duly authorized as of the date first set forth above.

 

ETC PLATFORM SERVICES, LLC

     
By:

/s/ J. Garrett Stevens

 
Name:  J. Garrett Stevens  
Title: Chief Executive Officer  

 

EXCHANGE LISTED FUNDS TRUST

 

By:

/s/ J. Garrett Stevens

 
Name:  J. Garrett Stevens  
Title: President  

 

EXCHANGE TRADED CONCEPTS, LLC

 

By:

/s/ J. Garrett Stevens

 
Name:  J. Garrett Stevens  
Title: Chief Executive Officer