0001547903-15-000144.txt : 20151111
0001547903-15-000144.hdr.sgml : 20151111
20151110173335
ACCESSION NUMBER: 0001547903-15-000144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151108
FILED AS OF DATE: 20151110
DATE AS OF CHANGE: 20151110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Montgomery Michael Curry
CENTRAL INDEX KEY: 0001591148
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 151219933
MAIL ADDRESS:
STREET 1: C/O NMI HOLDINGS, INC., 2100 POWELL ST.
STREET 2: 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER NAME:
FORMER CONFORMED NAME: Montogmery Michael Curry
DATE OF NAME CHANGE: 20131105
4
1
wf-form4_144719480535246.xml
FORM 4
X0306
4
2015-11-08
0
0001547903
NMI Holdings, Inc.
NMIH
0001591148
Montgomery Michael Curry
C/O NMI HOLDINGS, INC.
2100 POWELL STREET, 12TH FL.
EMERYVILLE
CA
94608
1
0
0
0
Class A Common Shares, $0.01 par value per share
2015-11-08
4
M
0
15470
0
A
21615
D
Class A Common Shares, $0.01 par value per share
2015-11-08
4
J
0
15470
0
D
6145
D
Restricted Stock Unit (right to receive)
0.0
2015-11-08
4
M
0
15470
0
D
Class A Common Shares, $0.01 par value per share
15470.0
0
D
Restricted stock units convert into common stock on a one-for-one basis.
The reporting person's employment arrangement requires him to transfer all of the shares that vested on November 8, 2015 to Glendon Capital Management, L.P. The reporting person held these shares for the benefit of Glendon Capital Management, L.P. and had no pecuniary interest in the shares.
Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one NMI Holdings, Inc. common share upon vesting and settlement. The restricted stock unit award is time vested based generally on continued service and is scheduled to vest in equal installments on each of the second and third anniversaries of the date of the grant, which grant occurred on November 8, 2012.
/s/ Nicole C. Sanchez as Attorney-in-Fact
2015-11-10