0001547903-15-000144.txt : 20151111 0001547903-15-000144.hdr.sgml : 20151111 20151110173335 ACCESSION NUMBER: 0001547903-15-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151108 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Montgomery Michael Curry CENTRAL INDEX KEY: 0001591148 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 151219933 MAIL ADDRESS: STREET 1: C/O NMI HOLDINGS, INC., 2100 POWELL ST. STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER NAME: FORMER CONFORMED NAME: Montogmery Michael Curry DATE OF NAME CHANGE: 20131105 4 1 wf-form4_144719480535246.xml FORM 4 X0306 4 2015-11-08 0 0001547903 NMI Holdings, Inc. NMIH 0001591148 Montgomery Michael Curry C/O NMI HOLDINGS, INC. 2100 POWELL STREET, 12TH FL. EMERYVILLE CA 94608 1 0 0 0 Class A Common Shares, $0.01 par value per share 2015-11-08 4 M 0 15470 0 A 21615 D Class A Common Shares, $0.01 par value per share 2015-11-08 4 J 0 15470 0 D 6145 D Restricted Stock Unit (right to receive) 0.0 2015-11-08 4 M 0 15470 0 D Class A Common Shares, $0.01 par value per share 15470.0 0 D Restricted stock units convert into common stock on a one-for-one basis. The reporting person's employment arrangement requires him to transfer all of the shares that vested on November 8, 2015 to Glendon Capital Management, L.P. The reporting person held these shares for the benefit of Glendon Capital Management, L.P. and had no pecuniary interest in the shares. Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one NMI Holdings, Inc. common share upon vesting and settlement. The restricted stock unit award is time vested based generally on continued service and is scheduled to vest in equal installments on each of the second and third anniversaries of the date of the grant, which grant occurred on November 8, 2012. /s/ Nicole C. Sanchez as Attorney-in-Fact 2015-11-10